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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 792 Institutional holders with a total value of $28,506,451,703.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 49,231,610 3,126,700,000 10.97%
2 VANGUARD GROUP INC 30,695,379 1,949,464,000 6.84%
3 FMR LLC 27,299,196 1,733,772,000 6.08%
4 Capital World Investors 21,541,200 1,368,082,000 4.80%
5 STATE STREET CORP 20,562,898 1,305,946,000 4.58%
6 BARROW HANLEY MEWHINNEY & STRAUSS LLC 19,814,087 1,258,393,000 4.41%
7 BlackRock Institutional Trust Company, N.A. 13,603,429 863,954,000 3.03%
8 JPMORGAN CHASE & CO 13,035,130 827,863,000 2.90%
9 FRANKLIN RESOURCES INC 10,715,451 680,504,000 2.39%
10 Bank of New York Mellon Corp 9,231,164 586,272,000 2.06%
11 HARRIS ASSOCIATES L P 8,276,231 525,623,000 1.84%
12 ALLIANCEBERNSTEIN L.P. 7,566,364 480,540,000 1.69%
13 Boston Partners 6,725,950 427,165,000 1.50%
14 NORTHERN TRUST CORP 6,064,508 385,157,000 1.35%
15 BlackRock Fund Advisors 5,910,356 375,367,000 1.32%
16 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 5,850,157 371,543,000 1.30%
17 DIAMOND HILL CAPITAL MANAGEMENT INC 5,182,964 329,170,000 1.15%
18 WELLINGTON MANAGEMENT GROUP LLP 4,522,451 287,221,000 1.01%
19 BlackRock Group LTD 4,458,698 283,171,000 0.99%
20 GEODE CAPITAL MANAGEMENT, LLC 4,451,129 282,223,000 0.99%
21 Allianz Asset Management GmbH 4,309,844 273,718,000 0.96%
22 DIMENSIONAL FUND ADVISORS LP 4,282,751 271,948,000 0.95%
23 GOLDMAN SACHS GROUP INC 4,210,931 267,436,000 0.94%
24 NORGES BANK 3,959,960 251,497,000 0.88%
25 LSV ASSET MANAGEMENT 3,911,612 248,426,000 0.87%
26 DAVIS SELECTED ADVISERS 3,787,264 240,529,000 0.84%
27 Capital Research Global Investors 3,610,101 229,278,000 0.80%
28 MORGAN STANLEY 3,579,753 227,352,000 0.80%
29 DAVENPORT & Co LLC 2,839,465 180,334,432 0.63%
30 BLACKROCK ADVISORS LLC 2,563,428 162,803,000 0.57%
31 BANK OF AMERICA CORP /DE/ 2,516,515 159,824,000 0.56%
32 WELLS FARGO & COMPANY/MN 2,374,220 150,787,000 0.53%
33 BlackRock Investment Management, LLC 2,353,399 149,464,000 0.52%
34 Legal & General Group Plc 2,309,458 146,633,000 0.51%
35 SOUND SHORE MANAGEMENT INC /CT/ 2,261,244 143,612,000 0.50%
36 EMERALD ACQUISITION LTD. 2,126,460 135,041,000 0.47%
37 GMT CAPITAL CORP 2,084,730 132,401,000 0.46%
38 NORDEA INVESTMENT MANAGEMENT AB 1,966,721 124,906,000 0.44%
39 NEW YORK STATE COMMON RETIREMENT FUND 1,878,240 119,287,000 0.42%
40 AQR CAPITAL MANAGEMENT LLC 1,876,404 119,170,000 0.42%
41 Sumitomo Mitsui Trust Group, Inc. 1,721,021 109,302,000 0.38%
42 Cornerstone Investment Partners, LLC 1,655,491 105,140,000 0.37%
43 TIAA CREF INVESTMENT MANAGEMENT LLC 1,607,141 102,070,000 0.36%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1,548,085 98,319,000 0.34%
45 AJO, LP 1,526,570 96,952,000 0.34%
46 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,502,166 95,403,000 0.33%
47 PRUDENTIAL FINANCIAL INC 1,385,928 88,021,000 0.31%
48 CIBC Private Wealth Group LLC 1,374,105 87,270,000 0.31%
49 COLUMBUS CIRCLE INVESTORS 1,361,517 86,470,000 0.30%
50 AMERIPRISE FINANCIAL INC 1,350,888 85,797,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.