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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1101 TARGET CORP 222,799 15,556 0.02%
1102 MSCI INC 201,607 15,548 0.02%
1103 WAL-MART STORES INC 212,933 15,548 0.02%
1104 MONDELEZ INTL INC 340,603 15,501 0.02%
1105 PHILIP MORRIS INTL INC 152,331 15,495 0.02%
1106 ABBVIE INC 250,100 15,484 0.02%
1107 EASTMAN CHEM CO 227,339 15,436 0.02%
1108 ONEOK INC NEW 325,153 15,429 0.02%
1109 FACTSET RESH SYS INC 95,544 15,423 0.02%
1110 BERKSHIRE HATHAWAY INC DEL 71 15,405 0.02%
1111 VMWARE INC 269,229 15,405 0.02%
1112 BROWN FORMAN CORP 154,396 15,403 0.02%
1113 PRICE T ROWE GROUP INC 210,918 15,391 0.02%
1114 EXPEDITORS INTL WASH INC 313,833 15,390 0.02%
1115 TEXAS INSTRS INC 245,607 15,387 0.02%
1116 LILLY ELI & CO 195,217 15,373 0.02%
1117 HASBRO INC 183,025 15,372 0.02%
1118 DST SYS INC DEL 131,873 15,354 0.02%
1119 EXPEDITORS INTL WASH INC 312,897 15,344 0.02%
1120 WHOLE FOODS MKT INC 478,635 15,326 0.02%
1121 MCDONALDS CORP 127,322 15,322 0.02%
1122 GENERAL DYNAMICS CORP 110,031 15,321 0.02%
1123 CORNING INC 747,808 15,315 0.02%
1124 CREDICORP LTD 99,198 15,309 0.02%
1125 IRON MTN INC NEW 384,294 15,306 0.02%
1126 UNITED TECHNOLOGIES CORP 149,226 15,303 0.02%
1127 EXELIXIS INC 1,957,498 15,288 0.02%
1128 DISCOVER FINL SVCS 285,198 15,284 0.02%
1129 PFIZER INC 434,007 15,281 0.02%
1130 SHIRE PLC 82,993 15,277 0.02%
1131 FLUOR CORP NEW 309,907 15,272 0.02%
1132 MGM RESORTS INTERNATIONAL 674,193 15,257 0.02%
1133 PANERA BREAD CO 71,913 15,241 0.02%
1134 GARMIN LTD 359,218 15,238 0.02%
1135 CA INC 463,051 15,202 0.02%
1136 APPLIED MATLS INC 634,051 15,198 0.02%
1137 LILLY ELI & CO 192,740 15,178 0.02%
1138 ENBRIDGE INC 360,132 15,177 0.02%
1139 EVEREST RE GROUP LTD 83,057 15,172 0.02%
1140 APPLE INC 158,699 15,172 0.02%
1141 VARIAN MED SYS INC 184,402 15,163 0.02%
1142 PPL CORP 401,486 15,156 0.02%
1143 WESTROCK CO 389,881 15,155 0.02%
1144 CARMAX INC 309,053 15,153 0.02%
1145 BIG LOTS INC COM 302,275 15,147 0.02%
1146 ITAU UNIBANCO HLDG SA 1,604,393 15,145 0.02%
1147 3M CO 86,453 15,140 0.02%
1148 GILEAD SCIENCES INC 181,378 15,131 0.02%
1149 BADGER METER INC COM 207,182 15,131 0.02%
1150 ASSURANT INC 175,181 15,120 0.02%
Page 23 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193