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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
351 US BANCORP DEL 1,313,632 52,979 0.06%
352 ISHARES 1,024,806 52,870 0.06%
353 KINDER MORGAN INC DEL 2,815,553 52,707 0.06%
354 CONSOLIDATED EDISON INC 655,058 52,693 0.06%
355 CIGNA CORPORATION 411,047 52,610 0.06%
356 COCA COLA CO 1,156,823 52,439 0.06%
357 PERRIGO CO PLC 577,466 52,359 0.06%
358 INTUITIVE SURGICAL INC 79,111 52,325 0.06%
359 OCCIDENTAL PETE CORP DEL 688,907 52,054 0.06%
360 WHITEWAVE FOODS CO 1,107,222 51,973 0.06%
361 CDN IMPERIAL BK COMM TORONTO 694,702 51,909 0.06%
362 BOSTON PROPERTIES 392,438 51,763 0.06%
363 SEMPRA ENERGY 452,785 51,627 0.06%
364 ILLINOIS TOOL WKS INC 495,395 51,600 0.06%
365 3M CO 291,685 51,080 0.06%
366 TWENTY FIRST CENTY FOX INC 1,883,505 50,949 0.06%
367 TEVA PHARMACEUTICAL INDS LTD 1,013,899 50,928 0.06%
368 DIGITAL RLTY TR INC 464,495 50,625 0.06%
369 GENERAL MLS INC 708,895 50,558 0.06%
370 LENNAR CORP 1,094,110 50,438 0.06%
371 DUKE ENERGY CORP NEW 586,372 50,305 0.06%
372 REGENERON PHARMACEUTICALS 143,850 50,237 0.06%
373 CAPITAL ONE FINL CORP 790,768 50,222 0.06%
374 PRICE T ROWE GROUP INC 687,585 50,173 0.06%
375 WASTE MGMT INC DEL 757,093 50,173 0.06%
376 VMWARE INC 872,947 49,950 0.06%
377 WEC ENERGY GROUP INC 762,909 49,818 0.06%
378 JOHNSON CTLS INTL PLC 1,124,585 49,774 0.06%
379 MICRON TECHNOLOGY INC 3,604,390 49,596 0.06%
380 MORGAN STANLEY 1,903,876 49,463 0.06%
381 CHECK POINT SOFTWARE TECH LT 620,635 49,452 0.06%
382 CANADIAN NAT RES LTD 1,610,215 49,421 0.06%
383 CIGNA CORPORATION 385,910 49,393 0.06%
384 HCA HEALTHCARE INC 638,138 49,143 0.06%
385 PRUDENTIAL FINL INC 683,200 48,739 0.06%
386 NEXTERA ENERGY INC 372,581 48,585 0.05%
387 ISHARES INC 1,160,221 48,544 0.05%
388 GENERAL ELECTRIC CO 1,537,651 48,405 0.05%
389 O REILLY AUTOMOTIVE INC NEW 177,600 48,147 0.05%
390 MERCK & CO INC 835,370 48,126 0.05%
391 PHILIP MORRIS INTL INC 472,160 48,028 0.05%
392 EXPRESS SCRIPTS HLDG CO 631,388 47,859 0.05%
393 LAS VEGAS SANDS CORP 1,100,343 47,854 0.05%
394 CME GROUP INC 491,269 47,850 0.05%
395 SIMON PPTY GROUP INC NEW 219,622 47,636 0.05%
396 EBAY INC 2,031,838 47,565 0.05%
397 HEWLETT PACKARD ENTERPRISE C 2,599,375 47,491 0.05%
398 COLGATE PALMOLIVE CO 640,988 46,920 0.05%
399 CORNING INC 2,288,460 46,868 0.05%
400 BAIDU INC 283,069 46,749 0.05%
Page 8 of 193