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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
901 CENTERPOINT ENERGY INC 798,489 19,164 0.02%
902 TYSON FOODS INC 285,888 19,094 0.02%
903 MCCORMICK & CO INC 178,764 19,069 0.02%
904 ANNALY CAP MGMT INC 1,721,476 19,057 0.02%
905 EXPEDIA INC DEL 179,181 19,047 0.02%
906 ON SEMICONDUCTOR CORP 2,158,513 19,038 0.02%
907 FIRST SOLAR INC 392,421 19,025 0.02%
908 KEYW HLDG CORP 21,140,000 18,993 0.02% PRN
909 PRAXAIR INC 168,927 18,986 0.02%
910 VMWARE INC 331,011 18,940 0.02%
911 FRANCO NEVADA CORP 250,171 18,924 0.02%
912 INVESCO LTD 739,180 18,879 0.02%
913 CHIPOTLE MEXICAN GRILL INC 46,807 18,852 0.02%
914 REPUBLIC SVCS INC 367,039 18,833 0.02%
915 SHERWIN WILLIAMS CO 64,009 18,798 0.02%
916 BIO RAD LABS INC 131,280 18,776 0.02%
917 UNITEDHEALTH GROUP INC 132,930 18,770 0.02%
918 NVIDIA CORPORATION 398,726 18,744 0.02%
919 FASTENAL CO 421,973 18,731 0.02%
920 XL GROUP PLC 559,387 18,633 0.02%
921 DDR CORP 1,025,651 18,605 0.02%
922 METTLER TOLEDO INTERNATIONAL 50,924 18,583 0.02%
923 PALO ALTO NETWORKS INC 151,485 18,578 0.02%
924 CAPITAL ONE FINL CORP 292,128 18,553 0.02%
925 ORACLE CORP 452,165 18,507 0.02%
926 EMERGENT BIOSOLUTIONS 2.875000 01/15/202 16,321,000 18,498 0.02% PRN
927 HARRIS CORP 221,578 18,488 0.02%
928 SUN CMNTYS INC 241,151 18,482 0.02%
929 RENAISSANCERE HOLDINGS LTD 157,055 18,445 0.02%
930 WEINGARTEN RLTY INVS 451,294 18,422 0.02%
931 SYNOPSYS INC 340,479 18,413 0.02%
932 REPUBLIC SVCS INC 358,847 18,412 0.02%
933 AMERISOURCEBERGEN CORP 232,020 18,404 0.02%
934 UNIVERSAL HLTH SVCS INC 137,026 18,375 0.02%
935 QUALCOMM INC 342,956 18,372 0.02%
936 ALLSTATE CORP 262,305 18,348 0.02%
937 DELPHI AUTOMOTIVE PLC 292,248 18,295 0.02%
938 Laredo Petroleum Inc 1,744,827 18,286 0.02%
939 REGENCY CTRS CORP 218,347 18,282 0.02%
940 COGNIZANT TECHNOLOGY SOLUTIO 318,995 18,259 0.02%
941 VANGUARD SCOTTSDALE FDS 198,311 18,227 0.02%
942 TEVA PHARMACEUTICAL INDS LTD 361,923 18,179 0.02%
943 KILROY RLTY CORP COM 274,200 18,177 0.02%
944 WAL-MART STORES INC 248,779 18,166 0.02%
945 ADVANCE AUTO PARTS INC 112,387 18,165 0.02%
946 MAXIM INTEGR 508,297 18,141 0.02%
947 EBAY INC 774,870 18,140 0.02%
948 KINDER MORGAN INC DEL 966,458 18,092 0.02%
949 WESTERN DIGITAL CORP 382,168 18,061 0.02%
950 FLEETMATICS GROUP PLC 416,635 18,053 0.02%
Page 19 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193