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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 2,695 holdings with a total value of $104,450,782,000.
#
Name
Shares
Value ($)
%
Options
Notes
2651 ANTARES PHARMA INC 63,096 131,000 0.00%
2652 GENMARK DIAGNOSTICS INC. 14,100 128,000 0.00%
2653 SOLAZYME INC 40,998 128,000 0.00%
2654 CATCHMARK TIMBER TR INC 10,967 127,000 0.00%
2655 TELENAV INC COM 15,800 127,000 0.00%
2656 NEWCASTLE INVT CORP 27,952 124,000 0.00%
2657 LIQUIDITY SERVICES INC 12,800 123,000 0.00%
2658 ARC DOCUMENT SOLUTIONS INC COM 16,200 123,000 0.00%
2659 HALCON RESOURCES CORP 105,394 123,000 0.00%
2660 KRATOS DEFENSE & SECURITY SOLU COM 19,497 123,000 0.00%
2661 REALNETWORKS INC 22,196 120,000 0.00%
2662 EXAR CORPORATION 11,998 117,000 0.00%
2663 UNILIFE CORP 54,100 116,000 0.00%
2664 INNERWORKINGS INC 17,198 115,000 0.00%
2665 FUELCELL ENERGY INC COM 118,000 115,000 0.00%
2666 ASANKO GOLD INC 65,300 115,000 0.00%
2667 WEIGHT WATCHERS INTL INC NEW 22,299 108,000 0.00%
2668 PACIFIC BIOSCIENCES CALIF IN 18,600 107,000 0.00%
2669 WESTPORT FUEL SYSTEMS INC 22,457 106,000 0.00%
2670 SILICON GRAPHICS INTL CORP 16,399 106,000 0.00%
2671 Rubicon Minerals Corp 96,390 100,000 0.00%
2672 SFX ENTMT INC 22,000 99,000 0.00%
2673 EXCO RESOURCES INC 83,973 99,000 0.00%
2674 VIRNETX HLDG CORP 23,200 97,000 0.00%
2675 Violin Memory, Inc. 37,300 91,000 0.00%
2676 AMERESCO INC 11,797 90,000 0.00%
2677 SANDSTORM GOLD LTD 30,600 90,000 0.00%
2678 VIVUS INC 37,715 89,000 0.00%
2679 ALPHA NATURAL RESOURCES 286,673 87,000 0.00%
2680 ARCH COAL INC 253,766 86,000 0.00%
2681 DENISON MINES CORP 119,893 86,000 0.00%
2682 ORBCOMM INCORPORATED 12,600 85,000 0.00%
2683 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 28,321 76,000 0.00%
2684 IGI LABS INC 11,700 74,000 0.00%
2685 SYNTA PHARMACEUTICALS CORP 32,377 72,000 0.00%
2686 EXTREME NETWORKS INC 26,294 71,000 0.00%
2687 WI-LAN INC 29,300 68,000 0.00%
2688 QUIKSILVER INC COM 86,296 57,000 0.00%
2689 MERGE HEALTHCARE INC 11,700 56,000 0.00%
2690 LAKE SHORE GOLD CORP 53,400 55,000 0.00%
2691 ION GEOPHYSICAL CORP 51,796 55,000 0.00%
2692 COMPANHIA SIDERURGICA NACION 32,799 54,000 0.00%
2693 AEROPOSTALE INC N/C 8/16/17 00215Q103 31,297 51,000 0.00%
2694 RENTECH INC 47,294 51,000 0.00%
2695 BALLARD PWR SYS INC NEW 18,800 39,000 0.00%
Page 54 of 54

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000861177-15-000010, filed 2015.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.