| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FRANKLIN RESOURCES INC | 13,717,715 | 151,170,000 | 19.80% | ||
| 2 | PLATINUM INVESTMENT MANAGEMENT LTD | 11,884,677 | 130,969,000 | 17.15% | ||
| 3 | OAKTREE CAPITAL MANAGEMENT LP | 3,668,722 | 40,429,000 | 5.29% | ||
| 4 | Impax Asset Management LTD | 3,506,190 | 38,630,000 | 5.06% | ||
| 5 | Sculptor Capital LP | 3,233,700 | 35,635,000 | 4.67% | Put | |
| 6 | BlackRock Group LTD | 2,936,874 | 32,365,000 | 4.24% | ||
| 7 | Oceanic Investment Management LTD | 2,233,200 | 24,610,000 | 3.22% | ||
| 8 | JPMORGAN CHASE & CO | 2,183,251 | 24,059,000 | 3.15% | ||
| 9 | RUSSELL FRANK CO/ | 2,077,995 | 22,817,000 | 2.99% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 1,405,657 | 15,490,000 | 2.03% | ||
| 11 | BARCLAYS PLC | 1,358,951 | 14,949,000 | 1.96% | ||
| 12 | MORGAN STANLEY | 1,148,345 | 12,656,000 | 1.66% | ||
| 13 | Impax Asset Management (AIFM) Ltd | 1,034,485 | 11,381,000 | 1.49% | ||
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 942,200 | 10,383,000 | 1.36% | Put | |
| 15 | MILLENNIUM MANAGEMENT LLC | 934,685 | 10,300,000 | 1.35% | ||
| 16 | ROYAL BANK OF CANADA | 825,100 | 9,093,000 | 1.19% | Put | |
| 17 | DEUTSCHE BANK AG\ | 813,598 | 8,964,000 | 1.17% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 760,500 | 8,380,000 | 1.10% | Call | |
| 19 | BHF Kleinwort Benson Group S.A. | 731,965 | 8,066,000 | 1.06% | ||
| 20 | RENAISSANCE TECHNOLOGIES LLC | 655,500 | 7,224,000 | 0.95% | ||
| 21 | GSA CAPITAL PARTNERS LLP | 652,153 | 7,187,000 | 0.94% | ||
| 22 | Invesco Ltd. | 642,794 | 7,084,000 | 0.93% | ||
| 23 | CREDIT SUISSE AG/ | 629,554 | 6,937,000 | 0.91% | ||
| 24 | CITIGROUP INC | 572,300 | 6,307,000 | 0.83% | Call | |
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 533,950 | 5,884,000 | 0.77% | ||
| 26 | LAZARD ASSET MANAGEMENT LLC | 519,607 | 5,726,000 | 0.75% | ||
| 27 | Central Asset Investments & Management Holdings (HK) Ltd | 480,600 | 5,296,000 | 0.69% | ||
| 28 | Guinness Asset Management LTD | 473,814 | 5,221,000 | 0.68% | ||
| 29 | OXFORD ASSET MANAGEMENT LLP | 463,971 | 5,123,000 | 0.67% | ||
| 30 | CSS LLC/IL | 451,600 | 4,977,000 | 0.65% | Put | |
| 31 | PEAK6 Group LLC | 429,100 | 4,729,000 | 0.62% | Put | |
| 32 | Numeric Investors LLC | 404,400 | 4,456,000 | 0.58% | ||
| 33 | GOLDMAN SACHS GROUP INC | 394,473 | 4,347,000 | 0.57% | ||
| 34 | Spot Trading L.L.C | 391,300 | 4,312,000 | 0.56% | Call | |
| 35 | EverPoint Asset Management, LLC | 310,966 | 3,427,000 | 0.45% | ||
| 36 | BNP Paribas Asset Management Holding S.A. | 304,370 | 3,354,000 | 0.44% | ||
| 37 | Sculptor Capital LP | 300,210 | 3,308,000 | 0.43% | ||
| 38 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 266,600 | 2,938,000 | 0.38% | ||
| 39 | BANK OF AMERICA CORP /DE/ | 252,226 | 2,781,000 | 0.36% | ||
| 40 | FIRST TRUST ADVISORS LP | 231,224 | 2,548,000 | 0.33% | ||
| 41 | CITIGROUP INC | 229,700 | 2,531,000 | 0.33% | Put | |
| 42 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 193,063 | 2,128,000 | 0.28% | ||
| 43 | BNP PARIBAS FINANCIAL MARKETS | 179,924 | 1,982,762 | 0.26% | ||
| 44 | GOLDMAN SACHS GROUP INC | 174,500 | 1,923,000 | 0.25% | Put | |
| 45 | QUENTEC ASSET MANAGEMENT LLC | 166,252 | 1,832,000 | 0.24% | ||
| 46 | BlackRock Fund Advisors | 163,884 | 1,806,000 | 0.24% | ||
| 47 | WELLS FARGO & COMPANY/MN | 158,998 | 1,753,000 | 0.23% | ||
| 48 | VAN ECK ASSOCIATES CORP | 157,877 | 1,740,000 | 0.23% | ||
| 49 | Guinness Atkinson Asset Management Inc | 146,120 | 1,610,000 | 0.21% | ||
| 50 | GOLDMAN SACHS GROUP INC | 138,500 | 1,526,000 | 0.20% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
