Dark
Light
System
Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 6,287 holdings with a total value of $166,215,327,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 Sentry Tech Corp. 7 0 0.00%
52 BLACKROCK ENHANCED GOVT 3 0 0.00%
53 Marchex Inc 10 0 0.00%
54 CADAN RESOURCES CORP 400 0 0.00%
55 Progress Energy, Inc. 801 0 0.00%
56 CAL DIVE INTERNATIONAL INC 10 0 0.00%
57 ROBOTIC VISION SYSTEMS INC 600 0 0.00%
58 BIOLASE INC 7 0 0.00%
59 INVESTORS ECON SYSTS 144A 2,305 0 0.00%
60 Northfield Laboratories Inc 1,380 0 0.00%
61 PPL Cap FDG Inc JR 20 0 0.00%
62 MAJESCO ENTERTAINMENT CO COM PAR NEW 363 0 0.00%
63 NETBANK INC 569 0 0.00%
64 GVIC COMMUNICATIONS-CL B 3 0 0.00%
65 EARTH SEARCH SCIENCES INC 1 0 0.00%
66 Raser Technologies Inc 750 0 0.00%
67 SOMERSET INTERNATIONAL GROUP 34 0 0.00%
68 MARQUEE ENERGY LTD 68 0 0.00%
69 POSITIVEID CORP 200 0 0.00%
70 LONE PINE RES INC CL A 3,118 0 0.00%
71 STONERIDGE INC COM 10 0 0.00%
72 XUNLEI LTD SPONSORED ADR 15 0 0.00%
73 DELIA'S INC NEW 500 0 0.00%
74 KENTUCKY USA ENERGY INC 1,000 0 0.00%
75 NOBEL BIOCARE HOLD-UNSP ADR 22 0 0.00%
76 SCOLR PHARMA INC 2,000 0 0.00%
77 * CHINA MING YANG WIND PWR GRO SPONSORED ADR 142 0 0.00%
78 Clinuvel Pharmaceuticals 5 0 0.00%
79 HEARTLAND OIL & GAS CORP 150 0 0.00%
80 URANIUM ENERGY CORP 10 0 0.00%
81 REGIONAL MGMT CORP 10 0 0.00%
82 Realty Incm E 18 0 0.00%
83 OSSEN INNOVATION CO LTD 95 0 0.00%
84 DIAMONDHEAD CASINO CORP 1,000 0 0.00%
85 ACORN INTL INC 15 0 0.00%
86 LEHMAN BRO 650 0 0.00%
87 ASIA PULP & PAPER LTD 40 0 0.00%
88 CVEO US 10/18/14 C30 11 0 0.00% Call
89 GENEVA STEEL HOLDINGS CORP 182 0 0.00%
90 MAHANAGAR TELEPHONE 98 0 0.00%
91 CHINA NEPSTAR CHAIN DRUGSTOR 31 0 0.00%
92 AMBAC FINL GROUP INC 10 0 0.00%
93 Colonial BancGroup Inc/The 19,027 0 0.00%
94 Wellman Inc (NV) 100 0 0.00%
95 FOX PETROLEUM INC NEWXXX 20 0 0.00%
96 OCULUS INNOVATIVE SCIENCES I 142 0 0.00%
97 LASERSIGHT INC 2 0 0.00%
98 IEXALT INC 5 0 0.00%
99 EBANK FINANCIAL SERVICES INC 150 0 0.00%
100 RED OAK HEREFORD FAR 500 0 0.00%
Page 2 of 126

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-14-011985, filed 2014.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.