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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9251 NEXTERA ENERGY INC 372,581 48,585 0.05%
9252 PRUDENTIAL FINL INC 683,200 48,739 0.06%
9253 HCA HEALTHCARE INC 638,138 49,143 0.06%
9254 CIGNA CORPORATION 385,910 49,393 0.06%
9255 CANADIAN NAT RES LTD 1,610,215 49,421 0.06%
9256 CHECK POINT SOFTWARE TECH LT 620,635 49,452 0.06%
9257 MORGAN STANLEY 1,903,876 49,463 0.06%
9258 MICRON TECHNOLOGY INC 3,604,390 49,596 0.06%
9259 JOHNSON CTLS INTL PLC 1,124,585 49,774 0.06%
9260 WEC ENERGY GROUP INC 762,909 49,818 0.06%
9261 VMWARE INC 872,947 49,950 0.06%
9262 WASTE MGMT INC DEL 757,093 50,173 0.06%
9263 PRICE T ROWE GROUP INC 687,585 50,173 0.06%
9264 CAPITAL ONE FINL CORP 790,768 50,222 0.06%
9265 REGENERON PHARMACEUTICALS 143,850 50,237 0.06%
9266 DUKE ENERGY CORP NEW 586,372 50,305 0.06%
9267 LENNAR CORP 1,094,110 50,438 0.06%
9268 GENERAL MLS INC 708,895 50,558 0.06%
9269 DIGITAL RLTY TR INC 464,495 50,625 0.06%
9270 TEVA PHARMACEUTICAL INDS LTD 1,013,899 50,928 0.06%
9271 TWENTY FIRST CENTY FOX INC 1,883,505 50,949 0.06%
9272 3M CO 291,685 51,080 0.06%
9273 ILLINOIS TOOL WKS INC 495,395 51,600 0.06%
9274 SEMPRA ENERGY 452,785 51,627 0.06%
9275 BOSTON PROPERTIES 392,438 51,763 0.06%
9276 CDN IMPERIAL BK COMM TORONTO 694,702 51,909 0.06%
9277 WHITEWAVE FOODS CO 1,107,222 51,973 0.06%
9278 OCCIDENTAL PETE CORP DEL 688,907 52,054 0.06%
9279 INTUITIVE SURGICAL INC 79,111 52,325 0.06%
9280 PERRIGO CO PLC 577,466 52,359 0.06%
9281 COCA COLA CO 1,156,823 52,439 0.06%
9282 CIGNA CORPORATION 411,047 52,610 0.06%
9283 CONSOLIDATED EDISON INC 655,058 52,693 0.06%
9284 KINDER MORGAN INC DEL 2,815,553 52,707 0.06%
9285 ISHARES 1,024,806 52,870 0.06%
9286 US BANCORP DEL 1,313,632 52,979 0.06%
9287 PAYCHEX INC 891,094 53,020 0.06%
9288 VORNADO REALTY 530,963 53,160 0.06%
9289 BOEING CO 409,462 53,177 0.06%
9290 PRAXAIR INC 474,339 53,311 0.06%
9291 PUBLIC SVC ENTERPRISE GRP IN 1,147,914 53,504 0.06%
9292 ICICI BANK LIMITED 7,453,030 53,513 0.06%
9293 UNITEDHEALTH GROUP INC 380,993 53,796 0.06%
9294 EDISON INTL 695,681 54,034 0.06%
9295 TEVA PHARMACEUTICAL INDS LTD 1,077,303 54,113 0.06%
9296 KROGER CO 1,473,569 54,213 0.06%
9297 SOUTHERN CO 1,011,766 54,261 0.06%
9298 UNITED TECHNOLOGIES CORP 529,223 54,272 0.06%
9299 WALGREENS BOOTS ALLIANCE INC 653,953 54,455 0.06%
9300 CHIPOTLE MEXICAN GRILL INC 135,371 54,522 0.06%
Page 186 of 193