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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
251 ALTRIA GROUP INC 1,026,418 70,782 0.08%
252 MCKESSON CORP 378,955 70,732 0.08%
253 CATERPILLAR INC 929,100 70,435 0.08%
254 BLACKROCK INC 204,141 69,924 0.08%
255 CHECK POINT SOFTWARE TECH LT 877,032 69,882 0.08%
256 EXELON CORP 1,914,278 69,603 0.08%
257 SHERWIN WILLIAMS CO 234,929 68,992 0.08%
258 JD COM INC 3,241,156 68,810 0.08%
259 VANGUARD INTL EQUITY INDEX F 1,467,130 68,456 0.08%
260 ROSS STORES INC 1,206,071 68,372 0.08%
261 AMGEN INC 449,017 68,318 0.08%
262 S&P GLOBAL INC 636,506 68,272 0.08%
263 MICROSOFT CORP 1,326,087 67,856 0.08%
264 PHILLIPS 66 854,676 67,810 0.08%
265 AT&T INC 1,568,291 67,766 0.08%
266 VENTAS INC 929,142 67,660 0.08%
267 PNC FINL SVCS GROUP INC 828,075 67,397 0.08%
268 LAUDER ESTEE COS INC 734,917 66,892 0.08%
269 AMERICAN ELEC PWR INC 951,307 66,677 0.08%
270 NVIDIA CORPORATION 1,414,123 66,478 0.08%
271 METLIFE INC 1,659,498 66,098 0.07%
272 Intel Corp 40,700,000 65,957 0.07% PRN
273 T MOBILE US INC 1,521,414 65,832 0.07%
274 CATALENT INCORPORATED 2,861,334 65,782 0.07%
275 DISNEY WALT CO 670,666 65,605 0.07%
276 GENERAL MTRS CO 2,309,660 65,363 0.07%
277 FISERV INC 596,077 64,811 0.07%
278 ON SEMICONDUCTOR CORP 72,000,000 64,806 0.07% PRN
279 AMETEK INC NEW 1,388,626 64,196 0.07%
280 AMERICAN INTL GROUP INC 1,211,235 64,062 0.07%
281 SIMON PPTY GROUP INC NEW 294,635 63,906 0.07%
282 VANGUARD WORLD FD 671,000 63,826 0.07%
283 BRISTOL MYERS SQUIBB CO 862,091 63,407 0.07%
284 BANK NEW YORK MELLON CORP 1,614,708 62,731 0.07%
285 WHITEWAVE FOODS CO 1,332,583 62,551 0.07%
286 MEDTRONIC PLC 719,058 62,393 0.07%
287 INTUIT 557,822 62,259 0.07%
288 PG&E CORP 962,662 61,533 0.07%
289 SCHLUMBERGER LTD 777,705 61,501 0.07%
290 HALLIBURTON CO 1,356,383 61,431 0.07%
291 CANADIAN PAC RY LTD 475,044 61,181 0.07%
292 STRYKER CORP 510,305 61,150 0.07%
293 INFOSYS LTD 3,414,654 60,952 0.07%
294 YAHOO INC 1,620,741 60,875 0.07%
295 MARSH & MCLENNAN COS INC 886,201 60,669 0.07%
296 FEDEX CORP 398,559 60,493 0.07%
297 BECTON DICKINSON & CO 354,078 60,048 0.07%
298 MEDIVATION INC 995,657 60,038 0.07%
299 VERIZON COMMUNICATIONS INC 1,074,361 59,992 0.07%
300 GENERAL ELECTRIC CO 1,890,189 59,503 0.07%
Page 6 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 PLAINS GP HOLDINGS LP 33 0 0.00%
2 ZILLOW GROUP INC 27 1 0.00%
3 UNITED THERAPEUTICS CORP DEL 9 1 0.00%
4 WABCO HLDGS INC 11 1 0.00%
5 AVNET INC 35 1 0.00%
6 JONES LANG LASALLE INC 9 1 0.00%
7 AMERCO 2 1 0.00%
8 AMERICAN AIRLS GROUP INC 33 1 0.00%
9 WR GRACE & CO 15 1 0.00%
10 A O SMITH 11 1 0.00%
11 UNDER ARMOUR INC 39 1 0.00%
12 ANTERO RES CORP 26 1 0.00%
13 GARMIN LTD 27 1 0.00%
14 BLACKBERRY LTD 327 2 0.00%
15 MID AMER APT CMNTYS INC 15 2 0.00%
16 MANPOWERGROUP INC 29 2 0.00%
17 IDEXX LABS INC 18 2 0.00%
18 NISOURCE 67 2 0.00%
19 INGREDION INC 12 2 0.00%
20 HOLLYFRONTIER CORP 102 2 0.00%
21 NAVIENT CORPORATION 196 2 0.00%
22 TECK RESOURCES LTD 176 2 0.00%
23 VERMILION ENERGY INC 70 2 0.00%
24 JAZZ PHARMACEUTICALS PLC 12 2 0.00%
25 MSCI INC 20 2 0.00%
26 ENCANA CORP 246 2 0.00%
27 ATMOS ENERGY CORP 20 2 0.00%
28 ALEX REAL ESTATE EQ 15 2 0.00%
29 AUTONATION INC 58 3 0.00%
30 SOUTHWESTERN ENERGY CO 207 3 0.00%
31 IONIS PHARMACEUTICALS INC 125 3 0.00%
32 FRONTIER COMMUNICATIONS CORP 687 3 0.00%
33 ROBERT HALF INTL INC 88 3 0.00%
34 FLIR SYS INC 111 3 0.00%
35 ENDO INTL PLC 165 3 0.00%
36 MARVELL TECHNOLOGY GROUP LTD 283 3 0.00%
37 MELCO ENTERTAINMENT ADR 258 3 0.00%
38 DELTA AIRLINES INC DEL 92 3 0.00%
39 EDGEWELL PERS CARE CO 31 3 0.00%
40 TOLL BROTHERS INC 107 3 0.00%
41 DISCOVERY COMMUNICATNS NEW 118 3 0.00%
42 REALOGY HLDGS CORP 87 3 0.00%
43 NRG ENERGY INC 173 3 0.00%
44 RALPH LAUREN CORP 32 3 0.00%
45 SCRIPPS NETWORKS INTERACT IN 53 3 0.00%
46 FLOWSERVE CORP 74 3 0.00%
47 CAE INC 222 3 0.00%
48 AERCAP HOLDINGS NV 100 3 0.00%
49 LIBERTY MEDIA CORP DELAWARE 91 3 0.00%
50 LEUCADIA NATL CORP 183 3 0.00%
Page 1 of 193