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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
351 SPDR GOLD TR 38,368 3,893 0.03%
352 ALPHABET INC 5,000 3,890 0.03% Call
353 CONAGRA BRANDS INC 91,896 3,874 0.03%
354 PHILLIPS 66 47,265 3,866 0.03%
355 CDN IMPERIAL BK COMM TORONTO 58,619 3,861 0.03%
356 AK STL HLDG CORP 1,722,992 3,860 0.03%
357 GOLAR LNG LTD 244,023 3,853 0.03%
358 CARNIVAL CORP 70,650 3,849 0.03%
359 ALCOA INC 390,000 3,849 0.03% Call
360 STERICYCLE INC 31,737 3,827 0.03%
361 ISHARES INC 198,500 3,764 0.03%
362 CSX CORP 142,961 3,710 0.03%
363 TIME WARNER INC NEW 19,992 3,710 0.03%
364 ULTA BEAUTY INC 19,883 3,678 0.03%
365 YUM BRANDS INC 50,000 3,652 0.03% Put
366 ISHARES TR 10,741 3,634 0.03%
367 FASTENAL CO 88,623 3,618 0.03%
368 ISHARES TR 67,301 3,595 0.03%
369 CIRRUS LOGIC INC 120,940 3,571 0.03%
370 DUKE ENERGY CORP NEW 50,000 3,570 0.03% Call
371 DUKE ENERGY CORP NEW 50,000 3,570 0.03% Put
372 KLA-TENCOR CORP 50,868 3,528 0.03%
373 SIMON PPTY GROUP INC NEW 18,040 3,508 0.03%
374 Call INTC $40.0 Exp Aug 18, 2017 100,000 3,445 0.03% Call
375 TARGET CORP 47,396 3,441 0.03%
376 BRISTOL MYERS SQUIBB CO 50,000 3,440 0.03% Put
377 MONSANTO CO NEW 34,877 3,436 0.03%
378 TRIPADVISOR INC 40,000 3,410 0.02% Call
379 MCKESSON CORP 17,265 3,405 0.02%
380 HCP INC 88,286 3,376 0.02%
381 LINKEDIN CORP 15,000 3,376 0.02% Put
382 Linear Technology Corp 78,954 3,353 0.02%
383 MOBILE TELESYSTEMS PJSC 542,203 3,351 0.02%
384 KELLOGG CO 46,098 3,332 0.02%
385 AKAMAI TECHNOLOGIES INC 62,972 3,314 0.02%
386 VODAFONE GROUP PLC NEW 101,908 3,288 0.02%
387 BANK NEW YORK MELLON CORP 79,754 3,287 0.02%
388 BP PLC 103,914 3,248 0.02%
389 CITIGROUP INC 62,500 3,234 0.02% Call
390 PFIZER INC 100,000 3,228 0.02% Put
391 PROSHARES TR II 63,900 3,224 0.02%
392 GENERAL DYNAMICS CORP 23,431 3,218 0.02%
393 American Capital Agency 185,092 3,209 0.02%
394 FIRST MAJESTIC SILVER CORP 980,650 3,207 0.02%
395 PAN AMERN SILVER CORP 490,372 3,187 0.02%
396 DISNEY WALT CO 30,000 3,152 0.02% Put
397 DUKE ENERGY CORP NEW 43,635 3,115 0.02%
398 SUNPOWER CORP 102,148 3,065 0.02%
399 AMERICAN ELEC PWR INC 52,578 3,064 0.02%
400 GROUPON INC 995,592 3,056 0.02%
Page 8 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 82,345 4,055 0.03%
2 FERRARI N V COM ADDED 35,701 1,552 0.01%
3 ISHARES MSCI MALAYSI ETF 27,646 214 0.00%
4 ISHARES MSCI SINGAP ETF 41,071 422 0.00%
5 ISHARES TR MSCI UTD KNGDM 21,660 350 0.00%
6 FRONTLINE LTD ORD 187,478 561 0.00%
7 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
8 ParkerVision Inc. (PRKR) 300,461 70 0.00%
9 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
10 3-D SYS CORP DEL 180,402 1,568 0.01%
11 3M CO 149,432 22,510 0.17%
12 ABB LTD 16,181 287 0.00%
13 ABBOTT LABS 178,793 8,030 0.06%
14 ABBVIE INC 401,553 23,788 0.18%
15 ABERCROMBIE & FITCH CO 111,593 3,013 0.02%
16 ACCENTURE PLC IRELAND 63,178 6,602 0.05%
17 ACE LTD 23,874 2,790 0.02%
18 ACHILLION PHARMACEUTICALS IN 50,854 549 0.00%
19 ACTIVISION BLIZZARD INC 555,366 21,498 0.17%
20 ACUITY BRANDS INC 2,987 698 0.01%
21 ADOBE INC 159,873 15,018 0.12%
22 ADVANCE AUTO PARTS INC 4,389 661 0.01%
23 ADVANCED MICRO DEVICES INC 1,918,436 5,506 0.04%
24 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
25 AES CORP 42,408 406 0.00%
26 AETNA INC NEW 69,983 7,567 0.06%
27 AFFILIATED MANAGERS GROUP 3,528 564 0.00%
28 AFLAC INC 28,179 1,688 0.01%
29 AGCO CORP 27,150 1,232 0.01%
30 AGILENT TECHNOLOGIES INC 24,835 1,038 0.01%
31 AGL Resources Inc 6,851 437 0.00%
32 AGNICO EAGLE MINES LTD 323,403 8,499 0.07%
33 AGRIUM INC 13,861 1,238 0.01%
34 AIR METHODS CORP 45,258 1,898 0.01%
35 AIR PRODS & CHEMS INC 12,547 1,632 0.01%
36 AIRGAS INC 6,504 900 0.01%
37 AK STL HLDG CORP 1,722,992 3,860 0.03%
38 AKAMAI TECHNOLOGIES INC 62,972 3,314 0.03%
39 AKERS BIOSCIENCES INC 34,157 41 0.00%
40 AKORN INCORPORATED 14,243 531 0.00%
41 ALAMOS GOLD INC NEW 2,061,346 6,782 0.05%
42 ALASKA AIR GROUP INC 10,990 885 0.01%
43 ALBEMARLE CORP 7,931 444 0.00%
44 ALCOA INC 170,000 1,678 0.01% Put
45 ALCOA INC 390,000 3,849 0.03% Call
46 ALEXION PHARMACEUTIC 82,367 15,712 0.12%
47 ALIBABA GROUP HLDG LTD 30,673 2,493 0.02% Put
48 ALIBABA GROUP HLDG LTD 7,500 610 0.00% Call
49 ALIBABA GROUP HLDG LTD 583,658 47,434 0.36%
50 ALKERMES PLC 10,141 805 0.01%
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