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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,516 holdings with a total value of $89,165,168,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 MICROSOFT CORP 31,629,061 1,965,428,000 2.20%
2 APPLE INC 16,485,238 1,909,319,000 2.14%
3 FACEBOOK INC 11,758,755 1,352,844,000 1.52%
4 AMAZON COM INC 1,665,995 1,249,278,000 1.40%
5 ALPHABET INC 1,493,441 1,183,477,000 1.33%
6 JOHNSON & JOHNSON 9,827,450 1,132,221,000 1.27%
7 JPMORGAN CHASE & CO 13,032,505 1,124,576,000 1.26%
8 EXXON MOBIL CORP 12,212,810 1,102,327,000 1.24%
9 BANK AMER CORP 42,249,666 933,718,000 1.05%
10 WELLS FARGO & CO NEW 16,464,428 907,356,000 1.02%
11 ALIBABA GROUP HLDG LTD 10,167,080 892,772,000 1.00%
12 ALPHABET INC 1,132,441 874,041,000 0.98%
13 GENERAL ELECTRIC CO 27,229,086 860,439,000 0.96%
14 CHEVRON CORP NEW 7,224,409 850,313,000 0.95%
15 PEPSICO INC 7,797,900 815,894,000 0.92%
16 VERIZON COMMUNICATIONS INC 14,135,371 754,546,000 0.85%
17 AT&T INC 17,539,889 745,971,000 0.84%
18 UNITEDHEALTH GROUP INC 4,117,099 658,899,000 0.74%
19 VISA INC 8,216,474 641,049,000 0.72%
20 PROCTER AND GAMBLE CO 7,570,568 636,532,000 0.71%
21 HOME DEPOT INC 4,741,015 635,676,000 0.71%
22 BERKSHIRE HATHAWAY INC DEL 3,818,122 622,278,000 0.70%
23 MASTERCARD INCORPORATED 5,983,482 617,794,000 0.69%
24 CELGENE CORP 5,311,083 614,759,000 0.69%
25 BAIDU INC 3,456,384 568,265,000 0.64%
26 PFIZER INC 17,045,807 553,647,000 0.62%
27 DISNEY WALT CO 5,216,029 543,613,000 0.61%
28 INTEL CORP 14,829,568 537,869,000 0.60%
29 CISCO SYS INC 16,929,171 511,599,000 0.57%
30 INTERNATIONAL BUSINESS MACHS 3,000,906 498,121,000 0.56%
31 GILEAD SCIENCES INC 6,892,681 493,584,000 0.55%
32 COMCAST CORP NEW 7,074,673 488,506,000 0.55%
33 LILLY ELI & CO 6,406,387 471,190,000 0.53%
34 MERCK & CO INC 7,938,160 467,319,000 0.52%
35 PHILIP MORRIS INTL INC 5,102,772 466,853,000 0.52%
36 COCA COLA CO 11,002,834 456,177,000 0.51%
37 MCDONALDS CORP 3,737,685 454,952,000 0.51%
38 CITIGROUP INC 7,614,848 452,551,000 0.51%
39 MONDELEZ INTL INC 9,647,461 427,672,000 0.48%
40 ACCENTURE PLC IRELAND 3,645,348 426,979,000 0.48%
41 ALLERGAN PLC 1,990,239 417,970,000 0.47%
42 BIOGEN INC 1,463,392 414,990,000 0.47%
43 BROADCOM LTD 2,341,953 413,987,000 0.46%
44 AMGEN INC 2,638,512 385,777,000 0.43%
45 ORACLE CORP 9,926,867 381,687,000 0.43%
46 STARBUCKS CORP 6,865,996 381,200,000 0.43%
47 TJX COS INC NEW 4,904,443 368,471,000 0.41%
48 ALTRIA GROUP INC 5,245,862 354,724,000 0.40%
49 ABBVIE INC 5,420,301 339,421,000 0.38%
50 TAL EDUCATION GROUP 4,829,748 338,807,000 0.38%
Page 1 of 51

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0000861177-17-000010, filed 2017.03.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.