Dark
Light
System
Security
WESTERN ASSET MTG CAP CORP
WESTERN ASSET MTG CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 96 Institutional holders with a total value of $124,320,187.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 2,028,972 19,052,000 15.32%
2 VANGUARD GROUP INC 1,440,447 13,525,000 10.88%
3 Invesco Ltd. 1,393,877 13,089,000 10.53%
4 BlackRock Institutional Trust Company, N.A. 1,284,765 12,064,000 9.70%
5 UBS Group AG 808,664 7,593,000 6.11%
6 STATE STREET CORP 758,667 7,121,000 5.73%
7 NORTHERN TRUST CORP 444,237 4,171,000 3.36%
8 CITIGROUP INC 427,712 4,016,000 3.23%
9 KENNEDY CAPITAL MANAGEMENT LLC 324,975 3,052,000 2.45%
10 GEODE CAPITAL MANAGEMENT, LLC 302,755 2,842,000 2.29%
11 Creative Planning 256,782 2,411,000 1.94%
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 239,163 2,246,000 1.81%
13 JPMORGAN CHASE & CO 230,832 2,167,000 1.74%
14 PARAMETRIC PORTFOLIO ASSOCIATES LLC 183,985 1,728,000 1.39%
15 BlackRock Investment Management, LLC 181,615 1,705,000 1.37%
16 VAN ECK ASSOCIATES CORP 158,307 1,487,000 1.20%
17 LSV ASSET MANAGEMENT 155,700 1,462,000 1.18%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 154,100 1,447,000 1.16%
19 Bank of New York Mellon Corp 151,083 1,418,000 1.14%
20 BANK OF AMERICA CORP /DE/ 143,414 1,347,000 1.08%
21 GOLDMAN SACHS GROUP INC 139,106 1,306,000 1.05%
22 TIAA CREF INVESTMENT MANAGEMENT LLC 122,264 1,148,000 0.92%
23 GUGGENHEIM CAPITAL LLC 97,360 914,000 0.74%
24 RAYMOND JAMES & ASSOCIATES 97,000 911,000 0.73%
25 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 85,853 806,000 0.65%
26 CREDIT SUISSE AG/ 77,076 724,000 0.58%
27 Swiss National Bank 75,832 712,000 0.57%
28 PRUDENTIAL FINANCIAL INC 74,135 696,000 0.56%
29 Cambridge Investment Research Advisors, Inc. 71,332 670,000 0.54%
30 TEACHERS ADVISORS, LLC 66,637 626,000 0.50%
31 RENAISSANCE TECHNOLOGIES LLC 60,700 570,000 0.46%
32 HANCOCK WHITNEY CORP 60,000 563,000 0.45%
33 DEUTSCHE BANK AG\ 51,520 482,000 0.39%
34 RHUMBLINE ADVISERS 50,007 470,000 0.38%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,816 440,000 0.35%
36 WELLINGTON MANAGEMENT GROUP LLP 46,272 434,000 0.35%
37 MENTA CAPITAL LLC 44,600 419,000 0.34%
38 PRICE T ROWE ASSOCIATES INC /MD/ 41,822 393,000 0.32%
39 NEW YORK STATE COMMON RETIREMENT FUND 38,300 360,000 0.29%
40 Cetera Advisors LLC 37,475 351,000 0.28%
41 ALLIANCEBERNSTEIN L.P. 37,300 350,000 0.28%
42 MORGAN STANLEY 35,537 334,000 0.27%
43 Dynamic Technology Lab Private Ltd 34,557 325,000 0.26%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,200 321,000 0.26% Put
45 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 33,285 313,000 0.25%
46 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 33,092 311,000 0.25%
47 IndexIQ Advisors LLC 32,733 307,000 0.25%
48 Allianz Asset Management GmbH 32,478 305,000 0.25%
49 METROPOLITAN LIFE INSURANCE CO/NY 30,453 286,000 0.23%
50 CITADEL ADVISORS LLC 30,344 285,000 0.23%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.