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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
401 CISCO SYS INC 112,500 3,055 0.02% Put
402 VALE S A 925,627 3,045 0.02%
403 FREEPORT-MCMORAN INC 445,908 3,019 0.02%
404 ABERCROMBIE & FITCH CO 111,593 3,013 0.02%
405 DEERE & CO 39,459 3,010 0.02%
406 NOVARTIS A G 33,887 2,916 0.02%
407 ANADARKO PETE CORP 60,000 2,915 0.02% Put
408 BLACKROCK INC 8,377 2,853 0.02%
409 TJX COS INC NEW 39,991 2,836 0.02%
410 LULULEMON ATHLETICA INC 53,409 2,802 0.02%
411 ACE LTD 23,874 2,790 0.02%
412 ISHARES 55,912 2,786 0.02%
413 MICROSOFT CORP 50,000 2,774 0.02% Put
414 PETROLEO BRASILEIRO SA PETRO 812,205 2,761 0.02%
415 BANCO BILBAO VIZCAYA ARGENTA 376,514 2,760 0.02%
416 BRISTOL MYERS SQUIBB CO COM 40,000 2,752 0.02% Call
417 BED BATH & BEYOND INC 57,004 2,750 0.02%
418 VENTAS INC 48,368 2,729 0.02%
419 ISHARES TR 26,397 2,709 0.02%
420 PROSHARES TR 61,124 2,694 0.02%
421 ISHARES MSCI TAIWAN ETF 207,470 2,649 0.02%
422 CVS HEALTH CORP 27,000 2,640 0.02% Put
423 CVS HEALTH CORP 27,000 2,640 0.02% Call
424 RAYTHEON CO 21,085 2,626 0.02%
425 PUBLIC SVC ENTERPRISE GRP IN 67,430 2,609 0.02%
426 RYMAN HOSPITALITY PPTYS INC 50,486 2,607 0.02%
427 Autozone Inc 3,500 2,597 0.02% Call
428 PPL CORP 75,733 2,585 0.02%
429 PENNEY J C INC 386,750 2,576 0.02%
430 WILLIAMS COS INC DEL 100,000 2,570 0.02% Call
431 STRYKER CORP 27,640 2,569 0.02%
432 ISHARES SILVER TR 194,079 2,560 0.02%
433 AMERICAN TOWER CORP NEW 26,336 2,553 0.02%
434 EMPIRE DIST ELEC CO 90,630 2,544 0.02%
435 GAP 102,991 2,544 0.02%
436 MGM RESORTS INTERNATIONAL 111,855 2,541 0.02%
437 CAMPBELL SOUP CO 48,078 2,526 0.02%
438 CIGNA CORPORATION 17,069 2,498 0.02%
439 ALIBABA GROUP HLDG LTD 30,673 2,493 0.02% Put
440 EQUITY RESIDENTIAL 30,544 2,492 0.02%
441 COPA HOLDINGS SA 51,634 2,492 0.02%
442 CAPITAL ONE FINL CORP 34,515 2,491 0.02%
443 AVON PRODS INC 612,833 2,482 0.02%
444 CHIPOTLE MEXICAN GRILL INC 5,169 2,480 0.02%
445 EASTMAN CHEM CO 36,541 2,467 0.02%
446 BROADCOM CORP CL A 42,621 2,464 0.02%
447 NETAPP INC 92,570 2,456 0.02%
448 PRAXAIR INC 23,896 2,447 0.02%
449 RALPH LAUREN CORP 21,573 2,405 0.02%
450 SOUTHWEST AIRLS CO 55,622 2,395 0.02%
Page 9 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 6,521,865 1,329,613 10.23%
2 APPLE INC 5,948,814 626,172 4.82%
3 DEUTSCHE BANK AG 15,203,607 367,167 2.82%
4 CITIGROUP INC 6,508,864 336,834 2.59%
5 SELECT SECTOR SPDR TR 6,904,328 298,819 2.30%
6 INTNED 6 PERP C 2,875,000 287,500 2.21%
7 FACEBOOK INC 2,561,509 268,088 2.06%
8 AMAZON COM INC 299,048 202,124 1.56%
9 MANULIFE FINL CORP 12,914,821 193,464 1.49%
10 Altria Group Inc 3,143,900 183,006 1.41% Call
11 SELECT SECTOR SPDR TR 4,102,674 178,138 1.37%
12 MICROSOFT CORP 3,201,402 177,614 1.37%
13 SELECT SECTOR SPDR TR 2,251,796 176,002 1.35%
14 YAHOO INC 4,856,309 161,521 1.24%
15 GILEAD SCIENCES INC 1,531,638 154,986 1.19%
16 JPMORGAN CHASE & CO 2,256,199 148,977 1.15%
17 SELECT SECTOR SPDR TR 2,886,990 145,764 1.12%
18 ALPHABET INC 190,704 144,721 1.11%
19 DEUTSCHE BANK AG 5,814,900 140,430 1.08% Call
20 COMCAST CORP NEW 2,382,974 134,471 1.03%
21 SELECT SECTOR SPDR TR 2,504,089 132,742 1.02%
22 ALPHABET INC 165,322 128,622 0.99%
23 UNITEDHEALTH GROUP INC 1,037,988 122,109 0.94%
24 HSBC HLDGS PLC 1,147,000 115,130 0.89%
25 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.83%
26 INTEL CORP 2,942,779 101,379 0.78%
27 SELECT SECTOR SPDR TR 1,642,873 99,098 0.76%
28 ISHARES TR 2,806,338 99,036 0.76%
29 ALTRIA GROUP INC 1,697,593 98,817 0.76%
30 GENERAL MTRS CO 2,742,952 93,288 0.72%
31 MASTERCARD INCORPORATED 823,600 80,186 0.62% Call
32 PFIZER INC 2,443,212 78,867 0.61%
33 SELECT SECTOR SPDR TR 1,013,370 72,993 0.56%
34 COCA COLA CO 1,600,601 68,762 0.53%
35 JOHNSON & JOHNSON 666,050 68,417 0.53%
36 AMERICAN EXPRESS CO 966,253 67,203 0.52%
37 TESLA INC 274,577 65,901 0.51%
38 MCDONALDS CORP 542,848 64,132 0.49%
39 DEUTSCHE BANK AG PUT 2,609,937 63,030 0.48% Put
40 PRICELINE GRP INC 49,001 62,474 0.48%
41 GENERAL ELECTRIC CO 1,926,971 60,025 0.46%
42 WAL-MART STORES INC 966,399 59,240 0.46%
43 ISHARES TR 1,812,142 58,333 0.45%
44 PAYPAL HLDGS INC 1,570,799 56,863 0.44%
45 NETFLIX INC 483,888 55,347 0.43%
46 EXXON MOBIL CORP 699,148 54,499 0.42%
47 CISCO SYS INC 1,975,847 53,654 0.41%
48 AMGEN INC 328,872 53,386 0.41%
49 VERIZON COMMUNICATIONS INC 1,147,099 53,019 0.41%
50 WALGREENS BOOTS ALLIANCE INC 599,194 51,024 0.39%
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