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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9501 CINTAS CORP 67 7 0.00%
9502 ALLIANCE DATA SYSTEMS CORP 37 7 0.00%
9503 SPLUNK INC 127 7 0.00%
9504 QORVO INC 129 7 0.00%
9505 ROBERT HALF INTL INC 181 7 0.00%
9506 CENOVUS ENERGY INC 527 7 0.00%
9507 FORTINET INC 215 7 0.00%
9508 MOHAWK INDS 29 6 0.00%
9509 BORGWARNER INC 191 6 0.00%
9510 BRIXMOR PROPERTY 239 6 0.00%
9511 HASBRO INC 66 6 0.00%
9512 WHITEWAVE FOODS CO 137 6 0.00%
9513 TEGNA INC 244 6 0.00%
9514 BLOCK H & R INC 267 6 0.00%
9515 MARTIN MARIETTA MATLS INC 32 6 0.00%
9516 LIBERTY GLOBAL PLC 210 6 0.00%
9517 XEROX CORP 678 6 0.00%
9518 VANTIV INC 104 6 0.00%
9519 ALNYLAM PHARMACEUTICALS INC 115 6 0.00%
9520 SEAGATE TECHNOLOGY PLC 262 6 0.00%
9521 KOHLS 171 6 0.00%
9522 ALKERMES PLC 131 6 0.00%
9523 ALBEMARLE CORP 73 6 0.00%
9524 UNIVERSAL HLTH SVCS INC 45 6 0.00%
9525 ASSURANT INC 68 6 0.00%
9526 ENVISION HEALTHCARE HLDGS INC 239 6 0.00%
9527 VERISIGN INC 65 6 0.00%
9528 UNDER ARMOUR INC 150 6 0.00%
9529 E TRADE FINANCIAL CORP 263 6 0.00%
9530 INTERNATIONAL FLAVORS&FRAGRA 39 5 0.00%
9531 MOBILEYE N V AMSTELVEEN 100 5 0.00%
9532 NASDAQ OMX GROUP 84 5 0.00%
9533 IHS INC A 41 5 0.00%
9534 FLEX LTD 414 5 0.00%
9535 POLARIS INDS INC 60 5 0.00%
9536 LIBERTY PROP 119 5 0.00%
9537 VOYA FINANCIAL INC 207 5 0.00%
9538 REGIONS FINANCIAL CORP NEW 646 5 0.00%
9539 STAPLES INC 560 5 0.00%
9540 SEI INVESTMENTS CO 105 5 0.00%
9541 CAMDEN PROPERTY TRUS 53 5 0.00%
9542 NETSUITE INC 73 5 0.00%
9543 WESTROCK CO 139 5 0.00%
9544 GAP 234 5 0.00%
9545 AVERY DENNISON CORP 71 5 0.00%
9546 REGENCY CTRS CORP 61 5 0.00%
9547 GARMIN LTD 124 5 0.00%
9548 RITE AID CORP 715 5 0.00%
9549 CRESCENT PT ENERGY CORP 313 5 0.00%
9550 VEREIT 470 5 0.00%
Page 191 of 193