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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
701 PRICELINE GRP INC 20,624 25,747 0.03%
702 MEDICINES CO 764,699 25,717 0.03%
703 HERSHEY CO 226,567 25,713 0.03%
704 BANK N S HALIFAX 526,869 25,684 0.03%
705 SOUFUN HLDGS LTD 26,150,000 25,652 0.03% PRN
706 FIFTH THIRD BANCORP 1,458,241 25,650 0.03%
707 AMERICAN TOWER CORP NEW 224,851 25,545 0.03%
708 SALESFORCE COM INC 321,581 25,537 0.03%
709 CINTAS CORP 259,842 25,498 0.03%
710 DOLBY LABORATORIES INC 532,269 25,469 0.03%
711 SINA CORP 25,831,000 25,441 0.03% PRN
712 WESTERN DIGITAL CORP 537,470 25,401 0.03%
713 WAL-MART STORES INC 347,159 25,350 0.03%
714 PAYCHEX INC 426,030 25,349 0.03%
715 STANLEY BLACK &DECKER INC 227,381 25,289 0.03%
716 EXXON MOBIL CORP 269,716 25,283 0.03%
717 EXELON CORP 693,958 25,232 0.03%
718 AMEREN CORP 470,129 25,190 0.03%
719 MOODYS CORP 268,711 25,181 0.03%
720 M & T BK CORP 212,860 25,166 0.03%
721 BROWN FORMAN CORP 251,845 25,124 0.03%
722 TAIWAN SEMICONDUCTOR MFG LTD 957,500 25,115 0.03%
723 BERKSHIRE HATHAWAY INC DEL 173,347 25,099 0.03%
724 WASTE MGMT INC DEL 378,600 25,090 0.03%
725 CARDTRONICS INC 24,631,000 25,016 0.03% PRN
726 EXXON MOBIL CORP 266,177 24,951 0.03%
727 PG&E CORP 390,057 24,932 0.03%
728 CLOROX CO DEL 180,131 24,928 0.03%
729 EVEREST RE GROUP LTD 136,453 24,926 0.03%
730 DEVON ENERGY CORP NEW 687,411 24,919 0.03%
731 CORNERSTONE ONDEMAND INC 24,255,000 24,876 0.03% PRN
732 INTL PAPER CO 585,996 24,835 0.03%
733 L BRANDS INC 369,692 24,817 0.03%
734 ROCKWELL AUTOMATION INC 215,428 24,735 0.03%
735 EXTRA SPACE STORAGE INC 267,104 24,718 0.03%
736 VULCAN MATLS CO 205,292 24,709 0.03%
737 BEST BUY INC 805,380 24,645 0.03%
738 MONSANTO CO NEW 238,057 24,617 0.03%
739 CARDINAL HEALTH INC 315,230 24,591 0.03%
740 APPLE INC 256,969 24,566 0.03%
741 WEBMD HEALTH CORP 22,295,000 24,538 0.03% PRN
742 CITIZENS FINL GROUP INC 1,226,034 24,496 0.03%
743 BERKSHIRE HATHAWAY INC DEL 169,047 24,476 0.03%
744 QIHOO 360 TECHNOLOGY CO LTD 24,625,000 24,427 0.03% PRN
745 WHIRLPOOL CORP 146,499 24,413 0.03%
746 BAIDU INC 147,700 24,393 0.03%
747 COACH INC 597,429 24,339 0.03%
748 RED HAT INC 335,003 24,321 0.03%
749 SPDR SER TR 479,352 24,250 0.03% PRN
750 EXPEDITORS INTL WASH INC 494,104 24,231 0.03%
Page 15 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193