| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 40,092,000 | 41,194,000 | 15.90% | PRN | |
| 2 | Allianz Asset Management GmbH | 39,925,000 | 40,428,000 | 15.61% | PRN | |
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 24,826,000 | 25,593,000 | 9.88% | PRN | |
| 4 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 24,675,000 | 25,307,000 | 9.77% | PRN | |
| 5 | Invesco Ltd. | 16,206,000 | 16,662,000 | 6.43% | PRN | |
| 6 | TD ASSET MANAGEMENT INC | 15,464,000 | 15,957,000 | 6.16% | ||
| 7 | SONORA INVESTMENT MANAGEMENT, LLC | 12,040,000 | 12,348,465 | 4.77% | ||
| 8 | Calamos Advisors LLC | 12,000,000 | 12,323,000 | 4.76% | PRN | |
| 9 | LAZARD ASSET MANAGEMENT LLC | 9,613,000 | 9,919,000 | 3.83% | PRN | |
| 10 | LORD, ABBETT & CO. LLC | 7,402,000 | 7,638,000 | 2.95% | PRN | |
| 11 | KORNITZER CAPITAL MANAGEMENT INC /KS | 6,720,000 | 6,909,000 | 2.67% | PRN | |
| 12 | STEELHEAD PARTNERS LLC | 6,500,000 | 6,679,000 | 2.58% | PRN | |
| 13 | Clearbridge Investments, LLC | 5,406,000 | 5,474,000 | 2.11% | PRN | |
| 14 | CSS LLC/IL | 4,000,000 | 4,110,000 | 1.59% | PRN | |
| 15 | SSI INVESTMENT MANAGEMENT LLC | 3,592,000 | 3,664,000 | 1.41% | PRN | |
| 16 | Verition Fund Management LLC | 3,500,000 | 3,589,000 | 1.39% | PRN | |
| 17 | THRAX MANAGEMENT, LLC | 67,606 | 2,573,000 | 0.99% | ||
| 18 | Ionic Capital Management LLC | 2,500,000 | 2,552,000 | 0.99% | PRN | |
| 19 | SOROS FUND MANAGEMENT LLC | 2,000,000 | 2,064,000 | 0.80% | PRN | |
| 20 | NOMURA HOLDINGS INC | 1,790,000 | 1,836,000 | 0.71% | PRN | |
| 21 | DEUTSCHE BANK AG\ | 1,705,000 | 1,752,000 | 0.68% | PRN | |
| 22 | SOCIETE GENERALE | 15,660 | 1,616,000 | 0.62% | PRN | |
| 23 | SG Americas Securities, LLC | 15,660 | 1,616,000 | 0.62% | PRN | |
| 24 | WELLINGTON MANAGEMENT GROUP LLP | 1,354,000 | 1,393,000 | 0.54% | PRN | |
| 25 | CREDIT SUISSE AG/ | 22,206 | 1,234,000 | 0.48% | PRN | |
| 26 | Bank of New York Mellon Corp | 1,050,000 | 1,063,000 | 0.41% | ||
| 27 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 1,000,000 | 1,032,000 | 0.40% | PRN | |
| 28 | WELLS FARGO & COMPANY/MN | 496,000 | 506,000 | 0.20% | PRN | |
| 29 | IRON Financial LLC | 455,000 | 471,000 | 0.18% | ||
| 30 | Man Investments (CH) AG | 400,000 | 411,000 | 0.16% | PRN | |
| 31 | GOLDMAN SACHS GROUP INC | 374,000 | 385,000 | 0.15% | PRN | |
| 32 | Candriam S.C.A. | 200 | 203,000 | 0.08% | PRN | |
| 33 | SUNTRUST BANKS INC | 192,000 | 197,000 | 0.08% | ||
| 34 | BLACKROCK ADVISORS LLC | 166,000 | 171,000 | 0.07% | PRN | |
| 35 | BlackRock Fund Advisors | 50,000 | 51,000 | 0.02% | PRN | |
| 36 | BANK OF AMERICA CORP /DE/ | 40,000 | 41,000 | 0.02% | PRN | |
| 37 | TDAM USA INC. | 36,000 | 37,000 | 0.01% | ||
| 38 | ADVISOR GROUP, INC. | 19 | 19,000 | 0.01% | PRN | |
| 39 | ROYAL BANK OF CANADA | 12,000 | 12,000 | 0.00% | PRN | |
| 40 | MORGAN STANLEY | 10,000 | 10,000 | 0.00% | PRN | |
| 41 | MSI Financial Services Inc | 9,000 | 9,000 | 0.00% | ||
| 42 | UBS Group AG | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
