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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,516 holdings with a total value of $89,165,168,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 UNION PAC CORP 3,243,006 336,235,000 0.38%
52 WALGREENS BOOTS ALLIANCE INC 3,997,601 330,842,000 0.37%
53 WAL-MART STORES INC 4,763,554 329,256,000 0.37%
54 MARSH & MCLENNAN COS INC 4,802,415 324,596,000 0.36%
55 EOG RES INC 3,185,625 322,067,000 0.36%
56 3M CO 1,772,659 316,545,000 0.36%
57 HONEYWELL INTL INC 2,707,572 313,672,000 0.35%
58 LYONDELLBASELL INDUSTRIES N 3,645,547 312,714,000 0.35%
59 SCHLUMBERGER LTD 3,682,150 309,117,000 0.35%
60 SIMON PPTY GROUP INC NEW 1,670,858 296,861,000 0.33%
61 ECOLAB INC 2,522,057 295,633,000 0.33%
62 US BANCORP DEL 5,739,736 294,850,000 0.33%
63 QUALCOMM INC 4,475,460 291,801,000 0.33%
64 CHUBB LIMITED 2,165,522 286,109,000 0.32%
65 NVIDIA CORPORATION 2,670,458 285,044,000 0.32%
66 UNITED TECHNOLOGIES CORP 2,557,274 280,329,000 0.31%
67 BRISTOL MYERS SQUIBB CO 4,773,762 278,979,000 0.31%
68 CHARTER COMMUNICATIONS INC N 954,093 274,703,000 0.31%
69 THERMO FISHER SCIENTIFIC INC 1,926,328 271,806,000 0.30%
70 DANAHER CORP DEL 3,429,765 266,971,000 0.30%
71 NIKE INC 5,149,127 261,729,000 0.29%
72 CVS HEALTH CORP 3,310,299 261,218,000 0.29%
73 GENERAL MTRS CO 7,457,145 259,807,000 0.29%
74 GOLDMAN SACHS GROUP INC 1,084,569 259,701,000 0.29%
75 ABBOTT LABS 6,525,001 250,625,000 0.28%
76 O REILLY AUTOMOTIVE INC NEW 894,128 248,933,000 0.28%
77 LOWES COS INC 3,478,235 247,372,000 0.28%
78 MEDTRONIC PLC 3,462,298 246,620,000 0.28%
79 MORGAN STANLEY 5,831,388 246,378,000 0.28%
80 BOEING CO 1,573,737 244,999,000 0.27%
81 ROSS STORES INC 3,724,512 244,328,000 0.27%
82 GENERAL DYNAMICS CORP 1,402,486 242,153,000 0.27%
83 INGERSOLL-RAND PLC 3,197,109 239,911,000 0.27%
84 TEXAS INSTRS INC 3,282,594 239,530,000 0.27%
85 DOW CHEM CO 4,076,710 233,271,000 0.26%
86 AMERICAN EXPRESS CO 3,124,132 231,435,000 0.26%
87 AETNA INC NEW 1,838,528 227,996,000 0.26%
88 METLIFE INC 4,148,498 223,563,000 0.25%
89 ALLSTATE CORP 2,954,672 219,001,000 0.25%
90 PRICELINE GRP INC 148,949 218,367,000 0.24%
91 HEWLETT PACKARD ENTERPRISE C 9,428,134 218,168,000 0.24%
92 SALESFORCE COM INC 3,171,902 217,149,000 0.24%
93 KROGER CO 6,284,040 216,862,000 0.24%
94 UNITED PARCEL SERVICE INC 1,856,019 212,774,000 0.24%
95 MICRON TECHNOLOGY INC 9,654,954 211,636,000 0.24%
96 KRAFT HEINZ CO 2,419,827 211,300,000 0.24%
97 DUKE ENERGY CORP NEW 2,687,248 208,585,000 0.23%
98 CATERPILLAR INC 2,218,953 205,785,000 0.23%
99 LINCOLN NATL CORP IND 3,086,835 204,564,000 0.23%
100 AMERICAN INTL GROUP INC 3,106,914 202,913,000 0.23%
Page 2 of 51

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0000861177-17-000010, filed 2017.03.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.