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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000950123-14-011985) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
9551 ParkerVision Inc. (PRKR) 225 0 0.00%
9552 Amr Corp Com Escrow Cusip 237,661 0 0.00%
9553 Parkway Properties Inc 6 0 0.00%
9554 SCOLR PHARMA INC 2,000 0 0.00%
9555 SBM OFFSHORE NV-UNSPON ADR 15 0 0.00%
9556 FONU2 INC 1,500 0 0.00%
9557 PARSLEY ENERGY CLA A 4 0 0.00%
9558 SYCAMORE NETWRKS INC 10 0 0.00%
9559 Biopure Corporation 23 0 0.00%
9560 CAL DIVE INTERNATIONAL INC 10 0 0.00%
9561 CAL-BAY INTL INC 1 0 0.00%
9562 CAESARS ACQUISITION CO CL A 50 0 0.00%
9563 PEDEVCO CORP 250 0 0.00%
9564 PENDRELL CORP 255 0 0.00%
9565 AUXILIUM PHARMACEUTICALS INC 12 0 0.00%
9566 AVALON CORRECTIONAL SERVICES 100 0 0.00%
9567 CADAN RESOURCES CORP 400 0 0.00%
9568 BALTIC TRADING LIMITED 12 0 0.00%
9569 SUNTECH POWER HOLDINGS SPONS ADR 262 0 0.00%
9570 SUNTECH POWER HOLDINGS SPONS ADR 14 0 0.00%
9571 PENTAIR PLC 1 0 0.00%
9572 EMPRESA DIST Y COMERCIAL NOR 15 0 0.00%
9573 FOX PETROLEUM INC 20 0 0.00%
9574 EURASIAN NATURAL RES-UNS ADR 980 0 0.00%
9575 SCORPION TECHNOLOGIES -CL A 100 0 0.00%
9576 SUNGY MOBILE LTD 71 0 0.00%
9577 4-D NEUROIMAGING 2 0 0.00%
9578 Foundation Healthcare, Inc. 500 0 0.00%
9579 PHARMAGEN INC 1,500 0 0.00%
9580 SJW GROUP 15 0 0.00%
9581 PHOTOMEDEX INC COM PAR NEW 75 0 0.00%
9582 SUN BANCORP INC COM NEW 7 0 0.00%
9583 Pinnacle Entertainment 13 0 0.00%
9584 CPI AEROSTRUCTURES INC COM NEW 10 0 0.00%
9585 TIBET PHARMACEUTICALS INC 5,000 0 0.00%
9586 TRANSATLANTIC PETROLEUM LTD 20 0 0.00%
9587 SLS INTERNATIONAL INC 3,640 0 0.00%
9588 TSAKOS ENERGY NAVIGATION LTD 10 0 0.00%
9589 SERCO GROUP PLC ADR 92 0 0.00%
9590 PLATINUM RESEARCH ORGANIZATI 2,000 0 0.00%
9591 SEQUENOM INC 100 0 0.00%
9592 ATI LIQUIDATING INC 13,037 0 0.00%
9593 STRIKE AXE INC 28 0 0.00%
9594 FORMFACTOR INC COM 65 0 0.00%
9595 PLUG POWER INC 100 0 0.00%
9596 STRATTEC SEC CORP COM 5 0 0.00%
9597 STRAT PETROLEUM LTD 5,000 0 0.00%
9598 STRASBAUGH 3 0 0.00%
9599 ENCORE WIRE CORP 3 0 0.00%
9600 STORM CAT ENERGY CORP 8,000 0 0.00%
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