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PENN WEST
PENN WEST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 148 Institutional holders with a total value of $107,499,997.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FrontFour Capital Group LLC 15,738,530 21,877,000 20.35% SH
2 VANGUARD GROUP INC 8,369,036 11,633,000 10.82%
3 Connor, Clark & Lunn Investment Management Ltd. 8,024,108 11,121,000 10.35%
4 NORGES BANK 6,139,439 8,509,000 7.92%
5 Proxima Capital Management, LLC 4,662,200 6,480,000 6.03%
6 SCOGGIN MANAGEMENT LP 3,760,000 5,226,000 4.86%
7 CREDIT AGRICOLE S A 3,221,321 4,478,000 4.17%
8 Legal & General Group Plc 2,807,253 3,884,000 3.61%
9 GOLDMAN SACHS GROUP INC 1,767,022 2,456,000 2.28%
10 DEUTSCHE BANK AG\ 1,519,595 2,111,000 1.96%
11 GMT CAPITAL CORP 1,260,081 1,752,000 1.63%
12 GRACE & WHITE INC /NY 1,111,703 1,545,000 1.44%
13 MORGAN STANLEY 1,073,378 1,491,000 1.39%
14 GROUP ONE TRADING LLC 922,720 1,283,000 1.19%
15 RENAISSANCE TECHNOLOGIES LLC 883,903 1,228,000 1.14%
16 SIR Capital Management, L.P. 811,700 1,131,000 1.05%
17 Swiss National Bank 785,800 1,089,000 1.01%
18 COMMONWEALTH BANK OF AUSTRALIA 756,220 1,051,000 0.98%
19 LMR Partners LLP 728,078 1,015,000 0.94%
20 Lorber David A 700,000 973,000 0.91%
21 ROYAL BANK OF CANADA 670,416 932,000 0.87%
22 CITADEL ADVISORS LLC 540,338 751,000 0.70%
23 CREDIT SUISSE AG/ 511,037 710,000 0.66%
24 BANK OF AMERICA CORP /DE/ 485,496 676,000 0.63%
25 Invesco Ltd. 472,822 658,000 0.61%
26 Creative Planning 456,104 634,000 0.59%
27 ONTARIO TEACHERS PENSION PLAN BOARD 453,890 629,000 0.59%
28 BANK OF MONTREAL /CAN/ 451,732 627,000 0.58%
29 SCOTIA CAPITAL INC. 425,778 587,000 0.55%
30 Clear Harbor Asset Management, LLC 420,655 585,000 0.54%
31 Cubist Systematic Strategies, LLC 383,595 533,000 0.50%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 365,200 508,000 0.47% Put
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 361,584 503,000 0.47%
34 UBS Group AG 300,962 419,000 0.39%
35 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 296,226 411,000 0.38%
36 CITIGROUP INC 292,926 406,000 0.38%
37 DIMENSIONAL FUND ADVISORS LP 289,327 402,000 0.37%
38 TORONTO DOMINION BANK 273,979 382,000 0.36%
39 PineBridge Investments, L.P. 186,307 335,000 0.31%
40 ELKHORN PARTNERS LIMITED PARTNERSHIP 237,000 329,000 0.31%
41 CIBC WORLD MARKET INC. 211,528 294,000 0.27%
42 Paloma Partners Management Co 203,853 284,000 0.26%
43 WealthTrust Axiom LLC 188,100 261,000 0.24%
44 BNP PARIBAS FINANCIAL MARKETS 185,277 254,746 0.24%
45 US BANCORP \DE\ 161,998 225,000 0.21%
46 Alberta Investment Management Corp 123,400 222,000 0.21%
47 Compagnie Lombard Odier SCmA 159,000 220,000 0.20%
48 LPL Financial LLC 137,722 201,000 0.19%
49 BANK OF NOVA SCOTIA 141,296 197,000 0.18%
50 CITIGROUP INC 136,500 189,000 0.18% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.