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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9251 WEBMD HEALTH CORP 7,415 431 0.00%
9252 WEBMD HEALTH CORP 134,556 7,819 0.01%
9253 WEBMD HEALTH CORP 205,000 226 0.00% PRN
9254 WEBSITE PROS INC COM 25,299 460 0.00%
9255 WEBSTER FINL CORP CONN 12,759 433 0.00%
9256 WEBSTER FINL CORP CONN 47,983 1,629 0.00%
9257 WEBSTER FINL CORP CONN 19,117 649 0.00%
9258 WEBSTER FINL CORP CONN 207,505 7,045 0.01%
9259 WEBSTER FINL CORP CONN 128,891 4,376 0.00%
9260 WEC ENERGY GROUP INC 762,909 49,818 0.06%
9261 WEC ENERGY GROUP INC 7,252 474 0.00%
9262 WEC ENERGY GROUP INC 1,511,801 98,721 0.11%
9263 WEC ENERGY GROUP INC 48,007 3,135 0.00%
9264 WEC ENERGY GROUP INC 11,773 769 0.00%
9265 WEC ENERGY GROUP INC 51,828 3,384 0.00%
9266 WEC ENERGY GROUP INC 68,233 4,456 0.01%
9267 WEC ENERGY GROUP INC 58,332 3,809 0.00%
9268 WEIGHT WATCHERS INTL INC NEW 13,899 162 0.00%
9269 WEINGARTEN RLTY INVS 451,294 18,422 0.02%
9270 WEINGARTEN RLTY INVS 49,300 2,012 0.00%
9271 WEINGARTEN RLTY INVS 16,592 677 0.00%
9272 WEINGARTEN RLTY INVS 41,346 1,688 0.00%
9273 WEINGARTEN RLTY INVS 15,803 645 0.00%
9274 WEIS MKTS INC 4,500 227 0.00%
9275 WELLCARE HEALTH PLANS INC 24,563 2,635 0.00%
9276 WELLCARE HEALTH PLANS INC 2,145 230 0.00%
9277 WELLCARE HEALTH PLANS INC 10,435 1,119 0.00%
9278 WELLS FARGO & CO NEW 37,725 1,786 0.00%
9279 WELLS FARGO & CO NEW 800,641 37,894 0.04%
9280 WELLS FARGO & CO NEW 284,336 13,458 0.02%
9281 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
9282 WELLS FARGO & CO NEW 11,366 538 0.00%
9283 WELLS FARGO & CO NEW 109,374 5,177 0.01%
9284 WELLS FARGO & CO NEW 842,528 39,877 0.05%
9285 WELLS FARGO & CO NEW 3,529,287 167,041 0.19%
9286 WELLS FARGO & CO NEW 66,058 85,823 0.10% PRN
9287 WELLS FARGO & CO NEW 640 831 0.00% PRN
9288 WELLS FARGO & CO NEW 961,940 45,529 0.05%
9289 WELLTOWER INC 355,419 27,072 0.03%
9290 WELLTOWER INC 55,988 4,265 0.00%
9291 WELLTOWER INC 66,067 5,032 0.01%
9292 WELLTOWER INC 3,900 297 0.00%
9293 WELLTOWER INC 66,604 5,073 0.01%
9294 WELLTOWER INC 1,079,079 82,193 0.09%
9295 WELLTOWER INC 9,174 699 0.00%
9296 WELLTOWER INC 8,347 636 0.00%
9297 WENDYS CO 107,258 1,032 0.00%
9298 WENDYS CO 30,278 291 0.00%
9299 WENDYS CO 40,346 388 0.00%
9300 WERNER ENTERPRISES INC 20,398 469 0.00%
Page 186 of 193