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Institutional Investment Manager
TRAIN BABCOCK ADVISORS LLC
TRAIN BABCOCK ADVISORS LLC (CIK: 0000860862) incorporated in New York, located at 757 3rd Ave, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 122 holdings with a total value of $243,177,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 SPDR SERIES TRUST 32,615 1,104,000 0.45%
52 EQUIFAX INC 8,980 1,061,000 0.44%
53 VANGUARD INTL EQUITY INDEX F 28,844 1,032,000 0.42%
54 GENERAL ELECTRIC CO 32,470 1,027,000 0.42%
55 M & T BK CORP 6,550 1,025,000 0.42%
56 SPDR SER TR 11,974 1,024,000 0.42%
57 BAIDU INC 6,075 999,000 0.41%
58 INTERNATIONAL BUSINESS MACHS 5,829 968,000 0.40%
59 CHEVRON CORP NEW 8,008 943,000 0.39%
60 MORGAN STANLEY 21,684 916,000 0.38%
61 KINDER MORGAN INC DEL 43,622 903,000 0.37%
62 VANECK VECTORS ETF TR 8,302 893,000 0.37%
63 STATE STR CORP 11,250 874,000 0.36%
64 SELECT SECTOR SPDR TR 11,275 849,000 0.35%
65 FORTIVE CORP 14,873 798,000 0.33%
66 PPG INDS INC 8,080 766,000 0.31%
67 AETNA INC NEW 6,050 750,000 0.31%
68 3M CO 4,177 746,000 0.31%
69 ABBVIE INC 11,425 716,000 0.29%
70 MERCK & CO INC 11,859 698,000 0.29%
71 FIRST TR EXCHANGE TRADED FD 8,150 651,000 0.27%
72 HOME DEPOT INC 4,802 644,000 0.26%
73 PHILIP MORRIS INTL INC 6,328 579,000 0.24%
74 INTEL CORP 15,360 557,000 0.23%
75 MCDONALDS CORP 4,450 542,000 0.22%
76 DOVER CORP 7,200 539,000 0.22%
77 BRISTOL MYERS SQUIBB CO 9,033 528,000 0.22%
78 DISNEY WALT CO 4,991 520,000 0.21%
79 COCA COLA CO 12,450 516,000 0.21%
80 ROYAL DUTCH SHELL PLC 9,230 502,000 0.21%
81 PFIZER INC 15,160 492,000 0.20%
82 KRAFT HEINZ CO 5,631 492,000 0.20%
83 ISHARES TR 3,400 490,000 0.20%
84 ALTRIA GROUP INC 7,240 489,000 0.20%
85 HUBBELL INC CLASS B 4,000 467,000 0.19%
86 ISHARES TR 5,700 458,000 0.19%
87 SELECT SECTOR SPDR TR 6,475 446,000 0.18%
88 ABBOTT LABS 11,485 441,000 0.18%
89 CATERPILLAR INC 4,737 439,000 0.18%
90 VANGUARD ADMIRAL FDS INC 3,655 407,000 0.17%
91 Vanguard World Fd 2,875 370,000 0.15%
92 COLUMBIA ETF TR II 16,662 369,000 0.15%
93 ISHARES TR 1,323 351,000 0.14%
94 SPDR SERIES TRUST 6,250 347,000 0.14%
95 AVERY DENNISON CORP 4,800 337,000 0.14%
96 PUBLIC SVC ENTERPRISE GRP IN 7,200 316,000 0.13%
97 EMERSON ELEC CO 5,600 312,000 0.13%
98 SPDR S&P INT'L DIVIDEND ETF 8,653 312,000 0.13%
99 COSTCO WHSL CORP NEW 1,902 304,000 0.13%
100 JPMORGAN CHASE & CO 3,527 304,000 0.13%
Page 2 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001174947-17-000077, filed 2017.01.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.