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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 3,899 holdings with a total value of $161,461,477,000.
#
Name
Shares
Value ($)
%
Options
Notes
3851 Magnum Hunter Res Corp Del Wts 04/15/16 45,314 1,000 0.00%
3852 ECOSPHERE TECH INC COM 14,385 1,000 0.00%
3853 SIGMA LABS INC COM 15,000 1,000 0.00%
3854 ERHC ENERGY INC 425,000 1,000 0.00%
3855 NEW WORLD GOLD CORP COM 2,100,000 1,000 0.00%
3856 HANEI CORP 49,382 0 0.00%
3857 American Intl Group Inc Wts 1/19/2021 87,326 0 0.00%
3858 KWIKWEB.COM INC 21,885 0 0.00%
3859 WI-TRON INC 300,000 0 0.00%
3860 ARKANOVA ENERGY CORP 26,316 0 0.00%
3861 EVERGREEN ENERGY INC 19,248 0 0.00%
3862 MEDISYS TECHNOLOGIES INC 44,000 0 0.00%
3863 HAIGHTS CROSS COMM INC 302,134 0 0.00%
3864 Colonial BancGroup Inc/The 21,027 0 0.00%
3865 ATI LIQUIDATING INC 13,037 0 0.00%
3866 Amr Corp Com Escrow Cusip 237,666 0 0.00%
3867 LIBERTY STAR URANIUM 20,000 0 0.00%
3868 SpongeTech Delivery Systems Inc 222,327 0 0.00%
3869 Gerber Scientific Inc. Escrow 124,138 0 0.00%
3870 SOCIAL MEDIA VENTURES INC 250,000 0 0.00%
3871 STRATOCOMM CORP 15,500 0 0.00%
3872 FIVE STAR QUAL FRACTIONS 23,000 0 0.00%
3873 CAL DIVE INTERNATIONAL INC 20,625 0 0.00%
3874 AMERICAN RARE EARTHS AND MAT 10,000 0 0.00%
3875 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 13,368 0 0.00%
3876 HIGHLINE TECHNICAL INNOVATIO 31,000 0 0.00%
3877 CALPINE CORP - ESCROW 4 29,236,000 0 0.00%
3878 XHIBIT CORP 11,000 0 0.00%
3879 FAIRLANE MANAGEMENT CORP 52,004 0 0.00%
3880 FLASHPOINT TECHNOLOGY 246,914 0 0.00%
3881 CYGNUS E-TRANSACTION GROUP I 51,500 0 0.00%
3882 SINOFRESH HEALTHCARE 23,000 0 0.00%
3883 BHM TECHNOLOGIES LLC 151,041 0 0.00%
3884 AT HOME CORPORATION 4,193,138 0 0.00% PRN
3885 ENBRIDGE ENERGY LLC FRAC SHS 57,216 0 0.00%
3886 New York Regional Rail Deliste 375,000 0 0.00%
3887 BLACKOUT MEDIA CORP 100,000 0 0.00%
3888 XSUNX INC COM 15,000 0 0.00%
3889 RAM CAPITAL LLC 3,654,271 0 0.00%
3890 BLACK DRAGON RESOURCE COS IN 10,000 0 0.00%
3891 ONCOLOGIX TECH INC 11,225 0 0.00%
3892 NORTH AMERICAN OIL & GAS COR 12,500 0 0.00%
3893 NPF12 2002-2 A ESCROW 10,000,000 0 0.00%
3894 PROSENSA HLDGS CVR 16,099 0 0.00%
3895 FIRST PLACE FINANCIAL /OHIO 25,190 0 0.00%
3896 First Horizon Fractional 134,548 0 0.00%
3897 RHODES COMPANIES 109,053 0 0.00%
3898 SENDTEC INC 25,000 0 0.00%
3899 NCT Group Inc 23,400 0 0.00%
Page 78 of 78

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-011519, filed 2015.11.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.