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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9501 CENOVUS ENERGY INC 527 7 0.00%
9502 MOSAIC CO NEW 270 7 0.00%
9503 ROBERT HALF INTL INC 181 7 0.00%
9504 CDK GLOBAL INC 127 7 0.00%
9505 SABRE CORP 259 7 0.00%
9506 COLUMBIA PIPELINE GR 277 7 0.00%
9507 FORTINET INC 215 7 0.00%
9508 KOHLS 171 6 0.00%
9509 BLOCK H & R INC 267 6 0.00%
9510 XEROX CORP 678 6 0.00%
9511 ENVISION HEALTHCARE HLDGS INC 239 6 0.00%
9512 VERISIGN INC 65 6 0.00%
9513 HASBRO INC 66 6 0.00%
9514 MARTIN MARIETTA MATLS INC 32 6 0.00%
9515 ALKERMES PLC 131 6 0.00%
9516 ASSURANT INC 68 6 0.00%
9517 WHITEWAVE FOODS CO 137 6 0.00%
9518 BORGWARNER INC 191 6 0.00%
9519 SEAGATE TECHNOLOGY PLC 262 6 0.00%
9520 MOHAWK INDS 29 6 0.00%
9521 ALNYLAM PHARMACEUTICALS INC 115 6 0.00%
9522 VANTIV INC 104 6 0.00%
9523 UNDER ARMOUR INC 150 6 0.00%
9524 BRIXMOR PROPERTY 239 6 0.00%
9525 ALBEMARLE CORP 73 6 0.00%
9526 E TRADE FINANCIAL CORP 263 6 0.00%
9527 LIBERTY GLOBAL PLC 210 6 0.00%
9528 TEGNA INC 244 6 0.00%
9529 UNIVERSAL HLTH SVCS INC 45 6 0.00%
9530 WESTROCK CO 139 5 0.00%
9531 FIRST REP BK SAN FRANCISCO C 78 5 0.00%
9532 VOYA FINANCIAL INC 207 5 0.00%
9533 IHS INC A 41 5 0.00%
9534 POLARIS INDS INC 60 5 0.00%
9535 INTERNATIONAL FLAVORS&FRAGRA 39 5 0.00%
9536 MOBILEYE N V AMSTELVEEN 100 5 0.00%
9537 SNAP ON INC 32 5 0.00%
9538 FRANKLIN RESOURCES INC 139 5 0.00%
9539 LIBERTY PROP 119 5 0.00%
9540 REGIONS FINANCIAL CORP NEW 646 5 0.00%
9541 FLEETCOR TECHNOLOGIES INC 37 5 0.00%
9542 CRESCENT PT ENERGY CORP 313 5 0.00%
9543 GAP 234 5 0.00%
9544 LEGGETT &PLATT INC 89 5 0.00%
9545 FLEX LTD 414 5 0.00%
9546 REGENCY CTRS CORP 61 5 0.00%
9547 UNITED CONTL HLDGS INC 132 5 0.00%
9548 SEI INVESTMENTS CO 105 5 0.00%
9549 NETSUITE INC 73 5 0.00%
9550 RITE AID CORP 715 5 0.00%
Page 191 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 69,900 352 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 5,400 27 0.00%
5 MTGE INVT CORP 33,598 531 0.00%
6 21VIANET GROUP INC 734,300 7,497 0.01%
7 2U, Inc. 15,900 468 0.00%
8 3-D SYS CORP DEL 51,697 708 0.00%
9 3-D SYS CORP DEL 12,631 173 0.00%
10 3M CO 36,424 6,379 0.01%
11 3M CO 86,453 15,140 0.02%
12 3M CO 93,148 16,312 0.02%
13 3M CO 317,440 55,590 0.06%
14 3M CO 89,294 15,637 0.02%
15 3M CO 5,500 963 0.00%
16 3M CO 518 91 0.00%
17 3M CO 1,015,711 177,871 0.20%
18 3M CO 13,806 2,418 0.00%
19 3M CO 291,685 51,080 0.06%
20 58 COM INC 45,100 2,070 0.00%
21 58 COM INC 16,900 776 0.00%
22 58 COM INC 500 23 0.00%
23 58 COM INC 202,958 9,314 0.01%
24 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
25 8X8 INC NEW COM 42,997 628 0.00%
26 8X8 INC NEW COM 21,381 312 0.00%
27 8X8 INC NEW COM 995,695 14,547 0.02%
28 8X8 INC NEW COM 621,683 9,083 0.01%
29 A O SMITH 4,353 384 0.00%
30 A O SMITH 4,356 384 0.00%
31 A O SMITH 127,419 11,227 0.01%
32 A O SMITH 11 1 0.00%
33 A O SMITH 1,073 95 0.00%
34 A O SMITH 27,862 2,455 0.00%
35 A O SMITH 25,615 2,257 0.00%
36 A O SMITH 888 78 0.00%
37 A10 NETWORKS INC 28,200 182 0.00%
38 AAON INC 17,322 477 0.00%
39 AAR CORP COM 21,798 509 0.00%
40 ABBOTT LABS 1,024,905 40,289 0.05%
41 ABBOTT LABS 33,678 1,324 0.00%
42 ABBOTT LABS 217,188 8,538 0.01%
43 ABBOTT LABS 62,360 2,451 0.00%
44 ABBOTT LABS 111,799 4,395 0.00%
45 ABBOTT LABS 2,476,817 97,364 0.11%
46 ABBOTT LABS 206,266 8,108 0.01%
47 ABBOTT LABS 13,721 539 0.00%
48 ABBOTT LABS 86,784 3,411 0.00%
49 ABBOTT LABS 18,415 724 0.00%
50 ABBVIE INC 3,450,452 213,617 0.24%
Page 1 of 193