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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
651 INFOSYS LTD 1,552,300 27,709 0.03%
652 PACCAR INC 533,636 27,680 0.03%
653 US BANCORP DEL 686,044 27,668 0.03%
654 SOUTHERN CO 515,461 27,644 0.03%
655 Prospect Capital Corp 27,570,000 27,643 0.03% PRN
656 GOLDCORP INC NEW 1,449,412 27,589 0.03%
657 MACERICH CO 321,448 27,448 0.03%
658 FIDELITY NATL INFORMATION SV 371,231 27,352 0.03%
659 NIELSEN HLDGS PLC 525,505 27,310 0.03%
660 DAVITA INC 351,788 27,200 0.03%
661 NEUROCRINE BIOSCIENCES INC 598,206 27,188 0.03%
662 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 15,240,000 27,179 0.03% PRN
663 MYLAN N V 628,112 27,160 0.03%
664 PENTAIR PLC 465,865 27,155 0.03%
665 ECOLAB INC 228,625 27,115 0.03%
666 ALIBABA GROUP HLDG LTD 340,800 27,104 0.03%
667 WELLTOWER INC 355,419 27,072 0.03%
668 EATON CORP PLC 453,042 27,060 0.03%
669 GILEAD SCIENCES INC 323,738 27,006 0.03%
670 SYMANTEC CORP 1,310,068 26,909 0.03%
671 TYCO INTL PLC SHS 631,648 26,908 0.03%
672 FEDERAL REALTY INVS 162,154 26,845 0.03%
673 ALTRIA GROUP INC 388,835 26,814 0.03%
674 CERNER CORP 457,291 26,797 0.03%
675 FORD MTR CO DEL 2,130,453 26,780 0.03%
676 COCA COLA CO 589,266 26,711 0.03%
677 NXP SEMICONDUCTORS N V 340,694 26,690 0.03%
678 VALERO ENERGY CORP NEW 522,006 26,622 0.03%
679 LIBERTY GLOBAL PLC 929,185 26,621 0.03%
680 UNITED CONTL HLDGS INC 648,322 26,607 0.03%
681 PHILLIPS 66 335,306 26,603 0.03%
682 WHITEWAVE FOODS CO 566,377 26,586 0.03%
683 HAIN CELESTIAL GROUP INC 532,783 26,506 0.03%
684 CHEVRON CORP NEW 251,928 26,410 0.03%
685 TENNECO INC 564,761 26,324 0.03%
686 MEAD JOHNSON NUTRITION CO 289,666 26,287 0.03%
687 AUTOZONE INC 33,114 26,287 0.03%
688 CBS CORP NEW 482,114 26,246 0.03%
689 ICONIX BRAND GROUP INC 32,249,000 26,202 0.03% PRN
690 ENVISIONHEALTHCA 1,032,779 26,202 0.03%
691 INTERNATIONAL BUSINESS MACHS 172,388 26,165 0.03%
692 BANK AMER CORP 1,970,189 26,144 0.03%
693 HERSHEY CO 230,056 26,109 0.03%
694 LOCKHEED MARTIN CORP 104,969 26,050 0.03%
695 WESTERN UN CO 1,357,809 26,043 0.03%
696 LABORATORY CORP AMER HLDGS 199,881 26,038 0.03%
697 MEDICINES CO 773,917 26,027 0.03%
698 ROPER TECHNOLOGIES INC 152,432 25,999 0.03%
699 SYNCHRONY FINL 1,024,105 25,889 0.03%
700 MARSH & MCLENNAN COS INC 376,508 25,776 0.03%
Page 14 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193