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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
651 BAXALTA INC COM 50,675 1,978 0.01%
652 ARRIS GROUP INC COM 64,833 1,982 0.01%
653 NUANCE COMMUNICATIONS INC 100,000 1,989 0.01% Call
654 VanEck Vectors Vietnam ETF 134,604 1,991 0.01%
655 PEPSICO INC 20,000 1,998 0.01% Call
656 PEPSICO INC 20,000 1,998 0.01% Put
657 AVALONBAY CMNTYS INC 10,860 2,000 0.01%
658 JOHNSON CONTROLS INC 51,542 2,035 0.01%
659 CISCO SYS INC 75,000 2,037 0.01% Call
660 TORONTO DOMINION BK ONT 52,995 2,076 0.02%
661 RIO TINTO PLC 71,311 2,077 0.02%
662 ANTHEM INC 15,009 2,093 0.02%
663 ROYAL CARIBBEAN CRUISES LTD 20,696 2,095 0.02%
664 NORTHROP GRUMMAN 11,137 2,103 0.02%
665 PERRIGO CO PLC 14,601 2,113 0.02%
666 TRINA SOLAR ADR REPTG 50 ORD 193,063 2,128 0.02%
667 DELPHI AUTOMOTIVE 24,907 2,135 0.02%
668 HMS HLDGS CORP 173,800 2,145 0.02% Call
669 Illinois Tool Works 23,273 2,157 0.02%
670 HORMEL FOODS CORP 27,306 2,159 0.02%
671 SYNCHRONY FINL 71,075 2,161 0.02%
672 SPLUNK INC 36,875 2,169 0.02%
673 DR PEPPER SNAPPLE GROUP INC 23,300 2,172 0.02%
674 POLARIS INDS INC 25,289 2,174 0.02%
675 DISCOVERY 86,471 2,181 0.02%
676 RITE AID CORP 281,466 2,207 0.02%
677 COEUR MNG INC 890,658 2,209 0.02%
678 VERISIGN INC 25,584 2,235 0.02%
679 PRECISION CASTPARTS 9,733 2,258 0.02%
680 PUBLIC STORAGE 9,137 2,263 0.02%
681 BLACKSTONE GROUP L P 77,490 2,266 0.02%
682 SYSCO CORP 55,333 2,269 0.02%
683 FIREEYE INC 109,487 2,271 0.02%
684 SCHWAB CHARLES 69,040 2,273 0.02%
685 NATIONAL OILWELL VARCO INC 68,626 2,298 0.02%
686 F5 NETWORKS INC 23,826 2,310 0.02%
687 VISA INC 30,000 2,326 0.02% Put
688 Tableau Software, Inc. 24,699 2,327 0.02%
689 AMERICAN ELEC PWR INC 40,000 2,331 0.02% Put
690 AMERICAN ELEC PWR INC 40,000 2,331 0.02% Call
691 BANK AMER CORP 140,000 2,356 0.02% Put
692 Baxter International Inc 61,836 2,359 0.02%
693 DOMINION ENERGY INC 35,023 2,369 0.02%
694 STRATASYS LTD 101,041 2,372 0.02%
695 iShares MSCI Japan 196,140 2,377 0.02%
696 SOUTHWEST AIRLS CO 55,622 2,395 0.02%
697 RALPH LAUREN CORP 21,573 2,405 0.02%
698 PRAXAIR INC 23,896 2,447 0.02%
699 NETAPP INC 92,570 2,456 0.02%
700 BROADCOM CORP CL A 42,621 2,464 0.02%
Page 14 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 6,521,865 1,329,613 10.23%
2 APPLE INC 5,948,814 626,172 4.82%
3 DEUTSCHE BANK AG 15,203,607 367,167 2.82%
4 CITIGROUP INC 6,508,864 336,834 2.59%
5 SELECT SECTOR SPDR TR 6,904,328 298,819 2.30%
6 ING GROEP N V 2,875,000 287,500 2.21%
7 FACEBOOK INC 2,561,509 268,088 2.06%
8 Amazon.com Inc 299,048 202,124 1.56%
9 MANULIFE FINL CORP 12,914,821 193,464 1.49%
10 ALTRIA GROUP INC 3,143,900 183,006 1.41% Call
11 SELECT SECTOR SPDR TR 4,102,674 178,138 1.37%
12 MICROSOFT CORP 3,201,402 177,614 1.37%
13 SELECT SECTOR SPDR TR 2,251,796 176,002 1.35%
14 YAHOO INC 4,856,309 161,521 1.24%
15 GILEAD SCIENCES INC 1,531,638 154,986 1.19%
16 JPMORGAN CHASE 2,256,199 148,977 1.15%
17 SELECT SECTOR SPDR TR 2,886,990 145,764 1.12%
18 Alphabet Inc Cl C 190,704 144,721 1.11%
19 DEUTSCHE BANK AG 5,814,900 140,430 1.08% Call
20 COMCAST CORP NEW 2,382,974 134,471 1.03%
21 SELECT SECTOR SPDR TR 2,504,089 132,742 1.02%
22 ALPHABET INC 165,322 128,622 0.99%
23 UNITEDHEALTH 1,037,988 122,109 0.94%
24 HSBC HLDGS PLC 1,147,000 115,130 0.89%
25 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.83%
26 INTEL CORP 2,942,779 101,379 0.78%
27 SELECT SECTOR SPDR TR 1,642,873 99,098 0.76%
28 ISHARES TR 2,806,338 99,036 0.76%
29 ALTRIA GROUP INC 1,697,593 98,817 0.76%
30 GENERAL MTRS CO 2,742,952 93,288 0.72%
31 MASTERCARD INCORPORATED 823,600 80,186 0.62% Call
32 PFIZER INC 2,443,212 78,867 0.61%
33 SELECT SECTOR SPDR TR 1,013,370 72,993 0.56%
34 COCA COLA CO 1,600,601 68,762 0.53%
35 JOHNSON and 666,050 68,417 0.53%
36 American Express 966,253 67,203 0.52%
37 TESLA INC 274,577 65,901 0.51%
38 MCDONALDS CORP 542,848 64,132 0.49%
39 DEUTSCHE BANK AG 2,609,937 63,030 0.48% Put
40 PRICELINE GRP INC 49,001 62,474 0.48%
41 GENERAL ELECTRIC 1,926,971 60,025 0.46%
42 WAL-MART STORES INC 966,399 59,240 0.46%
43 ISHARES TR MSCI 1,812,142 58,333 0.45%
44 PAYPAL HLDGS INC 1,570,799 56,863 0.44%
45 NETFLIX INC 483,888 55,347 0.43%
46 EXXON MOBIL CORP 699,148 54,499 0.42%
47 CISCO SYS INC 1,975,847 53,654 0.41%
48 AMGEN INC 328,872 53,386 0.41%
49 VERIZON 1,147,099 53,019 0.41%
50 WALGREENS BOOTS 599,194 51,024 0.39%
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