| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | LINN CO LLC | 13,845 | 1,000 | 0.00% | ||
| 52 | QUANTUM ENERGY INC | 20,000 | 1,000 | 0.00% | ||
| 53 | AMERITYRE CORP | 20,500 | 1,000 | 0.00% | ||
| 54 | SUNERGY INC | 1,464,555 | 1,000 | 0.00% | ||
| 55 | ROCK CREEK PHARMACEUTICALS I | 92,746 | 1,000 | 0.00% | ||
| 56 | ZAP | 26,500 | 1,000 | 0.00% | ||
| 57 | ECOSPHERE TECH INC COM | 14,385 | 1,000 | 0.00% | ||
| 58 | BREITBURN ENERGY PARTNERS LP COM | 10,100 | 1,000 | 0.00% | ||
| 59 | DOCUMENT SEC SYS INC COM | 12,725 | 3,000 | 0.00% | ||
| 60 | SunEdison Inc | 19,972 | 3,000 | 0.00% | ||
| 61 | AG&E HOLDINGS INC | 12,000 | 3,000 | 0.00% | ||
| 62 | VIRTRA SYSTEMS INC | 17,000 | 3,000 | 0.00% | ||
| 63 | AMERICAN FILMS INC | 203,500 | 3,000 | 0.00% | ||
| 64 | BIODEL INC | 12,300 | 4,000 | 0.00% | ||
| 65 | COCRYSTAL PHARMA INC COM | 10,000 | 5,000 | 0.00% | ||
| 66 | Theralase Technologies Inc | 17,245 | 5,000 | 0.00% | ||
| 67 | VARDE FUND V LP | 30,000,000 | 6,000 | 0.00% | ||
| 68 | OREXIGEN THERAPEUTICS INC COM | 13,270 | 6,000 | 0.00% | ||
| 69 | MARKETO INC COM | 200 | 7,000 | 0.00% | Put | |
| 70 | Navidea Biopharm Inc | 13,100 | 7,000 | 0.00% | ||
| 71 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 378,174 | 7,000 | 0.00% | ||
| 72 | NioCorp Developments Ltd | 10,000 | 7,000 | 0.00% | ||
| 73 | NOVO RESOURCES CORP | 10,000 | 8,000 | 0.00% | ||
| 74 | TRIUS THERAPEUTICS INC CVR | 188,529 | 9,000 | 0.00% | ||
| 75 | LI & FUND LTD | 10,856 | 10,000 | 0.00% | ||
| 76 | BIO-KEY INTERNATIONAL INC | 40,100 | 10,000 | 0.00% | ||
| 77 | SOLARCITY CORP | 14,000 | 11,000 | 0.00% | PRN | |
| 78 | CEL SCI CORP | 24,650 | 11,000 | 0.00% | ||
| 79 | ILLUMINA INC SR CONV NT0.5 21 | 11,000 | 11,000 | 0.00% | PRN | |
| 80 | Titan Medical Inc | 17,500 | 12,000 | 0.00% | ||
| 81 | CIENA CORP SR NT CV 17 | 12,000 | 12,000 | 0.00% | PRN | |
| 82 | INTEL CORP JR SB CONV DB 35 | 10,000 | 13,000 | 0.00% | PRN | |
| 83 | BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 | 14,000 | 14,000 | 0.00% | PRN | |
| 84 | SANDISK CORP | 13,000 | 14,000 | 0.00% | PRN | |
| 85 | POLYMET MINING CORP | 17,718 | 14,000 | 0.00% | ||
| 86 | URTHECAST CORP COM | 22,000 | 16,000 | 0.00% | ||
| 87 | WABASH NATL CORP SR NT CV3.375 18 | 13,000 | 16,000 | 0.00% | PRN | |
| 88 | VERINT SYS INC 1.5 06/01/2021 | 18,000 | 16,000 | 0.00% | PRN | |
| 89 | GALENA BIOPHARMA INC | 34,010 | 16,000 | 0.00% | ||
| 90 | PENN WEST PETE LTD NEW | 11,553 | 16,000 | 0.00% | ||
| 91 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 17,000 | 17,000 | 0.00% | PRN | |
| 92 | VANGUARD NAT RES LLC COM UNIT | 11,976 | 17,000 | 0.00% | ||
| 93 | LAM RESEARCH CORP SR NT CV 1.25 18 | 12,000 | 17,000 | 0.00% | PRN | |
| 94 | NEWPARK RES INC SR NT CV 4 17 | 18,000 | 17,000 | 0.00% | PRN | |
| 95 | SANDISK CORP | 11,000 | 18,000 | 0.00% | PRN | |
| 96 | LIBERTY MEDIA CORP DELAWARE | 18,000 | 18,000 | 0.00% | PRN | |
| 97 | XPO LOGISTICS INC | 11,000 | 18,000 | 0.00% | PRN | |
| 98 | ADCARE HEALTH SYSTEMS INC | 10,000 | 18,000 | 0.00% | ||
| 99 | BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 | 17,000 | 19,000 | 0.00% | PRN | |
| 100 | EXCO RESOURCES INC | 14,960 | 19,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-018975, filed 2016.08.08).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
