| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NORTHERN DYNASTY MINERALS LTD COM | 10,000 | 3,000 | 0.00% | ||
| 2 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 196,358 | 3,000 | 0.00% | Call | |
| 3 | SANOFI CONTGNT VAL RT | 16,888 | 4,000 | 0.00% | ||
| 4 | Ultrapetrol (Bahamas) Ltd | 25,793 | 8,000 | 0.00% | ||
| 5 | AMYRIS INC | 20,880 | 9,000 | 0.00% | ||
| 6 | EAGLE BULK SHIPPING INC | 39,117 | 17,000 | 0.00% | ||
| 7 | Carbylan Therapeutics Inc. | 28,209 | 18,000 | 0.00% | ||
| 8 | VALHI INC NEW COM | 15,626 | 25,000 | 0.00% | ||
| 9 | NORTHWEST BIOTHERAPEUTICS INC | 50,000 | 29,000 | 0.00% | Call | |
| 10 | BIOSTAGE INC | 26,749 | 30,000 | 0.00% | ||
| 11 | Mizuho Financial Group Inc ADR | 11,482 | 33,000 | 0.00% | ||
| 12 | ABEONA THERAPEUTICS INC | 14,343 | 33,000 | 0.00% | ||
| 13 | PLURISTEM THERAPEUTICS INC | 25,003 | 33,000 | 0.00% | ||
| 14 | Life Technologies Corp | 11,999 | 33,000 | 0.00% | ||
| 15 | CONNECTURE INC COM | 14,841 | 34,000 | 0.00% | ||
| 16 | AMPIO PHARMACEUTICALS INC | 27,694 | 36,000 | 0.00% | ||
| 17 | VIVINT SOLAR INC | 12,751 | 39,000 | 0.00% | ||
| 18 | RADIO ONE INC CL D NON VTG | 12,776 | 40,000 | 0.00% | ||
| 19 | SYNACOR INC | 13,085 | 40,000 | 0.00% | ||
| 20 | KEMPHARM INC | 10,345 | 41,000 | 0.00% | ||
| 21 | TRANSATLANTIC PETROLEUM LTD | 50,250 | 41,000 | 0.00% | ||
| 22 | HAMPTON ROADS BANKSHARES INC | 22,672 | 41,000 | 0.00% | ||
| 23 | GIGPEAK INC | 21,671 | 42,000 | 0.00% | ||
| 24 | CORINDUS VASCULAR ROBOTICS I COM | 30,347 | 43,000 | 0.00% | ||
| 25 | GENESIS HEALTHCARE INC | 23,919 | 43,000 | 0.00% | ||
| 26 | NET ELEMENT INC | 23,610 | 43,000 | 0.00% | ||
| 27 | BEBE STORES INC | 85,423 | 43,000 | 0.00% | ||
| 28 | YINGLI GREEN ENERGY HLDG CO | 10,867 | 44,000 | 0.00% | ||
| 29 | RUDOLPH TECHNOLOGIES INC | 40,000 | 47,000 | 0.00% | PRN | |
| 30 | SENSEONICS HOLDINGS INC | 11,698 | 47,000 | 0.00% | ||
| 31 | ARCADIA BIOSCIENCES INC | 18,813 | 49,000 | 0.00% | ||
| 32 | CESCA THERAPEUTICS INC COM NEW | 16,553 | 49,000 | 0.00% | ||
| 33 | CHROMADEX CORP | 12,122 | 50,000 | 0.00% | ||
| 34 | ASTERIAS BIOTHERAPEUTICS INC COM SER A | 21,426 | 51,000 | 0.00% | ||
| 35 | SANDRIDGE PERMIAN TR | 20,174 | 52,000 | 0.00% | ||
| 36 | Radiant Logistics Inc | 17,954 | 53,000 | 0.00% | ||
| 37 | NAVIOS MARITIME ACQUIS CORP SHS | 34,772 | 54,000 | 0.00% | ||
| 38 | CUMULUS MEDIA INC | 175,806 | 54,000 | 0.00% | ||
| 39 | NOBILIS HEALTH CORP COM | 24,493 | 54,000 | 0.00% | ||
| 40 | BELLATRIX EXPLORATION LTD | 57,067 | 56,000 | 0.00% | ||
| 41 | FORESIGHT ENERGY LP | 36,257 | 57,000 | 0.00% | ||
| 42 | TENAX THERAPEUTICS INC COM | 22,200 | 57,000 | 0.00% | ||
| 43 | KOPIN CORP | 26,271 | 58,000 | 0.00% | ||
| 44 | CAMBER ENERGY INC COM | 15,310 | 58,000 | 0.00% | ||
| 45 | SYNUTRA INTL INC | 15,194 | 58,000 | 0.00% | ||
| 46 | SYNTHETIC BIOLOGICS INC | 31,906 | 58,000 | 0.00% | ||
| 47 | IDERA PHARMACEUTICALS INC | 38,052 | 58,000 | 0.00% | ||
| 48 | CORIUM INTERNATIONAL INC | 16,990 | 59,000 | 0.00% | ||
| 49 | INFORMATION SERVICES GROUP I COM | 15,765 | 60,000 | 0.00% | ||
| 50 | FORTRESS BIOTECH INC | 22,359 | 60,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-075927, filed 2016.08.11).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
