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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 519 holdings with a total value of $4,916,519,000.
#
Name
Shares
Value ($)
%
Options
Notes
501 CUMMINS INC 29 3,000 0.00%
502 UNITED STATES STL CORP NEW 300 3,000 0.00%
503 SUNEDISON INC 316 2,000 0.00%
504 3-D SYS CORP DEL 167 2,000 0.00%
505 ABB LTD 129 2,000 0.00%
506 CANADIAN NAT RES LTD 115 2,000 0.00%
507 LYONDELLBASELL INDUSTRIES N 16 1,000 0.00%
508 COMMUNITY HEALTH SYS INC NEW COM 31 1,000 0.00%
509 TALEN ENERGY CORP COM 64 1,000 0.00%
510 ARCH COAL INC 180 1,000 0.00%
511 Adt Corp 32 1,000 0.00%
512 BREITBURN ENERGY PARTNERS LP COM 24 0 0.00%
513 AMERICAN SUPERCONDUCTOR CORPOR 35 0 0.00%
514 ALCATEL SA ADR 78 0 0.00%
515 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 450 0 0.00%
516 FRONTIER COMM 18 0 0.00%
517 PETROCHINA CO LTD 3 0 0.00%
518 CHEMOURS CO 14 0 0.00%
519 CALIFORNIA RES CORP 20 0 0.00%
Page 11 of 11

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000315123-15-000033, filed 2015.10.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.