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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 PLAINS GP HOLDINGS LP 33 0 0.00%
2 UNITED THERAPEUTICS CORP DEL 9 1 0.00%
3 WABCO HLDGS INC 11 1 0.00%
4 UNDER ARMOUR INC 39 1 0.00%
5 A O SMITH 11 1 0.00%
6 AVNET INC 35 1 0.00%
7 ANTERO RES CORP 26 1 0.00%
8 GARMIN LTD 27 1 0.00%
9 ZILLOW GROUP INC 27 1 0.00%
10 WR GRACE & CO 15 1 0.00%
11 AMERCO 2 1 0.00%
12 AMERICAN AIRLS GROUP INC 33 1 0.00%
13 JONES LANG LASALLE INC 9 1 0.00%
14 MSCI INC 20 2 0.00%
15 HOLLYFRONTIER CORP 102 2 0.00%
16 TECK RESOURCES LTD 176 2 0.00%
17 ATMOS ENERGY CORP 20 2 0.00%
18 VERMILION ENERGY INC 70 2 0.00%
19 IDEXX LABS INC 18 2 0.00%
20 NAVIENT CORPORATION 196 2 0.00%
21 JAZZ PHARMACEUTICALS PLC 12 2 0.00%
22 NISOURCE 67 2 0.00%
23 MANPOWERGROUP INC 29 2 0.00%
24 INGREDION INC 12 2 0.00%
25 MID AMER APT CMNTYS INC 15 2 0.00%
26 BLACKBERRY LTD 327 2 0.00%
27 ENCANA CORP 246 2 0.00%
28 ALEX REAL ESTATE EQ 15 2 0.00%
29 TOLL BROTHERS INC 107 3 0.00%
30 MURPHY OIL CORP 90 3 0.00%
31 AXALTA COATING SYS LTD 130 3 0.00%
32 FLOWSERVE CORP 74 3 0.00%
33 FLIR SYS INC 111 3 0.00%
34 ENDO INTL PLC 165 3 0.00%
35 LIBERTY MEDIA CORP DELAWARE 91 3 0.00%
36 LEUCADIA NATL CORP 183 3 0.00%
37 EDGEWELL PERS CARE CO 31 3 0.00%
38 SCRIPPS NETWORKS INTERACT IN 53 3 0.00%
39 CAE INC 222 3 0.00%
40 MANPOWERGROUP INC 50 3 0.00%
41 AERCAP HOLDINGS NV 100 3 0.00%
42 B/E AEROSPACE INC 65 3 0.00%
43 AUTONATION INC 58 3 0.00%
44 EATON VANCE CORP 88 3 0.00%
45 ROBERT HALF INTL INC 88 3 0.00%
46 NRG ENERGY INC 173 3 0.00%
47 DISCOVERY COMMUNICATNS NEW 118 3 0.00%
48 CALPINE CORP 196 3 0.00%
49 SOUTHWESTERN ENERGY CO 207 3 0.00%
50 AGCO CORP 71 3 0.00%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
701 PRICELINE GRP INC 20,624 25,747 0.03%
702 MEDICINES CO 764,699 25,717 0.03%
703 HERSHEY CO 226,567 25,713 0.03%
704 BANK N S HALIFAX 526,869 25,684 0.03%
705 SOUFUN HLDGS LTD 26,150,000 25,652 0.03% PRN
706 FIFTH THIRD BANCORP 1,458,241 25,650 0.03%
707 AMERICAN TOWER CORP NEW 224,851 25,545 0.03%
708 SALESFORCE COM INC 321,581 25,537 0.03%
709 CINTAS CORP 259,842 25,498 0.03%
710 DOLBY LABORATORIES INC 532,269 25,469 0.03%
711 SINA CORP 25,831,000 25,441 0.03% PRN
712 WESTERN DIGITAL CORP 537,470 25,401 0.03%
713 WAL-MART STORES INC 347,159 25,350 0.03%
714 PAYCHEX INC 426,030 25,349 0.03%
715 STANLEY BLACK &DECKER INC 227,381 25,289 0.03%
716 EXXON MOBIL CORP 269,716 25,283 0.03%
717 EXELON CORP 693,958 25,232 0.03%
718 AMEREN CORP 470,129 25,190 0.03%
719 MOODYS CORP 268,711 25,181 0.03%
720 M & T BK CORP 212,860 25,166 0.03%
721 BROWN FORMAN CORP 251,845 25,124 0.03%
722 TAIWAN SEMICONDUCTOR MFG LTD 957,500 25,115 0.03%
723 BERKSHIRE HATHAWAY INC DEL 173,347 25,099 0.03%
724 WASTE MGMT INC DEL 378,600 25,090 0.03%
725 CARDTRONICS INC 24,631,000 25,016 0.03% PRN
726 EXXON MOBIL CORP 266,177 24,951 0.03%
727 PG&E CORP 390,057 24,932 0.03%
728 CLOROX CO DEL 180,131 24,928 0.03%
729 EVEREST RE GROUP LTD 136,453 24,926 0.03%
730 DEVON ENERGY CORP NEW 687,411 24,919 0.03%
731 CORNERSTONE ONDEMAND INC 24,255,000 24,876 0.03% PRN
732 INTL PAPER CO 585,996 24,835 0.03%
733 L BRANDS INC 369,692 24,817 0.03%
734 ROCKWELL AUTOMATION INC 215,428 24,735 0.03%
735 EXTRA SPACE STORAGE INC 267,104 24,718 0.03%
736 VULCAN MATLS CO 205,292 24,709 0.03%
737 BEST BUY INC 805,380 24,645 0.03%
738 MONSANTO CO NEW 238,057 24,617 0.03%
739 CARDINAL HEALTH INC 315,230 24,591 0.03%
740 APPLE INC 256,969 24,566 0.03%
741 WEBMD HEALTH CORP 22,295,000 24,538 0.03% PRN
742 CITIZENS FINL GROUP INC 1,226,034 24,496 0.03%
743 BERKSHIRE HATHAWAY INC DEL 169,047 24,476 0.03%
744 QIHOO 360 TECHNOLOGY CO LTD 24,625,000 24,427 0.03% PRN
745 WHIRLPOOL CORP 146,499 24,413 0.03%
746 BAIDU INC 147,700 24,393 0.03%
747 COACH INC 597,429 24,339 0.03%
748 RED HAT INC 335,003 24,321 0.03%
749 SPDR SER TR 479,352 24,250 0.03% PRN
750 EXPEDITORS INTL WASH INC 494,104 24,231 0.03%
Page 15 of 193