Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9551 XYLEM INC 4,475 200 0.00%
9552 XYLEM INC 75,708 3,380 0.00%
9553 Xura Inc. 10,000 244 0.00%
9554 YAHOO INC 121,090 4,548 0.01%
9555 YAHOO INC 152,814 5,740 0.01%
9556 YAHOO INC 7,700 289 0.00%
9557 YAHOO INC 33,457 1,257 0.00%
9558 YAHOO INC 1,620,741 60,875 0.07%
9559 YAHOO INC 807 30 0.00%
9560 YAHOO INC 20,767 780 0.00%
9561 YAHOO INC 438,914 16,486 0.02%
9562 YAMANA GOLD INC 35,200 182 0.00%
9563 YAMANA GOLD INC 4,100 21 0.00%
9564 YAMANA GOLD INC 217,363 1,125 0.00%
9565 YAMANA GOLD INC 42,080 218 0.00%
9566 YAMANA GOLD INC 1,535,029 7,943 0.01%
9567 YAMANA GOLD INC 27,798 144 0.00%
9568 YAMANA GOLD INC 797 4 0.00%
9569 YAMANA GOLD INC 1,345,484 6,962 0.01%
9570 YANDEX NV 62,032,000 57,749 0.07% PRN
9571 YANDEX NV 430,000 400 0.00% PRN
9572 YELP INC 6,900 209 0.00%
9573 YELP INC 34,763 1,055 0.00%
9574 YELP INC 11,097 337 0.00%
9575 YRC WORLDWIDE INC COM PAR .01 16,100 142 0.00%
9576 YUM BRANDS INC 446,719 37,042 0.04%
9577 YUM BRANDS INC 57,610 4,777 0.01%
9578 YUM BRANDS INC 5,420 449 0.00%
9579 YUM BRANDS INC 44,783 3,713 0.00%
9580 YUM BRANDS INC 693,220 57,482 0.06%
9581 YUM BRANDS INC 364 30 0.00%
9582 YUM BRANDS INC 9,836 816 0.00%
9583 YUM BRANDS INC 354,687 29,411 0.03%
9584 YUM BRANDS INC 56,138 4,655 0.01%
9585 YY INC 358,386 12,139 0.01%
9586 YY INC 67,300 2,279 0.00%
9587 YY Inc. 23,727,000 23,253 0.03% PRN
9588 YY Inc. 273,000 268 0.00% PRN
9589 Yadkin Finl Corp Com 26,016 653 0.00%
9590 Yadkin Finl Corp Com 293,934 7,375 0.01%
9591 Yadkin Finl Corp Com 183,678 4,608 0.01%
9592 Yadkin Finl Corp Com 12,820 322 0.00%
9593 ZAYO GROUP HOLDINGS 12,964 362 0.00%
9594 ZEBRA TECHNOLOGIES CORPORATION CL A 9,436 473 0.00%
9595 ZEBRA TECHNOLOGIES CORPORATION CL A 25,522 1,279 0.00%
9596 ZEBRA TECHNOLOGIES CORPORATION CL A 7,797 391 0.00%
9597 ZELTIQ AESTHETICS INC 9,058 248 0.00%
9598 ZELTIQ AESTHETICS INC 145,634 3,980 0.00%
9599 ZELTIQ AESTHETICS INC 234,144 6,399 0.01%
9600 ZELTIQ AESTHETICS INC 16,500 451 0.00%
Page 192 of 193