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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1101 TARGET CORP 222,799 15,556 0.02%
1102 MSCI INC 201,607 15,548 0.02%
1103 WAL-MART STORES INC 212,933 15,548 0.02%
1104 MONDELEZ INTL INC 340,603 15,501 0.02%
1105 PHILIP MORRIS INTL INC 152,331 15,495 0.02%
1106 ABBVIE INC 250,100 15,484 0.02%
1107 EASTMAN CHEM CO 227,339 15,436 0.02%
1108 ONEOK INC NEW 325,153 15,429 0.02%
1109 FACTSET RESH SYS INC 95,544 15,423 0.02%
1110 BERKSHIRE HATHAWAY INC DEL 71 15,405 0.02%
1111 VMWARE INC 269,229 15,405 0.02%
1112 BROWN FORMAN CORP 154,396 15,403 0.02%
1113 PRICE T ROWE GROUP INC 210,918 15,391 0.02%
1114 EXPEDITORS INTL WASH INC 313,833 15,390 0.02%
1115 TEXAS INSTRS INC 245,607 15,387 0.02%
1116 LILLY ELI & CO 195,217 15,373 0.02%
1117 HASBRO INC 183,025 15,372 0.02%
1118 DST SYS INC DEL 131,873 15,354 0.02%
1119 EXPEDITORS INTL WASH INC 312,897 15,344 0.02%
1120 WHOLE FOODS MKT INC 478,635 15,326 0.02%
1121 MCDONALDS CORP 127,322 15,322 0.02%
1122 GENERAL DYNAMICS CORP 110,031 15,321 0.02%
1123 CORNING INC 747,808 15,315 0.02%
1124 CREDICORP LTD 99,198 15,309 0.02%
1125 IRON MTN INC NEW 384,294 15,306 0.02%
1126 UNITED TECHNOLOGIES CORP 149,226 15,303 0.02%
1127 EXELIXIS INC 1,957,498 15,288 0.02%
1128 DISCOVER FINL SVCS 285,198 15,284 0.02%
1129 PFIZER INC 434,007 15,281 0.02%
1130 SHIRE PLC 82,993 15,277 0.02%
1131 FLUOR CORP NEW 309,907 15,272 0.02%
1132 MGM RESORTS INTERNATIONAL 674,193 15,257 0.02%
1133 PANERA BREAD CO 71,913 15,241 0.02%
1134 GARMIN LTD 359,218 15,238 0.02%
1135 CA INC 463,051 15,202 0.02%
1136 APPLIED MATLS INC 634,051 15,198 0.02%
1137 LILLY ELI & CO 192,740 15,178 0.02%
1138 ENBRIDGE INC 360,132 15,177 0.02%
1139 EVEREST RE GROUP LTD 83,057 15,172 0.02%
1140 APPLE INC 158,699 15,172 0.02%
1141 VARIAN MED SYS INC 184,402 15,163 0.02%
1142 PPL CORP 401,486 15,156 0.02%
1143 WESTROCK CO 389,881 15,155 0.02%
1144 CARMAX INC 309,053 15,153 0.02%
1145 BIG LOTS INC COM 302,275 15,147 0.02%
1146 ITAU UNIBANCO HLDG SA 1,604,393 15,145 0.02%
1147 3M CO 86,453 15,140 0.02%
1148 GILEAD SCIENCES INC 181,378 15,131 0.02%
1149 BADGER METER INC COM 207,182 15,131 0.02%
1150 ASSURANT INC 175,181 15,120 0.02%
Page 23 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 5,400 27 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 69,900 352 0.00%
5 GRAMMERCY PPTY TRUST 93,632 863 0.00%
6 GRAMMERCY PPTY TRUST 80,795 745 0.00%
7 GRAMMERCY PPTY TRUST 525,263 4,843 0.01%
8 MTGE INVT CORP 33,598 531 0.00%
9 21VIANET GROUP INC SPONSORED ADR 734,300 7,497 0.01%
10 2U INC 15,900 468 0.00%
11 3-D SYS CORP DEL 51,697 708 0.00%
12 3-D SYS CORP DEL 12,631 173 0.00%
13 3M CO 86,453 15,140 0.02%
14 3M CO 5,500 963 0.00%
15 3M CO 317,440 55,590 0.06%
16 3M CO 518 91 0.00%
17 3M CO 89,294 15,637 0.02%
18 3M CO 93,148 16,312 0.02%
19 3M CO 36,424 6,379 0.01%
20 3M CO 13,806 2,418 0.00%
21 3M CO 291,685 51,080 0.06%
22 3M CO 1,015,711 177,871 0.20%
23 58 COM INC 16,900 776 0.00%
24 58 COM INC 500 23 0.00%
25 58 COM INC 202,958 9,314 0.01%
26 58 COM INC 45,100 2,070 0.00%
27 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
28 8X8 INC NEW COM 42,997 628 0.00%
29 8X8 INC NEW COM 621,683 9,083 0.01%
30 8X8 INC NEW COM 995,695 14,547 0.02%
31 8X8 INC NEW COM 21,381 312 0.00%
32 A O SMITH 4,356 384 0.00%
33 A O SMITH 127,419 11,227 0.01%
34 A O SMITH 11 1 0.00%
35 A O SMITH 4,353 384 0.00%
36 A O SMITH 27,862 2,455 0.00%
37 A O SMITH 888 78 0.00%
38 A O SMITH 25,615 2,257 0.00%
39 A O SMITH 1,073 95 0.00%
40 A10 NETWORKS 28,200 182 0.00%
41 AAON INC 17,322 477 0.00%
42 AAR CORP COM 21,798 509 0.00%
43 ABBOTT LABS 18,415 724 0.00%
44 ABBOTT LABS 1,024,905 40,289 0.05%
45 ABBOTT LABS 33,678 1,324 0.00%
46 ABBOTT LABS 217,188 8,538 0.01%
47 ABBOTT LABS 62,360 2,451 0.00%
48 ABBOTT LABS 111,799 4,395 0.00%
49 ABBOTT LABS 206,266 8,108 0.01%
50 ABBOTT LABS 13,721 539 0.00%
Page 1 of 193