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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK A 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON.COM INC. 811,471 580,705 0.66%
7 ALPHABET INC. - C - 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON.COM INC. 582,309 416,712 0.47%
12 FACEBOOK A 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP ADS REPSTG COM 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC. 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK A 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC. 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP COM USD0.01 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC. 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC. 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9401 IHS Markit Ltd. 41 5 0.00%
9402 INTERNATIONAL FLAVORS&FRAGRA 39 5 0.00%
9403 FLEX LTD 414 5 0.00%
9404 FIRST REPUBLIC BANK 78 5 0.00%
9405 VOYA FINL INC 207 5 0.00%
9406 TORCHMARK CORP 75 5 0.00%
9407 POLARIS INDS INC 60 5 0.00%
9408 VEREIT INC COM 470 5 0.00%
9409 RITE AID CORP 715 5 0.00%
9410 IRON MTN INC NEW 123 5 0.00%
9411 REGENCY CTRS CORP 61 5 0.00%
9412 Fleetcor Technologie 37 5 0.00%
9413 AVERY DENNISON CORP 71 5 0.00%
9414 MOBILEYE N V AMSTELVEEN ORD SHS 100 5 0.00%
9415 REGIONS FINL CORP NEW 646 5 0.00%
9416 FRANKLIN RES INC 139 5 0.00%
9417 HELMERICH & PAYNE INC 61 4 0.00%
9418 YAMANA GOLD INC 797 4 0.00%
9419 TRIMBLE INC 153 4 0.00%
9420 AVNET INC 88 4 0.00%
9421 JACOBS ENGR GROUP INC DEL COM 89 4 0.00%
9422 PVH CORP 42 4 0.00%
9423 CF INDS HLDGS INC 177 4 0.00%
9424 Whole Foods Market Inc 133 4 0.00%
9425 QUINTILES IMS HOLDINGS INC 63 4 0.00%
9426 RAYMOND JAMES FINANCIAL INC 73 4 0.00%
9427 WABTEC CORP COM 50 4 0.00%
9428 CROWN HOLDINGS INC 82 4 0.00%
9429 HUNTINGTON BANCSHARES INC 462 4 0.00%
9430 PULTE GROUP INC 184 4 0.00%
9431 NORWEGIAN CRUISE LINE HLDGS 95 4 0.00%
9432 ARROW ELECTRS INC 63 4 0.00%
9433 NUANCE COMMUNICATIONS INC COM 242 4 0.00%
9434 CONTINENTAL RESOURCES INC 79 4 0.00%
9435 DELTA AIR LINES INC DEL 92 3 0.00%
9436 AUTONATION INC COM 58 3 0.00%
9437 LIBERTY MEDIA CORP DELAWARE 91 3 0.00%
9438 LEUCADIA NATL CORP 183 3 0.00%
9439 CALPINE CORP 196 3 0.00%
9440 IONIS PHARMACEUTICALS INC 125 3 0.00%
9441 News Corp Ltd Cl A 238 3 0.00%
9442 MANPOWERGROUP INC 50 3 0.00%
9443 B/E AEROSPACE INC 65 3 0.00%
9444 CAE INC 222 3 0.00%
9445 FLIR SYS INC 111 3 0.00%
9446 MARVELL TECHNOLOGY GROUP LTD 283 3 0.00%
9447 FRONTIER COMMUNICATIONS CORP 687 3 0.00%
9448 NRG ENERGY INC 173 3 0.00%
9449 DISCOVERY COMMUNICATNS NEW 118 3 0.00%
9450 ROBERT HALF INTL INC 88 3 0.00%
Page 189 of 193