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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9301 DISCOVERY COMMUNICATNS NEW 376 9 0.00%
9302 GROUPE CGI INC 217 9 0.00%
9303 CBRE GROUP INC 339 9 0.00%
9304 COMERICA INC 229 9 0.00%
9305 SERVICENOW INC 143 9 0.00%
9306 NEW YORK CMNTY BANCORP INC 571 9 0.00%
9307 IMS HEALTH HLDS INC 307 8 0.00%
9308 TD AMERITRADE HLDG CORP 285 8 0.00%
9309 PEMBINA PIPELINE CORP 267 8 0.00%
9310 CHENIERE ENERGY INC 209 8 0.00%
9311 DOMINOS PIZZA INC 62 8 0.00%
9312 TRIPADVISOR INC 124 8 0.00%
9313 VULCAN MATLS CO 66 8 0.00%
9314 PACKAGING CORP AMER 120 8 0.00%
9315 BIOMARIN PHARMACEUTICAL INC 102 8 0.00%
9316 AKAMAI TECHNOLOGIES INC 150 8 0.00%
9317 ARAMARK 248 8 0.00%
9318 UGI CORP NEW 182 8 0.00%
9319 IMPERIAL OIL LTD 258 8 0.00%
9320 MEDNAX INC 110 8 0.00%
9321 CADENCE DESIGN SYSTEM INC 343 8 0.00%
9322 WHOLE FOODS MKT INC 253 8 0.00%
9323 CARMAX INC 172 8 0.00%
9324 COOPER COS INC 46 8 0.00%
9325 HARMAN INTL INDS INC 114 8 0.00%
9326 PALO ALTO NETWORKS INC 64 8 0.00%
9327 AUTOLIV INC 78 8 0.00%
9328 LINCOLN NATL CORP IND 211 8 0.00%
9329 AGRIUM INC 86 8 0.00%
9330 FORTUNE BRANDS HOME & SEC IN 133 8 0.00%
9331 CHECK POINT SOFTWARE TECH LT 100 8 0.00%
9332 LIBERTY MEDIA HOLDING CP INTER A 321 8 0.00%
9333 SENSATA TECHNOLOGIES HLDG NV 215 8 0.00%
9334 JUNIPER NETWORKS 365 8 0.00%
9335 XL GROUP PLC 233 8 0.00%
9336 ULTA BEAUTY INC 33 8 0.00%
9337 LIBERTY M SIRIUSXM C 271 8 0.00%
9338 SIRIUS XM HOLDINGS INC 1,985 8 0.00%
9339 WESTAR ENERGY 150 8 0.00%
9340 FMC TECHNOLOGIES INC 303 8 0.00%
9341 ROBERT HALF INTL INC 181 7 0.00%
9342 ALLIANCE DATA SYSTEMS CORP 37 7 0.00%
9343 TRANSDIGM GROUP INC 27 7 0.00%
9344 SPRINT CORP 1,594 7 0.00%
9345 ALLY FINL INC 402 7 0.00%
9346 WYNN RESORTS LTD 79 7 0.00%
9347 BUNGE LIMITED 123 7 0.00%
9348 QORVO INC 129 7 0.00%
9349 L-3 Communications Hldgs 51 7 0.00%
9350 NETAPP INC 303 7 0.00%
Page 187 of 193