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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
101 ACORDA THERAPEUTICS INC 378,000 331 0.00% PRN
102 ACORDA THERAPEUTICS INC 22,699 579 0.00%
103 ACTIVISION BLIZZARD INC 257,052 10,187 0.01%
104 ACTIVISION BLIZZARD INC 92,917 3,682 0.00%
105 ACTIVISION BLIZZARD INC 80,427 3,187 0.00%
106 ACTIVISION BLIZZARD INC 36,718 1,455 0.00%
107 ACTIVISION BLIZZARD INC 451 18 0.00%
108 ACTIVISION BLIZZARD INC 5,660 224 0.00%
109 ACTIVISION BLIZZARD INC 18,633 738 0.00%
110 ACTIVISION BLIZZARD INC 1,404,901 55,676 0.06%
111 ACTIVISION BLIZZARD INC 11,823 469 0.00%
112 ACTUANT CORP 30,998 701 0.00%
113 ACTUANT CORP 12,468 282 0.00%
114 ACUITY BRANDS INC 36 9 0.00%
115 ACUITY BRANDS INC 16,952 4,203 0.00%
116 ACUITY BRANDS INC 893 221 0.00%
117 ACUITY BRANDS INC 2,648 657 0.00%
118 ACUITY BRANDS INC 64,292 15,942 0.02%
119 ACUITY BRANDS INC 6,531 1,619 0.00%
120 ACUITY BRANDS INC 565 140 0.00%
121 ACUITY BRANDS INC 9,340 2,316 0.00%
122 ADAMAS PHARMACEUTICALS INC 17,110 259 0.00%
123 ADEPTUS HEALTH INC 6,316 326 0.00%
124 ADOBE INC 1,521 146 0.00%
125 ADOBE INC 4,500 431 0.00%
126 ADOBE INC 68,826 6,593 0.01%
127 ADOBE INC 20,054 1,921 0.00%
128 ADOBE INC 958,203 91,786 0.10%
129 ADOBE INC 11,225 1,075 0.00%
130 ADOBE INC 216,083 20,699 0.02%
131 ADOBE INC 33,752 3,233 0.00%
132 ADOBE INC 69,418 6,650 0.01%
133 ADTRAN INC COM 23,898 446 0.00%
134 ADURO BIOTECH INC 13,300 150 0.00%
135 ADVANCE AUTO PARTS INC 10,248 1,656 0.00%
136 ADVANCE AUTO PARTS INC 900 145 0.00%
137 ADVANCE AUTO PARTS INC 4,326 699 0.00%
138 ADVANCE AUTO PARTS INC 1,958 316 0.00%
139 ADVANCE AUTO PARTS INC 1,489 241 0.00%
140 ADVANCE AUTO PARTS INC 112,387 18,165 0.02%
141 ADVANCE AUTO PARTS INC 30,647 4,953 0.01%
142 ADVANCE AUTO PARTS INC 10,430 1,686 0.00%
143 ADVANCE AUTO PARTS INC 433 70 0.00%
144 ADVANCED DRAIN SYS INC DEL 18,700 512 0.00%
145 ADVANCED ENERGY INDS COM 21,816 828 0.00%
146 ADVANCED ENERGY INDS COM 6,110 232 0.00%
147 ADVANCED MICRO DEVICES INC 106,008 545 0.00%
148 ADVANCED MICRO DEVICES INC 361,345 1,857 0.00%
149 ADVANCED MICRO DEVICES INC 133,150 684 0.00%
150 ADVANTAGE OIL & GAS LTD 88,200 490 0.00%
Page 3 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193