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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 828 Institutional holders with a total value of $34,259,347,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 48,888,414 3,528,766,000 10.30%
2 VANGUARD GROUP INC 29,928,319 2,160,226,000 6.31%
3 Capital World Investors 28,340,000 2,045,581,000 5.97%
4 FMR LLC 27,581,039 1,990,799,000 5.81%
5 STATE STREET CORP 21,841,897 1,576,545,000 4.60%
6 BARROW HANLEY MEWHINNEY & STRAUSS LLC 18,318,378 1,322,221,000 3.86%
7 Boston Partners 16,447,655 1,187,192,000 3.47%
8 BlackRock Institutional Trust Company, N.A. 13,931,768 1,005,595,000 2.94%
9 JPMORGAN CHASE & CO 13,144,713 948,786,000 2.77%
10 FRANKLIN RESOURCES INC 9,084,495 655,726,000 1.91%
11 HARRIS ASSOCIATES L P 8,952,896 646,220,000 1.89%
12 Bank of New York Mellon Corp 8,608,662 621,375,000 1.81%
13 ALLIANCEBERNSTEIN L.P. 7,181,037 520,769,000 1.52%
14 NORTHERN TRUST CORP 6,339,197 457,562,000 1.34%
15 BlackRock Fund Advisors 6,098,957 440,223,000 1.28%
16 BlackRock Group LTD 5,132,930 370,495,000 1.08%
17 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 5,018,130 362,209,000 1.06%
18 NORGES BANK 4,719,936 340,684,000 0.99%
19 Allianz Asset Management GmbH 4,553,091 329,048,000 0.96%
20 GEODE CAPITAL MANAGEMENT, LLC 4,471,510 322,111,000 0.94%
21 DIMENSIONAL FUND ADVISORS LP 4,282,506 309,144,000 0.90%
22 MORGAN STANLEY 4,203,893 303,436,000 0.89%
23 DIAMOND HILL CAPITAL MANAGEMENT INC 3,884,185 280,360,000 0.82%
24 LSV ASSET MANAGEMENT 3,671,433 265,004,000 0.77%
25 AMERIPRISE FINANCIAL INC 3,567,504 257,464,000 0.75%
26 DAVIS SELECTED ADVISERS 3,556,235 256,689,000 0.75%
27 DEUTSCHE BANK AG\ 3,298,643 238,090,000 0.69%
28 BANK OF AMERICA CORP /DE/ 3,252,671 234,778,000 0.69%
29 Capital Research Global Investors 3,200,000 230,976,000 0.67%
30 WELLS FARGO & COMPANY/MN 3,056,701 220,633,000 0.64%
31 COLUMBUS CIRCLE INVESTORS 2,791,073 201,460,000 0.59%
32 DAVENPORT & Co LLC 2,543,866 183,616,282 0.54%
33 AQR CAPITAL MANAGEMENT LLC 2,518,739 181,802,000 0.53%
34 BLACKROCK ADVISORS LLC 2,406,582 173,707,000 0.51%
35 BlackRock Investment Management, LLC 2,391,707 172,633,000 0.50%
36 BANK OF MONTREAL /CAN/ 2,383,740 172,059,000 0.50%
37 SOUND SHORE MANAGEMENT INC /CT/ 2,333,045 168,399,000 0.49%
38 GOLDMAN SACHS GROUP INC 2,308,997 166,664,000 0.49%
39 GMT CAPITAL CORP 2,246,730 162,169,000 0.47%
40 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,235,426 161,352,000 0.47%
41 Legal & General Group Plc 2,222,934 160,470,000 0.47%
42 NORDEA INVESTMENT MANAGEMENT AB 2,150,509 155,224,000 0.45%
43 RUSSELL FRANK CO/ 2,091,303 153,112,000 0.45%
44 NEW YORK STATE COMMON RETIREMENT FUND 2,084,823 150,483,000 0.44%
45 Artemis Investment Management LLP 2,029,947 146,491,000 0.43%
46 Cornerstone Investment Partners, LLC 1,866,203 134,703,000 0.39%
47 ONTARIO TEACHERS PENSION PLAN BOARD 1,865,889 134,680,000 0.39%
48 JENNISON ASSOCIATES LLC 1,647,789 118,937,000 0.35%
49 Sumitomo Mitsui Trust Group, Inc. 1,544,307 113,059,000 0.33%
50 TIAA CREF INVESTMENT MANAGEMENT LLC 1,555,660 112,288,000 0.33%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.