| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TEJON RANCH CO WT EXP 083116 | 24,215 | 0 | 0.00% | Call | |
| 2 | SANOFI | 17,768 | 2,000 | 0.00% | ||
| 3 | NORTHERN DYNASTY MINERALS LTD COM | 10,026 | 3,000 | 0.00% | ||
| 4 | AEROPOSTALE INC N/C 8/16/17 00215Q103 | 10,887 | 3,000 | 0.00% | ||
| 5 | THOMPSON CREEK METALS CO COM | 16,549 | 3,000 | 0.00% | ||
| 6 | PHOTOMEDEX INC COM PAR $0.01 | 14,588 | 7,000 | 0.00% | ||
| 7 | RMG NETWORKS HLDG CORP | 11,067 | 8,000 | 0.00% | ||
| 8 | SYNTA PHARMACEUTICALS CORP | 31,921 | 11,000 | 0.00% | ||
| 9 | ProFire Energy | 11,867 | 12,000 | 0.00% | ||
| 10 | Star Bulk Carriers Corp. | 24,265 | 14,000 | 0.00% | ||
| 11 | Platinum Group Metals Ltd | 100,640 | 14,000 | 0.00% | ||
| 12 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 235,845 | 14,000 | 0.00% | Call | |
| 13 | CLEAN DIESEL TECHNOLOGIES IN | 15,724 | 15,000 | 0.00% | ||
| 14 | GOODRICH PETE CORP | 57,345 | 16,000 | 0.00% | ||
| 15 | OI SA | 35,048 | 16,000 | 0.00% | ||
| 16 | IMATION CORP | 12,202 | 16,000 | 0.00% | ||
| 17 | CASTLE BRANDS INC COM | 14,133 | 17,000 | 0.00% | ||
| 18 | ENZON PHARMACEUTICALS INC | 25,604 | 17,000 | 0.00% | ||
| 19 | SFX ENTMT INC | 91,999 | 17,000 | 0.00% | ||
| 20 | HAMPTON ROADS BANKSHARES INC | 10,268 | 19,000 | 0.00% | ||
| 21 | HARMONY GOLD MINING CO LTD | 23,065 | 21,000 | 0.00% | ||
| 22 | URANIUM ENERGY CORP | 19,577 | 21,000 | 0.00% | ||
| 23 | BIO PATH HOLDINGS INC | 17,100 | 22,000 | 0.00% | ||
| 24 | Rcs Capital Corp | 70,661 | 22,000 | 0.00% | ||
| 25 | SEVENTY SEVEN ENERGY INC - escrow shares | 20,642 | 22,000 | 0.00% | ||
| 26 | LIMELIGHT NETWORKS INC COM | 15,366 | 22,000 | 0.00% | ||
| 27 | Neothetics Inc | 16,705 | 23,000 | 0.00% | ||
| 28 | MODUSLINK GLOBAL SOLUTIONS I | 10,281 | 25,000 | 0.00% | ||
| 29 | NEW YORK & CO | 12,128 | 27,000 | 0.00% | ||
| 30 | PLURISTEM THERAPEUTICS INC | 25,525 | 28,000 | 0.00% | ||
| 31 | Stereotaxis Inc | 39,559 | 29,000 | 0.00% | ||
| 32 | ARCH COAL INC | 30,000 | 30,000 | 0.00% | Put | |
| 33 | EVINE LIVE INC | 17,194 | 30,000 | 0.00% | ||
| 34 | Penn Virginia Corp | 100,000 | 30,000 | 0.00% | Put | |
| 35 | CLOUD PEAK ENERGY INC COM | 14,336 | 30,000 | 0.00% | ||
| 36 | Abraxas Petroleum Corp | 29,824 | 31,000 | 0.00% | ||
| 37 | * CHINA MING YANG WIND PWR GRO SPONSORED ADR | 14,098 | 33,000 | 0.00% | ||
| 38 | ALIMERA SCIENCES INC | 14,018 | 34,000 | 0.00% | ||
| 39 | VAALCO ENERGY INC | 21,033 | 34,000 | 0.00% | ||
| 40 | Gastar Exploration, Ltd. | 26,289 | 34,000 | 0.00% | ||
| 41 | GOLD RESOURCE CORP | 21,242 | 35,000 | 0.00% | ||
| 42 | PENDRELL CORP | 70,305 | 35,000 | 0.00% | ||
| 43 | KOPIN CORP | 13,857 | 37,000 | 0.00% | ||
| 44 | MOBILEIRON INC COM NEW | 10,148 | 37,000 | 0.00% | ||
| 45 | HARVARD BIOSCIENCE INC | 10,467 | 37,000 | 0.00% | ||
| 46 | KINDRED BIOSCIENCES INC | 10,817 | 37,000 | 0.00% | ||
| 47 | CASTLE A M & CO | 24,337 | 39,000 | 0.00% | ||
| 48 | FIVE STAR SENIOR LIVING INC | 12,290 | 39,000 | 0.00% | ||
| 49 | DIGITAL TURBINE INC | 30,154 | 40,000 | 0.00% | ||
| 50 | ANTARES PHARMA INC | 33,945 | 41,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-053421, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
