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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1051 REGENERON PHARMACEUTICALS 50,962 27,666 0.20%
1052 AMAZON COM INC 41,000 27,711 0.20% Call
1053 PHILIP MORRIS INTL INC 315,928 27,773 0.20%
1054 APPLE INC 268,000 28,210 0.21% Put
1055 MERCK & CO INC 537,238 28,377 0.21%
1056 Call JNJ $125.0 Exp May 19, 2017 284,100 29,183 0.21% Call
1057 KRAFT HEINZ CO 403,676 29,371 0.22%
1058 WELLS FARGO & CO NEW 553,744 30,102 0.22%
1059 QIAGEN NV 1,132,198 31,305 0.23%
1060 GOLDMAN SACHS GROUP INC 176,972 31,896 0.23%
1061 DELTA AIRLINES INC DEL 632,252 32,049 0.23%
1062 ISHARES TR 428,747 32,190 0.24%
1063 AT&T INC 962,835 33,131 0.24%
1064 CAMERON INTERNATIONAL COMPANY 526,369 33,267 0.24%
1065 BANK AMER CORP 1,991,184 33,512 0.25%
1066 BAIDU INC 179,108 33,859 0.25%
1067 ISHARES 1,641,738 33,951 0.25%
1068 MONDELEZ INTL INC 764,009 34,258 0.25%
1069 VISA INC 441,800 34,262 0.25% Call
1070 PEPSICO INC 355,416 35,513 0.26%
1071 STARBUCKS CORP 610,427 36,644 0.27%
1072 DISNEY WALT CO 349,005 36,673 0.27%
1073 VERTEX PHARMACEUTICALS INC 296,135 37,263 0.27%
1074 HOME DEPOT INC 286,597 37,902 0.28%
1075 AMERICAN INTL GROUP INC 623,920 38,664 0.28%
1076 BARRICK GOLD CORP 5,250,356 38,748 0.28%
1077 DISH NETWORK A 682,560 39,029 0.29%
1078 BIOGEN INC 127,930 39,191 0.29%
1079 INTERNATIONAL BUSINESS MACHS 290,433 39,969 0.29%
1080 SELECT SECTOR SPDR TR 1,680,880 40,055 0.29%
1081 BANCO BILBAO VIZCAYA ARGENTA 5,516,550 40,436 0.30% Put
1082 CHEVRON CORP NEW 451,414 40,609 0.30%
1083 ALTRIA GROUP INC 711,100 41,393 0.30% Put
1084 PROCTER AND GAMBLE CO 526,534 41,812 0.31%
1085 APPLE INC CALL 407,100 42,851 0.31% Call
1086 Call T $43.0 Exp Jul 21, 2017 1,254,000 43,150 0.32% Call
1087 DOW CHEM CO 841,257 43,308 0.32%
1088 Chubb Corporation 332,819 44,145 0.32%
1089 MASTERCARD INCORPORATED 469,621 45,722 0.34%
1090 MASTERCARD INCORPORATED 483,500 47,074 0.34% Put
1091 GOLDCORP INC NEW 4,093,203 47,317 0.35%
1092 ALIBABA GROUP HLDG LTD 583,658 47,434 0.35%
1093 BERKSHIRE HATHAWAY INC DEL 367,334 48,503 0.36%
1094 CELGENE CORP 413,022 49,464 0.36%
1095 WALGREENS BOOTS ALLIANCE INC 599,194 51,024 0.37%
1096 VERIZON COMMUNICATIONS INC 1,147,099 53,019 0.39%
1097 AMGEN INC 328,872 53,386 0.39%
1098 CISCO SYS INC 1,975,847 53,654 0.39%
1099 EXXON MOBIL CORP 699,148 54,499 0.40%
1100 NETFLIX INC 483,888 55,347 0.41%
Page 22 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 6,521,865 1,329,613 10.23%
2 APPLE INC 5,948,814 626,172 4.82%
3 DEUTSCHE BANK AG 15,203,607 367,167 2.82%
4 CITIGROUPINC 6,508,864 336,834 2.59%
5 SELECT SECTOR SPDR TR 6,904,328 298,819 2.30%
6 INTNED 6 PERP C 2,875,000 287,500 2.21%
7 FACEBOOK INC 2,561,509 268,088 2.06%
8 AMAZON COM INC 299,048 202,124 1.56%
9 MANULIFE FINL CORP 12,914,821 193,464 1.49%
10 ALTRIA GROUP INC 3,143,900 183,006 1.41% Call
11 SELECT SECTOR SPDR TR 4,102,674 178,138 1.37%
12 MICROSOFT CORP 3,201,402 177,614 1.37%
13 SELECT SECTOR SPDR TR 2,251,796 176,002 1.35%
14 YAHOO INC 4,856,309 161,521 1.24%
15 GILEAD SCIENCES INC 1,531,638 154,986 1.19%
16 JPMORGAN CHASE & CO 2,256,199 148,977 1.15%
17 SELECT SECTOR SPDR TR 2,886,990 145,764 1.12%
18 ALPHABET INC 190,704 144,721 1.11%
19 DEUTSCHE BANK AG 5,814,900 140,430 1.08% Call
20 COMCAST CORP NEW 2,382,974 134,471 1.03%
21 SELECT SECTOR SPDR TR 2,504,089 132,742 1.02%
22 ALPHABET INC 165,322 128,622 0.99%
23 UNITEDHEALTH GROUP INC 1,037,988 122,109 0.94%
24 HSBC HLDGS PLC 1,147,000 115,130 0.89%
25 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.83%
26 INTEL CORP 2,942,779 101,379 0.78%
27 SELECT SECTOR SPDR TR 1,642,873 99,098 0.76%
28 ISHARES TR 2,806,338 99,036 0.76%
29 ALTRIA GROUP INC 1,697,593 98,817 0.76%
30 GENERAL MTRS CO 2,742,952 93,288 0.72%
31 MASTERCARD INCORPORATED 823,600 80,186 0.62% Call
32 PFIZER INC 2,443,212 78,867 0.61%
33 SELECT SECTOR SPDR TR 1,013,370 72,993 0.56%
34 COCA COLA CO 1,600,601 68,762 0.53%
35 JOHNSON & JOHNSON 666,050 68,417 0.53%
36 AMERICAN EXPRESS CO 966,253 67,203 0.52%
37 TESLA INC 274,577 65,901 0.51%
38 MCDONALDS CORP 542,848 64,132 0.49%
39 DEUTSCHE BANK AG 2,609,937 63,030 0.48% Put
40 PRICELINE GRP INC 49,001 62,474 0.48%
41 GENERAL ELECTRIC CO 1,926,971 60,025 0.46%
42 WAL-MART STORES INC 966,399 59,240 0.46%
43 ISHARES TR 1,812,142 58,333 0.45%
44 PAYPAL HLDGS INC 1,570,799 56,863 0.44%
45 NETFLIX INC 483,888 55,347 0.43%
46 EXXON MOBIL CORP 699,148 54,499 0.42%
47 CISCO SYS INC 1,975,847 53,654 0.41%
48 AMGEN INC 328,872 53,386 0.41%
49 VERIZON COMMUNICATIONS INC 1,147,099 53,019 0.41%
50 WALGREENS BOOTS ALLIANCE INC 599,194 51,024 0.39%
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