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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
201 AGCO CORP 1,900 90 0.00%
202 AGCO CORP 1,387 65 0.00%
203 AGCO CORP 44,412 2,093 0.00%
204 AGCO CORP 21,002 990 0.00%
205 AGCO CORP 5,723 270 0.00%
206 AGCO CORP 19,119 901 0.00%
207 AGCO CORP 112,076 5,282 0.01%
208 AGCO CORP 71 3 0.00%
209 AGILENT TECHNOLOGIES INC 45,172 2,004 0.00%
210 AGILENT TECHNOLOGIES INC 130,375 5,783 0.01%
211 AGILENT TECHNOLOGIES INC 6,948 308 0.00%
212 AGILENT TECHNOLOGIES INC 282 13 0.00%
213 AGILENT TECHNOLOGIES INC 478,121 21,209 0.02%
214 AGILENT TECHNOLOGIES INC 20,190 896 0.00%
215 AGILENT TECHNOLOGIES INC 19,015 844 0.00%
216 AGILENT TECHNOLOGIES INC 4,472 198 0.00%
217 AGILENT TECHNOLOGIES INC 82,248 3,649 0.00%
218 AGIOS PHARMACEUTICALS INC 199,602 8,362 0.01%
219 AGL Resources Inc 23,109 1,525 0.00%
220 AGL Resources Inc 224,410 14,804 0.02%
221 AGL Resources Inc 1,107 73 0.00%
222 AGL Resources Inc 2,815 186 0.00%
223 AGL Resources Inc 90,852 5,994 0.01%
224 AGL Resources Inc 12,628 833 0.00%
225 AGL Resources Inc 2,056 136 0.00%
226 AGREE RLTY CORP COM 5,500 265 0.00%
227 AGREE RLTY CORP COM 26,438 1,275 0.00%
228 AGRIUM INC 198,150 17,835 0.02%
229 AGRIUM INC 86 8 0.00%
230 AGRIUM INC 1,800 162 0.00%
231 AGRIUM INC 30,159 2,714 0.00%
232 AGRIUM INC 2,679 241 0.00%
233 AGRIUM INC 4,800 432 0.00%
234 AGRIUM INC 52,199 4,698 0.01%
235 AIR LEASE CORP 19,097 511 0.00%
236 AIR LEASE CORP 49,121 1,315 0.00%
237 AIR LEASE CORP 19,167 513 0.00%
238 AIR METHODS CORP 18,099 648 0.00%
239 AIR PRODS & CHEMS INC 150 21 0.00%
240 AIR PRODS & CHEMS INC 4,769 677 0.00%
241 AIR PRODS & CHEMS INC 7,449 1,058 0.00%
242 AIR PRODS & CHEMS INC 2,400 341 0.00%
243 AIR PRODS & CHEMS INC 307,495 43,677 0.05%
244 AIR PRODS & CHEMS INC 120,219 17,076 0.02%
245 AIR PRODS & CHEMS INC 48,930 6,950 0.01%
246 AIR PRODS & CHEMS INC 29,890 4,246 0.00%
247 AIR TRANSPORT SERVICES GRP I 21,500 279 0.00%
248 AIRCASTLE LTD 12,207 239 0.00%
249 AIRCASTLE LTD 33,697 659 0.00%
250 AIRMEDIA GROUP INC 988,500 3,391 0.00%
Page 5 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193