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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9301 WERNER ENTERPRISES INC 9,896 227 0.00%
9302 WESBANCO INC 13,699 425 0.00%
9303 WESBANCO INC 7,287 226 0.00%
9304 WESCO AIRCRAFT HLDGS INC COM 11,204 150 0.00%
9305 WESCO AIRCRAFT HLDGS INC COM 37,398 502 0.00%
9306 WESCO INTL INC 16,724 861 0.00%
9307 WESCO INTL INC 8,623 444 0.00%
9308 WESCO INTL INC 21,704 1,118 0.00%
9309 WEST PHARMACEUTICAL SVSC INC 57,929 4,396 0.00%
9310 WEST PHARMACEUTICAL SVSC INC 4,839 367 0.00%
9311 WEST PHARMACEUTICAL SVSC INC 4,420 335 0.00%
9312 WEST PHARMACEUTICAL SVSC INC 24,087 1,828 0.00%
9313 WEST PHARMACEUTICAL SVSC INC 10,760 816 0.00%
9314 WESTAMERICA BANCORPORATION COM 5,108 252 0.00%
9315 WESTAMERICA BANCORPORATION COM 12,427 612 0.00%
9316 WESTAR ENERGY 235,352 13,201 0.01%
9317 WESTAR ENERGY 1,947 109 0.00%
9318 WESTAR ENERGY 150 8 0.00%
9319 WESTAR ENERGY 58,248 3,267 0.00%
9320 WESTAR ENERGY 24,875 1,395 0.00%
9321 WESTAR ENERGY 2,799 157 0.00%
9322 WESTAR ENERGY 11,139 625 0.00%
9323 WESTERN ALLIANCE BANCORP 14,020 458 0.00%
9324 WESTERN ALLIANCE BANCORP 12,508 408 0.00%
9325 WESTERN ALLIANCE BANCORP 47,557 1,553 0.00%
9326 WESTERN ASSET MTG CAP CORP 33,092 311 0.00%
9327 WESTERN DIGITAL CORP 247 12 0.00%
9328 WESTERN DIGITAL CORP 36,625 1,731 0.00%
9329 WESTERN DIGITAL CORP 382,168 18,061 0.02%
9330 WESTERN DIGITAL CORP 6,779 320 0.00%
9331 WESTERN DIGITAL CORP 671,583 31,739 0.04%
9332 WESTERN DIGITAL CORP 59,741 2,823 0.00%
9333 WESTERN DIGITAL CORP 537,470 25,401 0.03%
9334 WESTERN DIGITAL CORP 3,964 187 0.00%
9335 WESTERN DIGITAL CORP 51,686 2,443 0.00%
9336 WESTERN REFNG INC 40,298 831 0.00%
9337 WESTERN REFNG INC 16,172 334 0.00%
9338 WESTERN REFNG INC 17,420 359 0.00%
9339 WESTERN UN CO 1,357,809 26,043 0.03%
9340 WESTERN UN CO 494 9 0.00%
9341 WESTERN UN CO 10,723 206 0.00%
9342 WESTERN UN CO 726,076 13,926 0.02%
9343 WESTERN UN CO 75,549 1,449 0.00%
9344 WESTERN UN CO 40,243 772 0.00%
9345 WESTERN UN CO 222,984 4,277 0.00%
9346 WESTERN UN CO 754,986 14,481 0.02%
9347 WESTERN UN CO 7,100 136 0.00%
9348 WESTERN UN CO 113,172 2,171 0.00%
9349 WESTLAKE CHEM CORP 6,700 288 0.00%
9350 WESTROCK CO 389,881 15,155 0.02%
Page 187 of 193