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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 6,521,865 1,329,613 9.74%
2 APPLE INC 5,948,814 626,172 4.59%
3 STARWOOD PPTY TR INC COM 29,455,107 605,597 4.44%
4 DEUTSCHE BANK AG 15,203,607 367,167 2.69%
5 CITIGROUPINC 6,508,864 336,834 2.47%
6 SELECT SECTOR SPDR TR 6,904,328 298,819 2.19%
7 INTNED 6 PERP C 2,875,000 287,500 2.11%
8 FACEBOOK INC 2,561,509 268,088 1.96%
9 AMAZON COM INC 299,048 202,124 1.48%
10 MANULIFE FINL CORP 12,914,821 193,464 1.42%
11 ALTRIA GROUP INC 3,143,900 183,006 1.34% Call
12 SELECT SECTOR SPDR TR 4,102,674 178,138 1.31%
13 MICROSOFT CORP 3,201,402 177,614 1.30%
14 SELECT SECTOR SPDR TR 2,251,796 176,002 1.29%
15 YAHOO INC 4,856,309 161,521 1.18%
16 GILEAD SCIENCES INC 1,531,638 154,986 1.14%
17 JPMORGAN CHASE & CO 2,256,199 148,977 1.09%
18 SELECT SECTOR SPDR TR 2,886,990 145,764 1.07%
19 ALPHABET INC 190,704 144,721 1.06%
20 DEUTSCHE BANK AG 5,814,900 140,430 1.03% Call
21 COMCAST CORP NEW 2,382,974 134,471 0.99%
22 SELECT SECTOR SPDR TR 2,504,089 132,742 0.97%
23 ALPHABET INC 165,322 128,622 0.94%
24 UNITEDHEALTH GROUP INC 1,037,988 122,109 0.89%
25 HSBC HLDGS PLC 1,147,000 115,130 0.84%
26 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.79%
27 INTEL CORP 2,942,779 101,379 0.74%
28 SELECT SECTOR SPDR TR 1,642,873 99,098 0.73%
29 ISHARES TR 2,806,338 99,036 0.73%
30 ALTRIA GROUP INC 1,697,593 98,817 0.72%
31 GENERAL MTRS CO 2,742,952 93,288 0.68%
32 MASTERCARD INCORPORATED 823,600 80,186 0.59% Call
33 PFIZER INC 2,443,212 78,867 0.58%
34 SELECT SECTOR SPDR TR 1,013,370 72,993 0.53%
35 COCA COLA CO 1,600,601 68,762 0.50%
36 JOHNSON & JOHNSON 666,050 68,417 0.50%
37 AMERICAN EXPRESS CO 966,253 67,203 0.49%
38 TESLA INC 274,577 65,901 0.48%
39 MCDONALDS CORP 542,848 64,132 0.47%
40 DEUTSCHE BANK AG 2,609,937 63,030 0.46% Put
41 PRICELINE GRP INC 49,001 62,474 0.46%
42 GENERAL ELECTRIC CO 1,926,971 60,025 0.44%
43 WAL-MART STORES INC 966,399 59,240 0.43%
44 ISHARES TR 1,812,142 58,333 0.43%
45 PAYPAL HLDGS INC 1,570,799 56,863 0.42%
46 NETFLIX INC 483,888 55,347 0.41%
47 EXXON MOBIL CORP 699,148 54,499 0.40%
48 CISCO SYS INC 1,975,847 53,654 0.39%
49 AMGEN INC 328,872 53,386 0.39%
50 VERIZON COMMUNICATIONS INC 1,147,099 53,019 0.39%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG 15,203,607 367,167 2.82%
2 MANULIFE FINL CORP 12,914,821 193,464 1.49%
3 SELECT SECTOR SPDR TR 6,904,328 298,819 2.30%
4 Navidea Biopharm Inc 6,704,067 8,916 0.07%
5 SPDR S&P 500 ETF TR 6,521,865 1,329,613 10.23%
6 CITIGROUPINC 6,508,864 336,834 2.59%
7 APPLE INC 5,948,814 626,172 4.82%
8 DEUTSCHE BANK AG 5,814,900 140,430 1.08% Call
9 BANCO BILBAO VIZCAYA ARGENTA 5,516,550 40,436 0.31% Put
10 BARRICK GOLD CORP 5,250,356 38,748 0.30%
11 KINROSS GOLD CORP 5,047,466 9,186 0.07%
12 YAHOO INC 4,856,309 161,521 1.24%
13 SELECT SECTOR SPDR TR 4,102,674 178,138 1.37%
14 GOLDCORP INC NEW 4,093,203 47,317 0.36%
15 YAMANA GOLD INC 4,030,624 7,497 0.06%
16 MICROSOFT CORP 3,201,402 177,614 1.37%
17 ALTRIA GROUP INC 3,143,900 183,006 1.41% Call
18 NEW GOLD INC CDA 3,093,697 7,177 0.06%
19 INTEL CORP 2,942,779 101,379 0.78%
20 SELECT SECTOR SPDR TR 2,886,990 145,764 1.12%
21 INTNED 6 PERP C 2,875,000 287,500 2.21%
22 ISHARES TR 2,806,338 99,036 0.76%
23 GENERAL MTRS CO 2,742,952 93,288 0.72%
24 DEUTSCHE BANK AG 2,609,937 63,030 0.48% Put
25 FACEBOOK INC 2,561,509 268,088 2.06%
26 SELECT SECTOR SPDR TR 2,504,089 132,742 1.02%
27 PFIZER INC 2,443,212 78,867 0.61%
28 COMCAST CORP NEW 2,382,974 134,471 1.03%
29 GOLD FIELDS LTD NEW 2,276,586 6,306 0.05%
30 JPMORGAN CHASE & CO 2,256,199 148,977 1.15%
31 SELECT SECTOR SPDR TR 2,251,796 176,002 1.35%
32 VALE S A 2,158,490 7,101 0.05% Put
33 XENOPORT INC 2,153,696 11,824 0.09%
34 ELDORADO GOLD CORP NEW 2,124,686 6,310 0.05%
35 ALAMOS GOLD INC NEW 2,061,346 6,782 0.05%
36 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.83%
37 BANK AMER CORP 1,991,184 33,512 0.26%
38 CISCO SYS INC 1,975,847 53,654 0.41%
39 GENERAL ELECTRIC CO 1,926,971 60,025 0.46%
40 ADVANCED MICRO DEVICES INC 1,918,436 5,506 0.04%
41 ISHARES TR 1,812,142 58,333 0.45%
42 COMPANIA DE MINAS BUENAVENTU 1,723,938 7,378 0.06%
43 AK STL HLDG CORP 1,722,992 3,860 0.03%
44 ALTRIA GROUP INC 1,697,593 98,817 0.76%
45 SELECT SECTOR SPDR TR 1,680,880 40,055 0.31%
46 SELECT SECTOR SPDR TR 1,642,873 99,098 0.76%
47 MICRON TECHNOLOGY INC 1,631,182 23,098 0.18%
48 COCA COLA CO 1,600,601 68,762 0.53%
49 PAYPAL HLDGS INC 1,570,799 56,863 0.44%
50 HEWLETT PACKARD ENTERPRISE C 1,544,815 23,481 0.18%
Page 1 of 23