| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,348,430 | 32,972,000 | 49.95% | ||
| 2 | 1607 Capital Partners, LLC | 1,044,782 | 14,669,000 | 22.22% | ||
| 3 | WELLS FARGO & COMPANY/MN | 552,771 | 7,761,000 | 11.76% | ||
| 4 | Relative Value Partners, LLC | 506,235 | 7,108,000 | 10.77% | ||
| 5 | ICON ADVISERS INC/CO | 124,520 | 1,748,000 | 2.65% | ||
| 6 | Invesco Ltd. | 52,824 | 742,000 | 1.12% | PRN | |
| 7 | LPL Financial LLC | 18,434 | 259,000 | 0.39% | ||
| 8 | CREDIT SUISSE AG/ | 17,229 | 242,000 | 0.37% | ||
| 9 | MORGAN STANLEY | 10,057 | 141,000 | 0.21% | ||
| 10 | UBS AG | 9,839 | 138,000 | 0.21% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 6,925 | 97,000 | 0.15% | ||
| 12 | WFG Advisors, LP | 3,000 | 42,000 | 0.06% | ||
| 13 | D.A. DAVIDSON & CO. | 2,600 | 36,000 | 0.05% | ||
| 14 | CITIGROUP INC | 2,086 | 29,000 | 0.04% | ||
| 15 | Creative Planning | 750 | 11,000 | 0.02% | ||
| 16 | NEW ENGLAND SECURITIES CORP /MA/ | 280 | 4,000 | 0.01% | ||
| 17 | SECURITY NATIONAL TRUST CO | 300 | 4,000 | 0.01% | ||
| 18 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.00% | ||
| 19 | Ground Swell Capital, LLC | 122 | 2,000 | 0.00% | ||
| 20 | AMERIPRISE FINANCIAL INC | 3 | 0 | 0.00% | ||
| 21 | ROYAL BANK OF CANADA | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
