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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
201 JOHNSON & JOHNSON 722,509 87,640 0.10%
202 DU PONT E I DE NEMOURS & CO 1,347,753 87,334 0.10%
203 RAYTHEON CO 642,368 87,330 0.10%
204 BANK N S HALIFAX 1,767,930 86,184 0.10%
205 AMERICAN EXPRESS CO 1,413,141 85,862 0.10%
206 WELLS FARGO & CO NEW 66,058 85,823 0.10% PRN
207 REYNOLDS AMERICAN INC 1,590,199 85,759 0.10%
208 GOLDMAN SACHS GROUP INC 572,449 85,054 0.10%
209 CISCO SYS INC 2,963,156 85,013 0.10%
210 EQUITY RESIDENTIAL 1,224,184 84,322 0.10%
211 TARGET CORP 1,191,868 83,216 0.09%
212 ALEXION PHARMACEUTIC 709,373 82,826 0.09%
213 WELLTOWER INC 1,079,079 82,193 0.09%
214 TRAVELERS COMPANIES INC 687,533 81,844 0.09%
215 INCYTE CORP 1,023,252 81,840 0.09%
216 CITIGROUPINC 1,922,428 81,492 0.09%
217 HCA HOLDINGS INC 1,053,466 81,127 0.09%
218 FORD MTR CO DEL 6,449,335 81,068 0.09%
219 AVALONBAY COMM 447,205 80,671 0.09%
220 KRAFT HEINZ CO 910,086 80,524 0.09%
221 TAIWAN SEMICONDUCTOR MFG LTD 3,021,200 79,246 0.09%
222 NXP SEMICONDUCTORS N V 1,010,013 79,124 0.09%
223 ICICI BANK LIMITED 10,883,300 78,142 0.09%
224 PROCTER AND GAMBLE CO 922,781 78,132 0.09%
225 EOG RES INC 931,303 77,689 0.09%
226 APPLE INC 808,009 77,246 0.09%
227 LILLY ELI & CO 979,766 77,157 0.09%
228 BIOMARIN PHARMACEUTICAL INC 991,166 77,113 0.09%
229 LYONDELLBASELL INDUSTRIES N 1,031,903 76,794 0.09%
230 CHECK POINT SOFTWARE TECH LT 958,397 76,365 0.09%
231 MONDELEZ INTL INC 1,676,857 76,314 0.09%
232 GLOBAL PMTS INC 1,065,251 76,038 0.09%
233 PHILIP MORRIS INTL INC 745,592 75,842 0.09%
234 KIMBERLY CLARK CORP 550,858 75,732 0.09%
235 COMCAST CORP NEW 1,161,312 75,706 0.09%
236 AMERICAN TOWER CORP NEW 664,089 75,447 0.09%
237 NORTHROP GRUMMAN CORP 337,675 75,058 0.08%
238 PRAXAIR INC 667,131 74,979 0.08%
239 SCHWAB CHARLES CORP 2,955,773 74,811 0.08%
240 APPLE INC 781,666 74,727 0.08%
241 ORACLE CORP 1,822,960 74,614 0.08%
242 PROLOGIS INC 1,521,405 74,610 0.08%
243 GENERAL MLS INC 1,029,640 73,434 0.08%
244 PAYPAL HLDGS INC 2,005,682 73,227 0.08%
245 SYNCHRONY FINL 2,875,054 72,681 0.08%
246 GENERAL DYNAMICS CORP 521,304 72,586 0.08%
247 SHIRE PLC 393,596 72,453 0.08%
248 MONSANTO CO NEW 698,522 72,234 0.08%
249 LOWES COS INC 907,922 71,880 0.08%
250 DOW CHEM CO 1,430,251 71,098 0.08%
Page 5 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 69,900 352 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 5,400 27 0.00%
5 MTGE INVT CORP 33,598 531 0.00%
6 21VIANET GROUP INC 734,300 7,497 0.01%
7 2U, Inc. 15,900 468 0.00%
8 3-D SYS CORP DEL 51,697 708 0.00%
9 3-D SYS CORP DEL 12,631 173 0.00%
10 3M CO 36,424 6,379 0.01%
11 3M CO 86,453 15,140 0.02%
12 3M CO 93,148 16,312 0.02%
13 3M CO 317,440 55,590 0.06%
14 3M CO 89,294 15,637 0.02%
15 3M CO 5,500 963 0.00%
16 3M CO 518 91 0.00%
17 3M CO 1,015,711 177,871 0.20%
18 3M CO 13,806 2,418 0.00%
19 3M CO 291,685 51,080 0.06%
20 58 COM INC 45,100 2,070 0.00%
21 58 COM INC 16,900 776 0.00%
22 58 COM INC 500 23 0.00%
23 58 COM INC 202,958 9,314 0.01%
24 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
25 8X8 INC NEW COM 42,997 628 0.00%
26 8X8 INC NEW COM 21,381 312 0.00%
27 8X8 INC NEW COM 995,695 14,547 0.02%
28 8X8 INC NEW COM 621,683 9,083 0.01%
29 A O SMITH 4,353 384 0.00%
30 A O SMITH 4,356 384 0.00%
31 A O SMITH 127,419 11,227 0.01%
32 A O SMITH 11 1 0.00%
33 A O SMITH 1,073 95 0.00%
34 A O SMITH 27,862 2,455 0.00%
35 A O SMITH 25,615 2,257 0.00%
36 A O SMITH 888 78 0.00%
37 A10 NETWORKS INC 28,200 182 0.00%
38 AAON INC 17,322 477 0.00%
39 AAR CORP COM 21,798 509 0.00%
40 ABBOTT LABS 1,024,905 40,289 0.05%
41 ABBOTT LABS 33,678 1,324 0.00%
42 ABBOTT LABS 217,188 8,538 0.01%
43 ABBOTT LABS 62,360 2,451 0.00%
44 ABBOTT LABS 111,799 4,395 0.00%
45 ABBOTT LABS 2,476,817 97,364 0.11%
46 ABBOTT LABS 206,266 8,108 0.01%
47 ABBOTT LABS 13,721 539 0.00%
48 ABBOTT LABS 86,784 3,411 0.00%
49 ABBOTT LABS 18,415 724 0.00%
50 ABBVIE INC 3,450,452 213,617 0.24%
Page 1 of 193