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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 3,793 holdings with a total value of $167,583,793,000.
#
Name
Shares
Value ($)
%
Options
Notes
3751 AT HOME CORPORATION 4,193,138 0 0.00% PRN
3752 XHIBIT CORP 11,000 0 0.00%
3753 HANEI CORP 49,382 0 0.00%
3754 CALPINE CORP - ESCROW 4 29,236,000 0 0.00%
3755 SINOFRESH HEALTHCARE 23,000 0 0.00%
3756 FAIRLANE MANAGEMENT CORP 52,004 0 0.00%
3757 NORTH AMERICAN OIL & GAS COR 12,500 0 0.00%
3758 RHODES COMPANIES 109,053 0 0.00%
3759 WI-TRON INC 300,000 0 0.00%
3760 AMERICAN RARE EARTHS AND MAT 10,000 0 0.00%
3761 ENBRIDGE ENERGY LLC FRAC SHS 59,265 0 0.00%
3762 ATI LIQUIDATING INC 13,037 0 0.00%
3763 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 12,457 0 0.00%
3764 Colonial BancGroup Inc/The 21,027 0 0.00%
3765 EDUCATION MANAGEMENT LLC 2,303,005 0 0.00%
3766 KWIKWEB.COM INC 21,885 0 0.00%
3767 Gerber Scientific Inc. Escrow 124,138 0 0.00%
3768 PROSENSA HLDGS CVR 16,099 0 0.00%
3769 FIVE STAR QUAL FRACTIONS 23,000 0 0.00%
3770 First Horizon Fractional 134,548 0 0.00%
3771 ECAREER HOLDINGS INC 16,014 0 0.00%
3772 BLACK DRAGON RESOURCE COS IN 10,000 0 0.00%
3773 HAIGHTS CROSS COMM INC 302,134 0 0.00%
3774 Magnum Hunter Res Corp Del Wts 04/15/16 45,131 0 0.00%
3775 RAM CAPITAL LLC 3,654,271 0 0.00%
3776 HIGHLINE TECHNICAL INNOVATIO 31,000 0 0.00%
3777 SOCIAL MEDIA VENTURES INC 250,000 0 0.00%
3778 STRATOCOMM CORP 15,500 0 0.00%
3779 New York Regional Rail Deliste 375,000 0 0.00%
3780 NEW WORLD GOLD CORP COM 2,100,000 0 0.00%
3781 SENDTEC INC 25,000 0 0.00%
3782 American Intl Group Inc Wts 1/19/2021 87,326 0 0.00%
3783 MEDISYS TECHNOLOGIES INC 44,000 0 0.00%
3784 SUN-TIMES MEDIA GROUP INC-A 25,000 0 0.00%
3785 Amr Corp Com Escrow Cusip 237,666 0 0.00%
3786 American Green Inc 34,200 0 0.00%
3787 QUIKSILVER INC COM 10,700 0 0.00%
3788 Stevia Corp 11,000 0 0.00%
3789 CYGNUS E-TRANSACTION GROUP I 51,500 0 0.00%
3790 FLASHPOINT TECHNOLOGY 246,914 0 0.00%
3791 LIBERTY STAR URANIUM 20,000 0 0.00%
3792 FIRST PLACE FINANCIAL /OHIO 25,190 0 0.00%
3793 SpongeTech Delivery Systems Inc 219,327 0 0.00%
Page 76 of 76

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-016860, filed 2016.05.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.