Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9351 CINTAS CORP 67 7 0.00%
9352 BUNGE LIMITED 123 7 0.00%
9353 ALLY FINL INC 402 7 0.00%
9354 SABRE CORP 259 7 0.00%
9355 WYNN RESORTS LTD 79 7 0.00%
9356 BED BATH & BEYOND INC 155 7 0.00%
9357 CENOVUS ENERGY INC 527 7 0.00%
9358 TIFFANY & CO NEW 110 7 0.00%
9359 GOODYEAR TIRE & RUBR CO 258 7 0.00%
9360 L-3 Communications Hldgs 51 7 0.00%
9361 TRANSDIGM GROUP INC 27 7 0.00%
9362 MOSAIC CO NEW 270 7 0.00%
9363 SPRINT CORP 1,594 7 0.00%
9364 COLUMBIA PIPELINE GR 277 7 0.00%
9365 ALLIANCE DATA SYSTEMS CORP 37 7 0.00%
9366 MOHAWK INDS 29 6 0.00%
9367 UNDER ARMOUR INC 150 6 0.00%
9368 ALBEMARLE CORP 73 6 0.00%
9369 BRIXMOR PROPERTY 239 6 0.00%
9370 KOHLS 171 6 0.00%
9371 WHITEWAVE FOODS CO 137 6 0.00%
9372 VERISIGN INC 65 6 0.00%
9373 TEGNA INC 244 6 0.00%
9374 ALKERMES PLC 131 6 0.00%
9375 VANTIV INC 104 6 0.00%
9376 E TRADE FINANCIAL CORP 263 6 0.00%
9377 MARTIN MARIETTA MATLS INC 32 6 0.00%
9378 LIBERTY GLOBAL PLC 210 6 0.00%
9379 ALNYLAM PHARMACEUTICALS INC 115 6 0.00%
9380 BLOCK H & R INC 267 6 0.00%
9381 ASSURANT INC 68 6 0.00%
9382 HASBRO INC 66 6 0.00%
9383 ENVISION HEALTHCARE HLDGS INC 239 6 0.00%
9384 BORGWARNER INC 191 6 0.00%
9385 UNIVERSAL HLTH SVCS INC 45 6 0.00%
9386 XEROX CORP 678 6 0.00%
9387 SEAGATE TECHNOLOGY PLC 262 6 0.00%
9388 IHS INC A 41 5 0.00%
9389 FLEX LTD 414 5 0.00%
9390 IRON MTN INC NEW 123 5 0.00%
9391 SEI INVESTMENTS CO 105 5 0.00%
9392 STAPLES INC 560 5 0.00%
9393 INTERNATIONAL FLAVORS&FRAGRA 39 5 0.00%
9394 UNITED CONTL HLDGS INC 132 5 0.00%
9395 POLARIS INDS INC 60 5 0.00%
9396 FLEETCOR TECHNOLOGIES INC 37 5 0.00%
9397 CRESCENT PT ENERGY CORP 313 5 0.00%
9398 CAMDEN PROPERTY TRUS 53 5 0.00%
9399 GAP 234 5 0.00%
9400 RITE AID CORP 715 5 0.00%
Page 188 of 193