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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
901 CENTERPOINT ENERGY INC 798,489 19,164 0.02%
902 TYSON FOODS INC 285,888 19,094 0.02%
903 MCCORMICK & CO INC 178,764 19,069 0.02%
904 ANNALY CAP MGMT INC 1,721,476 19,057 0.02%
905 EXPEDIA INC DEL 179,181 19,047 0.02%
906 ON SEMICONDUCTOR CORP 2,158,513 19,038 0.02%
907 FIRST SOLAR INC 392,421 19,025 0.02%
908 KEYW HLDG CORP 21,140,000 18,993 0.02% PRN
909 PRAXAIR INC 168,927 18,986 0.02%
910 VMWARE INC 331,011 18,940 0.02%
911 FRANCO NEVADA CORP 250,171 18,924 0.02%
912 INVESCO LTD 739,180 18,879 0.02%
913 CHIPOTLE MEXICAN GRILL INC 46,807 18,852 0.02%
914 REPUBLIC SVCS INC 367,039 18,833 0.02%
915 SHERWIN WILLIAMS CO 64,009 18,798 0.02%
916 BIO RAD LABS INC 131,280 18,776 0.02%
917 UNITEDHEALTH GROUP INC 132,930 18,770 0.02%
918 NVIDIA CORPORATION 398,726 18,744 0.02%
919 FASTENAL CO 421,973 18,731 0.02%
920 XL GROUP PLC 559,387 18,633 0.02%
921 DDR CORP 1,025,651 18,605 0.02%
922 METTLER TOLEDO INTERNATIONAL 50,924 18,583 0.02%
923 PALO ALTO NETWORKS INC 151,485 18,578 0.02%
924 CAPITAL ONE FINL CORP 292,128 18,553 0.02%
925 ORACLE CORP 452,165 18,507 0.02%
926 EMERGENT BIOSOLUTIONS 2.875000 01/15/202 16,321,000 18,498 0.02% PRN
927 HARRIS CORP 221,578 18,488 0.02%
928 SUN CMNTYS INC 241,151 18,482 0.02%
929 RENAISSANCERE HOLDINGS LTD 157,055 18,445 0.02%
930 WEINGARTEN RLTY INVS 451,294 18,422 0.02%
931 SYNOPSYS INC 340,479 18,413 0.02%
932 REPUBLIC SVCS INC 358,847 18,412 0.02%
933 AMERISOURCEBERGEN CORP 232,020 18,404 0.02%
934 UNIVERSAL HLTH SVCS INC 137,026 18,375 0.02%
935 QUALCOMM INC 342,956 18,372 0.02%
936 ALLSTATE CORP 262,305 18,348 0.02%
937 DELPHI AUTOMOTIVE PLC 292,248 18,295 0.02%
938 Laredo Petroleum Inc 1,744,827 18,286 0.02%
939 REGENCY CTRS CORP 218,347 18,282 0.02%
940 COGNIZANT TECHNOLOGY SOLUTIO 318,995 18,259 0.02%
941 VANGUARD SCOTTSDALE FDS 198,311 18,227 0.02%
942 TEVA PHARMACEUTICAL INDS LTD 361,923 18,179 0.02%
943 KILROY RLTY CORP COM 274,200 18,177 0.02%
944 WAL-MART STORES INC 248,779 18,166 0.02%
945 ADVANCE AUTO PARTS INC 112,387 18,165 0.02%
946 MAXIM INTEGR 508,297 18,141 0.02%
947 EBAY INC 774,870 18,140 0.02%
948 KINDER MORGAN INC DEL 966,458 18,092 0.02%
949 WESTERN DIGITAL CORP 382,168 18,061 0.02%
950 FLEETMATICS GROUP PLC 416,635 18,053 0.02%
Page 19 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 5,400 27 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 69,900 352 0.00%
5 GRAMMERCY PPTY TRUST 93,632 863 0.00%
6 GRAMMERCY PPTY TRUST 80,795 745 0.00%
7 GRAMMERCY PPTY TRUST 525,263 4,843 0.01%
8 MTGE INVT CORP 33,598 531 0.00%
9 21VIANET GROUP INC SPONSORED ADR 734,300 7,497 0.01%
10 2U INC 15,900 468 0.00%
11 3-D SYS CORP DEL 51,697 708 0.00%
12 3-D SYS CORP DEL 12,631 173 0.00%
13 3M CO 86,453 15,140 0.02%
14 3M CO 5,500 963 0.00%
15 3M CO 317,440 55,590 0.06%
16 3M CO 518 91 0.00%
17 3M CO 89,294 15,637 0.02%
18 3M CO 93,148 16,312 0.02%
19 3M CO 36,424 6,379 0.01%
20 3M CO 13,806 2,418 0.00%
21 3M CO 291,685 51,080 0.06%
22 3M CO 1,015,711 177,871 0.20%
23 58 COM INC 16,900 776 0.00%
24 58 COM INC 500 23 0.00%
25 58 COM INC 202,958 9,314 0.01%
26 58 COM INC 45,100 2,070 0.00%
27 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
28 8X8 INC NEW COM 42,997 628 0.00%
29 8X8 INC NEW COM 621,683 9,083 0.01%
30 8X8 INC NEW COM 995,695 14,547 0.02%
31 8X8 INC NEW COM 21,381 312 0.00%
32 A O SMITH 4,356 384 0.00%
33 A O SMITH 127,419 11,227 0.01%
34 A O SMITH 11 1 0.00%
35 A O SMITH 4,353 384 0.00%
36 A O SMITH 27,862 2,455 0.00%
37 A O SMITH 888 78 0.00%
38 A O SMITH 25,615 2,257 0.00%
39 A O SMITH 1,073 95 0.00%
40 A10 NETWORKS 28,200 182 0.00%
41 AAON INC 17,322 477 0.00%
42 AAR CORP COM 21,798 509 0.00%
43 ABBOTT LABS 18,415 724 0.00%
44 ABBOTT LABS 1,024,905 40,289 0.05%
45 ABBOTT LABS 33,678 1,324 0.00%
46 ABBOTT LABS 217,188 8,538 0.01%
47 ABBOTT LABS 62,360 2,451 0.00%
48 ABBOTT LABS 111,799 4,395 0.00%
49 ABBOTT LABS 206,266 8,108 0.01%
50 ABBOTT LABS 13,721 539 0.00%
Page 1 of 193