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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9551 SEI INVESTMENTS CO 105 5 0.00%
9552 FIRST REP BK SAN FRANCISCO C 78 5 0.00%
9553 RITE AID CORP 715 5 0.00%
9554 IHS INC A 41 5 0.00%
9555 INTERNATIONAL FLAVORS&FRAGRA 39 5 0.00%
9556 FLEX LTD 414 5 0.00%
9557 REGIONS FINANCIAL CORP NEW 646 5 0.00%
9558 FLEETCOR TECHNOLOGIES INC 37 5 0.00%
9559 CROWN HOLDINGS INC 82 4 0.00%
9560 RAYMOND JAMES FINANC 73 4 0.00%
9561 NUANCE COMM 242 4 0.00%
9562 PULTE GROUP INC 184 4 0.00%
9563 CF INDS HLDGS INC 177 4 0.00%
9564 NORWEGIAN CRUISE LINE HLDG L 95 4 0.00%
9565 WABTEC CORP 50 4 0.00%
9566 TRIMBLE INC 153 4 0.00%
9567 HUNTINGTON BANCSHARES INC 462 4 0.00%
9568 JACOBS ENGR GROUP INC 89 4 0.00%
9569 PVH CORPORATION 42 4 0.00%
9570 CONTINENTAL RESOURE 79 4 0.00%
9571 YAMANA GOLD INC 797 4 0.00%
9572 WHOLE FOODS MKT INC 133 4 0.00%
9573 AVNET INC 88 4 0.00%
9574 QUINTILES IMS HOLDINGS INC 63 4 0.00%
9575 HELMERICH & PAYNE INC 61 4 0.00%
9576 ARROW ELECTRONICS 63 4 0.00%
9577 EDGEWELL PERS CARE CO 31 3 0.00%
9578 AERCAP HOLDINGS NV 100 3 0.00%
9579 B/E AEROSPACE INC 65 3 0.00%
9580 SCRIPPS NETWORKS INTERACT IN 53 3 0.00%
9581 DELTA AIRLINES INC DEL 92 3 0.00%
9582 MALLINCKRODT PUB LTD CO 55 3 0.00%
9583 NEWS CORP CL A 238 3 0.00%
9584 FRONTIER COMMUNICATIONS CORP 687 3 0.00%
9585 FLIR SYS INC 111 3 0.00%
9586 EATON VANCE CORP 88 3 0.00%
9587 AGCO CORP 71 3 0.00%
9588 AXALTA COATING SYS LTD 130 3 0.00%
9589 MANPOWERGROUP INC 50 3 0.00%
9590 MURPHY OIL 90 3 0.00%
9591 ROBERT HALF INTL INC 88 3 0.00%
9592 LIBERTY M SIRIUSXM A 91 3 0.00%
9593 DISCOVERY COMMUNICATNS NEW 118 3 0.00%
9594 MELCO ENTMT ADR 258 3 0.00%
9595 LEUCADIA NATL CORP 183 3 0.00%
9596 IONIS PHARMACEUTICALS INC COM 125 3 0.00%
9597 REALOGY HLDGS CORP 87 3 0.00%
9598 RALPH LAUREN CORP 32 3 0.00%
9599 AUTONATION INC 58 3 0.00%
9600 TOLL BROTHERS INC 107 3 0.00%
Page 192 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 69,900 352 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 5,400 27 0.00%
5 MTGE INVT CORP 33,598 531 0.00%
6 21VIANET GROUP INC 734,300 7,497 0.01%
7 2U, Inc. 15,900 468 0.00%
8 3-D SYS CORP DEL 51,697 708 0.00%
9 3-D SYS CORP DEL 12,631 173 0.00%
10 3M CO 36,424 6,379 0.01%
11 3M CO 86,453 15,140 0.02%
12 3M CO 93,148 16,312 0.02%
13 3M CO 317,440 55,590 0.06%
14 3M CO 89,294 15,637 0.02%
15 3M CO 5,500 963 0.00%
16 3M CO 518 91 0.00%
17 3M CO 1,015,711 177,871 0.20%
18 3M CO 13,806 2,418 0.00%
19 3M CO 291,685 51,080 0.06%
20 58 COM INC 45,100 2,070 0.00%
21 58 COM INC 16,900 776 0.00%
22 58 COM INC 500 23 0.00%
23 58 COM INC 202,958 9,314 0.01%
24 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
25 8X8 INC NEW COM 42,997 628 0.00%
26 8X8 INC NEW COM 21,381 312 0.00%
27 8X8 INC NEW COM 995,695 14,547 0.02%
28 8X8 INC NEW COM 621,683 9,083 0.01%
29 A O SMITH 4,353 384 0.00%
30 A O SMITH 4,356 384 0.00%
31 A O SMITH 127,419 11,227 0.01%
32 A O SMITH 11 1 0.00%
33 A O SMITH 1,073 95 0.00%
34 A O SMITH 27,862 2,455 0.00%
35 A O SMITH 25,615 2,257 0.00%
36 A O SMITH 888 78 0.00%
37 A10 NETWORKS INC 28,200 182 0.00%
38 AAON INC 17,322 477 0.00%
39 AAR CORP COM 21,798 509 0.00%
40 ABBOTT LABS 1,024,905 40,289 0.05%
41 ABBOTT LABS 33,678 1,324 0.00%
42 ABBOTT LABS 217,188 8,538 0.01%
43 ABBOTT LABS 62,360 2,451 0.00%
44 ABBOTT LABS 111,799 4,395 0.00%
45 ABBOTT LABS 2,476,817 97,364 0.11%
46 ABBOTT LABS 206,266 8,108 0.01%
47 ABBOTT LABS 13,721 539 0.00%
48 ABBOTT LABS 86,784 3,411 0.00%
49 ABBOTT LABS 18,415 724 0.00%
50 ABBVIE INC 3,450,452 213,617 0.24%
Page 1 of 193