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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 2,695 holdings with a total value of $104,450,782,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 BALLARD PWR SYS INC NEW 18,800 39,000 0.00%
2 AEROPOSTALE INC N/C 8/16/17 00215Q103 31,297 51,000 0.00%
3 RENTECH INC 47,294 51,000 0.00%
4 COMPANHIA SIDERURGICA NACION 32,799 54,000 0.00%
5 ION GEOPHYSICAL CORP 51,796 55,000 0.00%
6 LAKE SHORE GOLD CORP 53,400 55,000 0.00%
7 MERGE HEALTHCARE INC 11,700 56,000 0.00%
8 QUIKSILVER INC COM 86,296 57,000 0.00%
9 WI-LAN INC 29,300 68,000 0.00%
10 EXTREME NETWORKS INC 26,294 71,000 0.00%
11 SYNTA PHARMACEUTICALS CORP 32,377 72,000 0.00%
12 IGI LABS INC 11,700 74,000 0.00%
13 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 28,321 76,000 0.00%
14 ORBCOMM INCORPORATED 12,600 85,000 0.00%
15 DENISON MINES CORP 119,893 86,000 0.00%
16 ARCH COAL INC 253,766 86,000 0.00%
17 ALPHA NATURAL RESOURCES 286,673 87,000 0.00%
18 VIVUS INC 37,715 89,000 0.00%
19 AMERESCO INC 11,797 90,000 0.00%
20 SANDSTORM GOLD LTD 30,600 90,000 0.00%
21 Violin Memory, Inc. 37,300 91,000 0.00%
22 VIRNETX HLDG CORP 23,200 97,000 0.00%
23 EXCO RESOURCES INC 83,973 99,000 0.00%
24 SFX ENTMT INC 22,000 99,000 0.00%
25 Rubicon Minerals Corp 96,390 100,000 0.00%
26 SILICON GRAPHICS INTL CORP 16,399 106,000 0.00%
27 WESTPORT FUEL SYSTEMS INC 22,457 106,000 0.00%
28 PACIFIC BIOSCIENCES CALIF IN 18,600 107,000 0.00%
29 WEIGHT WATCHERS INTL INC NEW 22,299 108,000 0.00%
30 INNERWORKINGS INC 17,198 115,000 0.00%
31 ASANKO GOLD INC 65,300 115,000 0.00%
32 FUELCELL ENERGY INC COM 118,000 115,000 0.00%
33 UNILIFE CORP 54,100 116,000 0.00%
34 EXAR CORPORATION 11,998 117,000 0.00%
35 REALNETWORKS INC 22,196 120,000 0.00%
36 KRATOS DEFENSE & SECURITY SOLU COM 19,497 123,000 0.00%
37 LIQUIDITY SERVICES INC 12,800 123,000 0.00%
38 HALCON RESOURCES CORP 105,394 123,000 0.00%
39 ARC DOCUMENT SOLUTIONS INC COM 16,200 123,000 0.00%
40 NEWCASTLE INVT CORP 27,952 124,000 0.00%
41 CATCHMARK TIMBER TR INC 10,967 127,000 0.00%
42 TELENAV INC COM 15,800 127,000 0.00%
43 SOLAZYME INC 40,998 128,000 0.00%
44 GENMARK DIAGNOSTICS INC. 14,100 128,000 0.00%
45 ANTARES PHARMA INC 63,096 131,000 0.00%
46 ENERNOC INC 13,599 132,000 0.00%
47 VERA BRADLEY INC 11,799 133,000 0.00%
48 Hercules Offshore Inc 11,199 134,000 0.00%
49 W T OFFSHORE INC 24,998 137,000 0.00%
50 REPUBLIC AIRWAYS HLD 14,900 137,000 0.00%
Page 1 of 54

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000861177-15-000010, filed 2015.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.