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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9401 AMERICAN TOWER CORP NEW 664,089 75,447 0.09%
9402 COMCAST CORP NEW 1,161,312 75,706 0.09%
9403 KIMBERLY CLARK CORP 550,858 75,732 0.09%
9404 PHILIP MORRIS INTL INC 745,592 75,842 0.09%
9405 GLOBAL PMTS INC 1,065,251 76,038 0.09%
9406 MONDELEZ INTL INC 1,676,857 76,314 0.09%
9407 CHECK POINT SOFTWARE TECH LT 958,397 76,365 0.09%
9408 LYONDELLBASELL INDUSTRIES N 1,031,903 76,794 0.09%
9409 BIOMARIN PHARMACEUTICAL INC 991,166 77,113 0.09%
9410 LILLY ELI & CO 979,766 77,157 0.09%
9411 APPLE INC 808,009 77,246 0.09%
9412 EOG RES INC 931,303 77,689 0.09%
9413 PROCTER AND GAMBLE CO 922,781 78,132 0.09%
9414 ICICI BANK LIMITED 10,883,300 78,142 0.09%
9415 NXP SEMICONDUCTORS N V 1,010,013 79,124 0.09%
9416 TAIWAN SEMICONDUCTOR MFG LTD 3,021,200 79,246 0.09%
9417 KRAFT HEINZ CO 910,086 80,524 0.09%
9418 AVALONBAY COMM 447,205 80,671 0.09%
9419 FORD MTR CO DEL 6,449,335 81,068 0.09%
9420 HCA HEALTHCARE INC 1,053,466 81,127 0.09%
9421 CITIGROUP INC 1,922,428 81,492 0.09%
9422 INCYTE CORP 1,023,252 81,840 0.09%
9423 TRAVELERS COMPANIES INC 687,533 81,844 0.09%
9424 WELLTOWER INC 1,079,079 82,193 0.09%
9425 ALEXION PHARMACEUTICALS INC 709,373 82,826 0.09%
9426 TARGET CORP 1,191,868 83,216 0.09%
9427 EQUITY RESIDENTIAL 1,224,184 84,322 0.10%
9428 CISCO SYS INC 2,963,156 85,013 0.10%
9429 GOLDMAN SACHS GROUP INC 572,449 85,054 0.10%
9430 REYNOLDS AMERICAN INC 1,590,199 85,759 0.10%
9431 WELLS FARGO CO NEW 66,058 85,823 0.10% PRN
9432 AMERICAN EXPRESS CO 1,413,141 85,862 0.10%
9433 BANK N S HALIFAX 1,767,930 86,184 0.10%
9434 RAYTHEON CO 642,368 87,330 0.10%
9435 DU PONT E I DE NEMOURS & CO 1,347,753 87,334 0.10%
9436 JOHNSON & JOHNSON 722,509 87,640 0.10%
9437 ECOLAB INC 744,305 88,275 0.10%
9438 CROWN CASTLE INTL CORP NEW 881,476 89,408 0.10%
9439 COGNIZANT TECHNOLOGY SOLUTIO 1,564,472 89,550 0.10%
9440 CONOCOPHILLIPS 2,057,576 89,710 0.10%
9441 EXXON MOBIL CORP 965,167 90,475 0.10%
9442 THERMO FISHER SCIENTIFIC INC 616,830 91,143 0.10%
9443 HOME DEPOT INC 717,852 91,663 0.10%
9444 TRIPADVISOR INC 1,426,302 91,711 0.10%
9445 ADOBE INC 958,203 91,786 0.10%
9446 VISA INC 1,238,014 91,823 0.10%
9447 VIPSHOP HLDGS LTD 8,235,591 91,992 0.10%
9448 PRICELINE GRP INC SR CONV NT0.9 21 91,015,000 92,123 0.10% PRN
9449 CITRIX SYS INC 1,158,738 92,803 0.10%
9450 DISNEY WALT CO 951,996 93,124 0.11%
Page 189 of 193