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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 6,521,865 1,329,613 9.74%
2 APPLE INC 5,948,814 626,172 4.59%
3 STARWOOD PPTY TR INC COM 29,455,107 605,597 4.44%
4 DEUTSCHE BANK AG 15,203,607 367,167 2.69%
5 CITIGROUPINC 6,508,864 336,834 2.47%
6 SELECT SECTOR SPDR TR 6,904,328 298,819 2.19%
7 INTNED 6 PERP C 2,875,000 287,500 2.11%
8 FACEBOOK INC 2,561,509 268,088 1.96%
9 AMAZON COM INC 299,048 202,124 1.48%
10 MANULIFE FINL CORP 12,914,821 193,464 1.42%
11 ALTRIA GROUP INC 3,143,900 183,006 1.34% Call
12 SELECT SECTOR SPDR TR 4,102,674 178,138 1.31%
13 MICROSOFT CORP 3,201,402 177,614 1.30%
14 SELECT SECTOR SPDR TR 2,251,796 176,002 1.29%
15 YAHOO INC 4,856,309 161,521 1.18%
16 GILEAD SCIENCES INC 1,531,638 154,986 1.14%
17 JPMORGAN CHASE & CO 2,256,199 148,977 1.09%
18 SELECT SECTOR SPDR TR 2,886,990 145,764 1.07%
19 ALPHABET INC 190,704 144,721 1.06%
20 DEUTSCHE BANK AG 5,814,900 140,430 1.03% Call
21 COMCAST CORP NEW 2,382,974 134,471 0.99%
22 SELECT SECTOR SPDR TR 2,504,089 132,742 0.97%
23 ALPHABET INC 165,322 128,622 0.94%
24 UNITEDHEALTH GROUP INC 1,037,988 122,109 0.89%
25 HSBC HLDGS PLC 1,147,000 115,130 0.84%
26 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.79%
27 INTEL CORP 2,942,779 101,379 0.74%
28 SELECT SECTOR SPDR TR 1,642,873 99,098 0.73%
29 ISHARES TR 2,806,338 99,036 0.73%
30 ALTRIA GROUP INC 1,697,593 98,817 0.72%
31 GENERAL MTRS CO 2,742,952 93,288 0.68%
32 MASTERCARD INCORPORATED 823,600 80,186 0.59% Call
33 PFIZER INC 2,443,212 78,867 0.58%
34 SELECT SECTOR SPDR TR 1,013,370 72,993 0.53%
35 COCA COLA CO 1,600,601 68,762 0.50%
36 JOHNSON & JOHNSON 666,050 68,417 0.50%
37 AMERICAN EXPRESS CO 966,253 67,203 0.49%
38 TESLA INC 274,577 65,901 0.48%
39 MCDONALDS CORP 542,848 64,132 0.47%
40 DEUTSCHE BANK AG 2,609,937 63,030 0.46% Put
41 PRICELINE GRP INC 49,001 62,474 0.46%
42 GENERAL ELECTRIC CO 1,926,971 60,025 0.44%
43 WAL-MART STORES INC 966,399 59,240 0.43%
44 ISHARES TR 1,812,142 58,333 0.43%
45 PAYPAL HLDGS INC 1,570,799 56,863 0.42%
46 NETFLIX INC 483,888 55,347 0.41%
47 EXXON MOBIL CORP 699,148 54,499 0.40%
48 CISCO SYS INC 1,975,847 53,654 0.39%
49 AMGEN INC 328,872 53,386 0.39%
50 VERIZON COMMUNICATIONS INC 1,147,099 53,019 0.39%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
251 EMERSON ELEC CO 135,958 6,503 0.05%
252 COCA COLA CO 150,000 6,444 0.05% Call
253 COCA COLA CO 150,000 6,444 0.05% Put
254 ANGLOGOLD ASHANTI LIMITED 903,623 6,416 0.05%
255 HAWAIIAN HOLDINGS INC COM 181,464 6,411 0.05%
256 MATTEL INC 234,933 6,383 0.05%
257 INCYTE CORP 58,778 6,374 0.05%
258 ELDORADO GOLD CORP NEW 2,124,686 6,310 0.05%
259 GOLD FIELDS LTD NEW 2,276,586 6,306 0.05%
260 AUTODESK INC 102,135 6,223 0.05%
261 WYNN RESORTS LTD 89,137 6,167 0.05%
262 UNION PAC CORP 78,854 6,166 0.05%
263 UNDER ARMOUR INC 76,353 6,155 0.05%
264 MARRIOTT INTL INC NEW 91,573 6,139 0.05%
265 Former Charter Communication (Del 5/18/2016) 33,411 6,118 0.05%
266 CONSOLIDATED EDISON INC 95,000 6,106 0.05% Call
267 TWENTY FIRST CENTY FOX INC 223,433 6,084 0.05%
268 PRUDENTIAL FINL INC 74,430 6,059 0.05%
269 CENTERPOINT ENERGY INC 324,874 5,965 0.05%
270 BECTON DICKINSON & CO 38,638 5,954 0.05%
271 SIRIUS XM HOLDINGS INC 1,452,211 5,910 0.05%
272 DOLLAR TREE INC 76,526 5,909 0.05%
273 LILLY ELI & CO 70,000 5,898 0.05% Call
274 WORKDAY INC 73,622 5,866 0.05%
275 PACCAR INC 123,010 5,831 0.04%
276 OCCIDENTAL PETE CORP DEL 86,052 5,818 0.04%
277 SYMANTEC CORP 273,430 5,742 0.04%
278 US BANCORP DEL 133,642 5,703 0.04%
279 ANALOG DEVICES INC 102,901 5,692 0.04%
280 AMGEN INC 35,000 5,682 0.04% Put
281 SPDR SERIES TRUST 187,063 5,653 0.04%
282 WASTE CONNECTIONS INC 239,535 5,641 0.04%
283 Pandora Media Inc 420,447 5,638 0.04%
284 CONSTELLATION BRANDS INC 39,001 5,555 0.04%
285 UNITED CONTL HLDGS INC 96,857 5,550 0.04%
286 TIME WARNER INC 85,713 5,543 0.04%
287 Vaneck Vectors Gold 402,070 5,516 0.04%
288 ADVANCED MICRO DEVICES INC 1,918,436 5,506 0.04%
289 RANDGOLD RES LTD 88,488 5,480 0.04%
290 MICHAEL KORS HLDGS LTD 136,022 5,449 0.04%
291 PAYPAL HLDGS INC 150,000 5,430 0.04% Call
292 KIMBERLY CLARK CORP 42,044 5,352 0.04%
293 BARRICK GOLD CORP 722,300 5,331 0.04% Call
294 LOCKHEED MARTIN CORP 24,285 5,273 0.04%
295 CONOCOPHILLIPS 112,000 5,229 0.04% Call
296 TRACTOR SUPPLY CO 60,964 5,212 0.04%
297 GLAXOSMITHKLINE PLC 128,713 5,194 0.04%
298 PNC FINL SVCS GROUP INC 54,477 5,192 0.04%
299 XILINX INC 109,757 5,155 0.04%
300 E M C CORP MASS COM 200,323 5,144 0.04%
Page 6 of 23