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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000950123-14-011985) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
951 Antofagasta PLC Spon ADR (Del 7/25/2016) 755 18 0.00%
952 Apollo Residentail Mtg Inc 385,213 5,944 0.00%
953 Approach Res Inc 500 7 0.00%
954 Approach Res Inc 159,694 2,316 0.00%
955 Arctic Cat, Inc. 300,651 10,470 0.01%
956 Ares Cap Corp 7% Pfd. 21 1 0.00%
957 Arkema SA 244 16 0.00%
958 Arlington Asset Investment Corp. 6.625 01-MAY-2023 625 15 0.00%
959 Arris Group Inc 1,140,558 32,342 0.02%
960 Arris Group Inc 21,827 619 0.00%
961 Arris Group Inc 1,000 28 0.00%
962 Arris Group Inc 6,084 173 0.00%
963 Arrowhead Pharma Inc 3,161 47 0.00%
964 Arrowhead Pharma Inc 525,335 7,758 0.00%
965 Asahi Chem Indus Unspon ADR 3,746 61 0.00%
966 Asahi Glass Co ADR 2,345 13 0.00%
967 Ashland Inc New 205,182 21,358 0.01%
968 Ashland Inc New 1,875 195 0.00%
969 Aspen Insurance Holdingf 651 28 0.00%
970 Aspen Insurance Holdingf 432,917 18,517 0.01%
971 Assa Abloy AB 500 13 0.00%
972 Assa Abloy AB 10,587 274 0.00%
973 Associated British Foods Unspon ADR 708 31 0.00%
974 Assured Gty Muni 2,100 52 0.00%
975 Assured Guaranty Municipal Holdings Inc 100 3 0.00%
976 Astellas Pharma Inc 14,912 223 0.00%
977 Astoria Finl Corp 2,000 49 0.00%
978 Atlantia Spa - Unspon ADR 408 5 0.00%
979 Atlantia Spa - Unspon ADR 3,160 39 0.00%
980 Atlantic Tele Netwrk N 116,726 6,291 0.00%
981 Atlantica Yield plc 106,108 3,775 0.00%
982 Atlas Copco AB 1,366 39 0.00%
983 Atlas Copco AB 5,939 171 0.00%
984 Atlas Energy LP 188 8 0.00%
985 Atlas Energy LP 2,846 125 0.00%
986 Australia and New Zealand Banking Group Ltd 2,860 77 0.00%
987 Australia and New Zealand Banking Group Ltd 23,766 643 0.00%
988 Auxilium Pharmaceuticals Inc 4,600,000 6,067 0.00% PRN
989 Aviva PLC Spon ADR 4,487 76 0.00%
990 Aviva PLC Spon ADR 8,752 148 0.00%
991 Axion International Holdings Inc 4 0 0.00%
992 Axis Capital 62 1 0.00%
993 Axis Capital 142 4 0.00%
994 B & G FOODS INC NEW 3,086 85 0.00%
995 B & G FOODS INC NEW 280,271 7,723 0.00%
996 B/E AEROSPACE INC 781,513 65,599 0.04%
997 B/E AEROSPACE INC 27,650 2,321 0.00%
998 B/E AEROSPACE INC 9,481 796 0.00%
999 BABCOCK & WILCOX COMPANY 1,098 30 0.00%
1000 BABCOCK & WILCOX COMPANY 37,905 1,050 0.00%
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